27 Feb 2020 10:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 26 February 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 834,642 | 9.6760 GBP | 8.5620 GBP |
10p ordinary | SALES | 793,446 | 9.6560 GBP | 8.5540 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 356 | 8.6457 GBP |
10p ordinary | CFD | LONG | 613 | 8.7084 GBP |
10p ordinary | CFD | LONG | 706 | 8.7254 GBP |
10p ordinary | CFD | LONG | 18,298 | 8.8264 GBP |
10p ordinary | CFD | LONG | 4,194 | 8.9310 GBP |
10p ordinary | CFD | LONG | 6,015 | 9.0105 GBP |
10p ordinary | CFD | LONG | 6,261 | 9.0178 GBP |
10p ordinary | CFD | LONG | 20,176 | 9.0441 GBP |
10p ordinary | CFD | LONG | 1,148 | 9.0496 GBP |
10p ordinary | CFD | LONG | 53,669 | 9.0496 GBP |
10p ordinary | CFD | LONG | 3,901 | 9.0823 GBP |
10p ordinary | CFD | LONG | 338 | 9.1455 GBP |
10p ordinary | CFD | LONG | 27,652 | 9.1534 GBP |
10p ordinary | CFD | LONG | 18,271 | 9.1881 GBP |
10p ordinary | CFD | LONG | 6,837 | 9.2647 GBP |
10p ordinary | CFD | LONG | 8,994 | 9.2647 GBP |
10p ordinary | CFD | LONG | 86,711 | 9.3132 GBP |
10p ordinary | CFD | LONG | 5,081 | 9.3177 GBP |
10p ordinary | CFD | LONG | 131,207 | 9.3177 GBP |
10p ordinary | CFD | LONG | 33 | 9.3400 GBP |
10p ordinary | CFD | LONG | 68,900 | 9.3578 GBP |
10p ordinary | CFD | LONG | 20,703 | 9.3830 GBP |
10p ordinary | CFD | LONG | 2,364 | 9.3830 GBP |
10p ordinary | CFD | LONG | 1,527 | 9.3839 GBP |
10p ordinary | CFD | LONG | 34 | 9.3839 GBP |
10p ordinary | CFD | LONG | 10,101 | 9.3840 GBP |
10p ordinary | CFD | LONG | 2,378 | 9.3840 GBP |
10p ordinary | CFD | LONG | 623 | 9.3840 GBP |
10p ordinary | CFD | LONG | 10,100 | 9.3840 GBP |
10p ordinary | CFD | LONG | 15,301 | 9.3863 GBP |
10p ordinary | CFD | LONG | 1,113 | 9.3889 GBP |
10p ordinary | CFD | LONG | 3,166 | 9.4006 GBP |
10p ordinary | CFD | LONG | 903 | 9.4233 GBP |
10p ordinary | CFD | LONG | 3,717 | 9.4233 GBP |
10p ordinary | CFD | LONG | 638 | 9.4260 GBP |
10p ordinary | CFD | LONG | 5,431 | 9.4283 GBP |
10p ordinary | CFD | LONG | 1,003 | 9.4323 GBP |
10p ordinary | CFD | LONG | 4,204 | 9.4328 GBP |
10p ordinary | CFD | LONG | 2,223 | 9.4345 GBP |
10p ordinary | CFD | LONG | 1,375 | 9.4456 GBP |
10p ordinary | CFD | LONG | 372 | 9.4456 GBP |
10p ordinary | CFD | LONG | 192 | 9.4456 GBP |
10p ordinary | CFD | LONG | 1,539 | 9.4523 GBP |
10p ordinary | CFD | LONG | 237 | 9.4560 GBP |
10p ordinary | CFD | LONG | 100 | 9.4754 GBP |
10p ordinary | CFD | LONG | 199 | 9.4762 GBP |
10p ordinary | CFD | SHORT | 130 | 8.6520 GBP |
10p ordinary | CFD | SHORT | 17,131 | 8.9832 GBP |
10p ordinary | CFD | SHORT | 47,200 | 9.2984 GBP |
10p ordinary | CFD | SHORT | 152,800 | 9.2984 GBP |
10p ordinary | CFD | SHORT | 2,600 | 9.3520 GBP |
10p ordinary | CFD | SHORT | 2,322 | 9.3582 GBP |
10p ordinary | CFD | SHORT | 13,078 | 9.3582 GBP |
10p ordinary | CFD | SHORT | 1,148 | 9.3840 GBP |
10p ordinary | CFD | SHORT | 3,491 | 9.3840 GBP |
10p ordinary | CFD | SHORT | 3,610 | 9.3840 GBP |
10p ordinary | CFD | SHORT | 7,761 | 9.3840 GBP |
10p ordinary | CFD | SHORT | 4,000 | 9.3951 GBP |
10p ordinary | CFD | SHORT | 3,000 | 9.3951 GBP |
10p ordinary | CFD | SHORT | 3,000 | 9.3951 GBP |
10p ordinary | CFD | SHORT | 16,261 | 9.4128 GBP |
10p ordinary | CFD | SHORT | 16,808 | 9.4814 GBP |
10p ordinary | CFD | SHORT | 280,468 | 9.4853 GBP |
10p ordinary | CFD | SHORT | 536 | 9.5192 GBP |
10p ordinary | CFD | SHORT | 21,992 | 9.5240 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 27 February 2020 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.