30 Nov 2015 15:11
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 26 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | SALES | 17,247 | 51.4979 USD | 51.4979 USD |
EUR 0.07 A ordinary | PURCHASES | 728,341 | 24.0650 EUR | 23.6150 EUR |
EUR 0.07 A ordinary | SALES | 938,636 | 24.0650 EUR | 23.6200 EUR |
EUR 0.07 A ordinary | PURCHASES | 525,325 | 16.7750 GBP | 16.4950 GBP |
EUR 0.07 A ordinary | SALES | 322,059 | 16.7800 GBP | 16.5550 GBP |
EUR 0.07 B ordinary | PURCHASES | 85 | 24.1750 EUR | 24.1750 EUR |
EUR 0.07 B ordinary | SALES | 85 | 24.1750 EUR | 24.1750 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,415,181 | 16.9650 GBP | 16.6400 GBP |
EUR 0.07 B ordinary | SALES | 1,386,532 | 16.9650 GBP | 16.6450 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 929 | 23.6900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,035 | 23.8465 EUR |
EUR 0.07 A ordinary | CFD | LONG | 191 | 23.8498 EUR |
EUR 0.07 A ordinary | CFD | LONG | 413,289 | 23.8716 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,658 | 23.8974 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59,430 | 23.9078 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,360 | 23.9078 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,007 | 23.9547 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,594 | 23.9936 EUR |
EUR 0.07 A ordinary | CFD | LONG | 963 | 23.9950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,658 | 23.6892 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 929 | 23.7077 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,609 | 23.7868 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 238 | 23.8414 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 388 | 23.8414 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 413,323 | 23.8645 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,362 | 23.8645 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 92 | 23.8896 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 743 | 23.9950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,360 | 23.9950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 481 | 16.5784 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,058 | 16.5797 GBP |
EUR 0.07 A ordinary | CFD | LONG | 33 | 16.6600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,711 | 16.6708 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,831 | 16.6815 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,200 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,206 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,720 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 111 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,494 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,864 | 16.7250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18 | 16.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,000 | 16.5479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 44 | 16.5804 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,000 | 16.6174 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,230 | 16.6532 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,622 | 16.6532 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,272 | 16.6532 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,526 | 16.6532 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 44,834 | 16.6672 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,853 | 16.6759 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 859 | 16.7283 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,205 | 16.7283 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,936 | 16.7283 GBP |
EUR 0.07 B ordinary | CFD | LONG | 250 | 16.7300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,805 | 16.7858 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,719 | 16.7996 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,416 | 16.8097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,960 | 16.8175 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,872 | 16.8221 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,377 | 16.8221 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,213 | 16.8221 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,487 | 16.8221 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,005 | 16.8314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,649 | 16.8403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,090 | 16.8583 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,340 | 16.8615 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,463 | 16.8930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 327 | 16.8930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 126 | 16.8930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,491 | 16.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,891 | 16.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,309 | 16.9250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,406 | 16.7599 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,371 | 16.8383 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,889 | 16.8765 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,602 | 16.9250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 78 | 16.9262 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.