23 Nov 2015 12:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 20/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,227,949 | 16.8GBP | 16.45 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,456,903 | 16.8 GBP | 16.43 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,342,729 | 16.62 GBP | 16.36 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 961,431 | 23.71 EUR | 23.46 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 3,294 | 25.85 CHF | 25.68 CHF |
Common - ISIN GB00B03MLX29 | Sale | 1,328,278 | 16.56 GBP | 16.35 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,206,680 | 23.87 EUR | 23.43 EUR |
Common - ISIN GB00B03MLX29 | Sale | 3,294 | 25.85 CHF | 25.68 CHF |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,587 | 16.501 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28 | 23.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,977 | 16.414 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,858 | 16.467 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 131 | 16.477 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 667 | 23.694 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,340 | 23.694 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,518 | 23.573 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,818 | 23.694 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 141 | 16.365 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 412 | 16.365 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,278 | 16.389 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 23.695 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,203 | 23.665 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 447,711 | 23.665 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 43 | 16.476 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,007,081 | 16.476 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,727 | 16.482 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,271 | 16.473 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 147 | 23.691 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 209 | 23.691 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,455 | 16.459 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 23,484 | 16.459 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,565 | 23.71 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,610 | 23.71 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,601 | 23.71 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 963 | 23.499 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,404 | 23.676 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,538 | 16.488 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,080 | 16.488 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,961 | 16.476 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,052 | 16.476 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 131 | 16.476 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,435 | 23.722 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,818 | 23.813 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,340 | 23.722 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,968 | 16.462 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 412 | 16.462 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 200 | 23.515 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 447,283 | 23.665 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,006,398 | 16.478 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,180 | 16.487 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,727 | 16.48 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,091 | 16.48 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,649 | 23.692 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 475 | 23.692 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 176 | 23.692 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 374 | 23.512 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 361 | 23.739 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 192 | 23.699 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20 | 16.528 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 101 | 16.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,233 | 16.613 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,920 | 16.476 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 16,756 | 16.486 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 43,645 | 16.576 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 212 | 16.486 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,007 | 16.552 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,840 | 16.552 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,886 | 16.552 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 241 | 16.57 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,171 | 16.61 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,591 | 16.624 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,719 | 16.659 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,197 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 847,291 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 144 | 16.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 18,354 | 16.617 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 29,976 | 16.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 78 | 16.605 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 92 | 16.605 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 107 | 16.655 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 225 | 16.605 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 435 | 16.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 743 | 16.655 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 206 | 16.511 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 181 | 16.578 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,636 | 16.495 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,732 | 16.559 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,565 | 16.559 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,849 | 16.603 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,859 | 16.603 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,729 | 16.603 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,840 | 16.695 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,669 | 16.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,314 | 16.46 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 300 | 16.49 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 31 | 16.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 847,043 | 16.597 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 20,194 | 16.618 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18,354 | 16.618 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,782 | 16.618 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 225 | 16.664 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 107 | 16.664 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 78 | 16.609 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 17,909 | 16.619 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 619 | 16.484 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 27,366 | 16.57 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 28,063 | 16.57 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,690 | 16.57 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,145 | 16.57 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 27,365 | 16.677 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 28,059 | 16.677 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,693 | 16.677 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,147 | 16.677 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 53,034 | 16.59 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 54,742 | 16.59 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,281 | 16.59 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,023 | 16.59 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.