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Pin to quick picksPantheon International Regulatory News (PIN)

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Pantheon International is an Investment Trust

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Holding(s) in Company

8 Nov 2017 13:34

RNS Number : 9446V
Pantheon International PLC
08 November 2017
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Pantheon International Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Private Syndicate Pty Ltd

City and country of registered office (if applicable)

Melbourne, Australia

4. Full name of shareholder(s) (if different from 3.)v

Name

Nortrust Nominees Limited

City and country of registered office (if applicable)

London, England

5. Date on which the threshold was crossed or reachedvi:

1st November 2017

6. Date on which issuer notified (DD/MM/YYYY):

8th November 2017

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

3.7%

 

3.7%

54,304,447

Position of previous notification (if

applicable)

 

 

 

 

       

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0004148507

2,032,173

 

3.7% 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

2,032,173

3.7%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

          

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

LEI: 2138001B3CE5S5PEE928

     

 

Place of completion

London, UK

Date of completion

8th November 2017

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUGGGWGUPMGWR
Date   Source Headline
18th Nov 20147:00 amPRNExecution of a New Bank Loan Facility
6th Nov 20147:00 amPRNInterim Management Statement
3rd Nov 20145:46 pmPRNTotal Voting Rights
24th Oct 20147:00 amPRNMonthly Performance Update
7th Oct 201410:27 amPRNHolding(s) in Company
3rd Oct 20145:02 pmPRNTransaction in Own Shares
2nd Oct 20146:14 pmPRNTotal Voting Rights
2nd Oct 20146:11 pmPRNTransaction in Own Shares
2nd Oct 20147:00 amPRNAnnual Financial Report
22nd Sep 20147:00 amPRNMonthly Performance Update
22nd Aug 20147:00 amPRNMonthly Performance Update
1st Aug 201410:58 amPRNTotal Voting Rights
28th Jul 20144:59 pmPRNTotal Voting Rights
28th Jul 20144:56 pmPRNTransaction in Own Shares
24th Jul 20147:00 amPRNNet Asset Value(s)
22nd Jul 20145:29 pmPRNAppointment of AIFM and Depositary
1st Jul 20142:28 pmPRNTotal Voting Rights
30th Jun 20145:51 pmPRNTransaction in Own Shares
24th Jun 20145:20 pmPRNHolding(s) in Company
23rd Jun 20147:00 amPRNMonthly Performance Update
9th Jun 20145:36 pmPRNTotal Voting Rights
9th Jun 20145:34 pmPRNCorrection : Transaction in Own Shares
9th Jun 20145:15 pmPRNHolding(s) in Company
2nd Jun 201412:53 pmPRNTotal Voting Rights
27th May 20145:26 pmPRNTotal Voting Rights
27th May 20145:24 pmPRNTransaction in Own Shares
23rd May 20143:57 pmPRNTotal Voting Rights
23rd May 20143:56 pmPRNTransaction in Own Shares
23rd May 201412:40 pmPRNDirector Declaration
22nd May 20147:00 amPRNMonthly Performance Update
7th May 20141:15 pmPRNHolding(s) in Company
7th May 20147:00 amPRNInterim Management Statement
1st May 20142:44 pmPRNTotal Voting Rights
24th Apr 20147:00 amPRNMonthly Performance Update
9th Apr 201410:40 amPRNTotal Voting Rights
9th Apr 201410:39 amPRNTransaction in Own Shares
7th Apr 20145:24 pmPRNHolding(s) in Company
7th Apr 20145:15 pmPRNHolding(s) in Company
25th Mar 20147:00 amPRNMonthly Performance Update
7th Mar 20144:16 pmPRNHolding(s) in Company
28th Feb 20147:00 amPRNHalf-yearly Report
24th Feb 20147:00 amPRNMonthly Performance Update
29th Jan 20147:00 amPRNMonthly Performance Update
15th Jan 201411:34 amPRNStatement re Non-Mainstream Investment Products
23rd Dec 20137:00 amPRNMonthly Performance Update
4th Dec 201311:02 amPRNTransaction in Own Shares
25th Nov 20133:54 pmPRNResult of AGM
25th Nov 20137:00 amPRNNet Asset Value(s)
13th Nov 20137:00 amPRNInterim Management Statement
1st Nov 20133:29 pmPRNTotal Voting Rights

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