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15 Jun 2009 11:22
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FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold ADR. |
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Class of relevant security to which theΒ |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
12/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
981 |
USD 24.59 |
USD 24.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,871 |
USD 24.70 |
USD 24.49 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/receivedΒ |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
15/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
SEGROΒ PLC |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,955,751 |
GBPΒ 0.25 |
GBPΒ 0.25 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
6,171,140 |
GBPΒ 0.25 |
GBPΒ 0.25 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
860,390 |
GBPΒ 0.25 |
|
Long Swap |
LONG |
172,078 |
GBPΒ 0.25 |
|
Long Swap |
LONG |
92,389 |
GBPΒ 0.25 |
|
Long Swap |
LONG |
28,030 |
GBPΒ 0.25 |
|
Long Swap |
LONG |
25,970 |
GBPΒ 0.25 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
28,030 |
GBPΒ 0.25 |
|
Short Swap |
SHORT |
82,500 |
GBPΒ 0.25 |
|
Short Swap |
SHORT |
84,712 |
GBPΒ 0.25 |
|
Short Swap |
SHORT |
92,389 |
GBPΒ 0.25 |
|
Short Swap |
SHORT |
104,772 |
GBPΒ 0.25 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
15/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGROΒ PLC |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Brixton plc |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
136,076 |
GBPΒ 0.68 |
GBPΒ 0.68 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
74,557 |
GBPΒ 0.68 |
|
Long Swap |
LONG |
29,519 |
GBPΒ 0.68 |
|
Long Swap |
LONG |
22,544 |
GBPΒ 0.68 |
|
Long Swap |
LONG |
9,456 |
GBPΒ 0.68 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
15/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGROΒ PLC |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Candover Investments Plc |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
9,960 |
GBPΒ 3.01 |
GBPΒ 2.97 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,657 |
GBPΒ 2.96 |
GBPΒ 2.96 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
1,292 |
GBPΒ 3.01 |
|
Long Swap |
LONG |
1,030 |
GBPΒ 3.01 |
|
Long Swap |
LONG |
638 |
GBPΒ 3.01 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
3,657 |
GBPΒ 2.96 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
15/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Candover Investments Plc |
|
Nature of connection # |
Advisor |
Β
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