16 Nov 2015 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 13 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 41,000 | 48.4800 USD | 48.0300 USD |
A ADSs | SALES | 33,776 | 48.4800 USD | 47.8100 USD |
B ADSs | PURCHASES | 6,000 | 48.7100 USD | 48.0800 USD |
B ADSs | SALES | 8,400 | 48.7100 USD | 47.9900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 1,700 | 48.2206 USD |
A ADSs | CFD | LONG | 16,671 | 48.2727 USD |
A ADSs | CFD | LONG | 11,600 | 48.3035 USD |
A ADSs | CFD | LONG | 600 | 48.3654 USD |
A ADSs | CFD | LONG | 1,726 | 48.3891 USD |
A ADSs | CFD | LONG | 1,302 | 48.3891 USD |
A ADSs | CFD | LONG | 100 | 48.4000 USD |
A ADSs | CFD | LONG | 77 | 48.4100 USD |
A ADSs | CFD | SHORT | 1,900 | 48.2550 USD |
A ADSs | CFD | SHORT | 2,400 | 48.3554 USD |
A ADSs | CFD | SHORT | 3,000 | 48.3784 USD |
A ADSs | CFD | SHORT | 33,700 | 48.3879 USD |
B ADSs | CFD | LONG | 7,800 | 48.4588 USD |
B ADSs | CFD | LONG | 400 | 48.4745 USD |
B ADSs | CFD | LONG | 200 | 48.5150 USD |
B ADSs | CFD | SHORT | 2,600 | 48.4632 USD |
B ADSs | CFD | SHORT | 2,300 | 48.4669 USD |
B ADSs | CFD | SHORT | 200 | 48.5300 USD |
B ADSs | CFD | SHORT | 900 | 48.5333 USD |
EUR 0.07 A ordinary | CFD | LONG | 115 | 22.4150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 88 | 22.4150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,993 | 22.4757 EUR |
EUR 0.07 A ordinary | CFD | LONG | 649 | 22.5092 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 22.5750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58 | 22.6550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 22.4150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 22.5352 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 486 | 22.5352 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 22.5352 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,590 | 15.6931 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,005 | 15.6972 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,071 | 15.7944 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,098 | 15.7944 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,882 | 15.8009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41,362 | 15.8738 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,050 | 15.9313 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 630 | 15.6719 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 142 | 15.6848 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,095 | 15.6894 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 51,746 | 15.7801 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111,232 | 15.7801 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,896 | 15.9906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29 | 15.8200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,255 | 15.8322 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,732 | 15.8418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,229 | 15.8418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,624 | 15.8606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 668 | 15.8606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,011 | 15.8606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,371 | 15.8606 GBP |
EUR 0.07 B ordinary | CFD | LONG | 113,539 | 15.8826 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107,970 | 15.8826 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,874 | 15.8869 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,271 | 15.9076 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,736 | 15.9076 GBP |
EUR 0.07 B ordinary | CFD | LONG | 314 | 15.9076 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,162 | 16.0083 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,568 | 16.0312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,503 | 16.1708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,642 | 16.1708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,860 | 16.1708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 664 | 15.8036 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 570 | 15.8451 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,623 | 15.8504 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,827 | 15.8657 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,305 | 15.8875 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 16.0077 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,504 | 16.0184 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 496 | 16.0312 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.