Last checked at 16 Mar 2016 17:51
TR-1: Notification of Major Interests in Shares | ||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Metro Bank PLC | |
2. Reason for the notification (yes/no) | ||
An acquisition or disposal of voting rights | No | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
An event changing the breakdown of voting rights | No | |
Other (please specify): The issuer's shares being admitted to trading on the London Stock Exchange | Yes | |
3. Full name of person(s) subject to notification obligation: | Wellington Management Company LLP | |
4. Full name of shareholder(s) (if different from 3): | BNY Mellon Nominees Limited GOLDMAN SACHS INTERNATIONAL State Street Nominees Limited ROY Nominees Limited
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5. Date of transaction (and date on which the threshold is crossed or reached if different): | 15 March 2016 | |
6. Date on which issuer notified: | 16 March 2016 | |
7. Threshold(s) that is/are crossed or reached: | 5% | |
8. Notified Details | ||||||||||||
A: Voting rights attached to shares | ||||||||||||
Class/type of shares If possible use ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||
Number of Shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | ||||||||
Direct | Indirect | Direct | Indirect | |||||||||
GB00BZ6STL67 Common Stock | 7,546,661 | 7,546,661 | 9.40% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||
Resulting situation after the triggering transaction | ||||||||||||
Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired (if the instrument is exercised/converted) | Percentage of voting rights | ||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||
Resulting situation after the triggering transaction | ||||||||||||
Type of financial instrument | Exercise Price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |||||||
Nominal | Delta | |||||||||||
Total (A+B+C) | ||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||
7,546,661 | 9.40% | |||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | |
Wellington Management Company LLP, which crossed the 5% notification threshold in its own right, is an investment management entity that manages the assets of certain funds and/or managed accounts and the assets under its management include: 7,546,661 of interests described in Box 8A of this notification Wellington Management Company LLP is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP , which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP , which, in turn, is a direct controlled undertaking of Wellington Management Group LLP . | |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: | |
14. Contact name: | Mark O'Brien |
15. Contact telephone number: | 44-20-7126-6310 |
Note: Annex should only be submitted to the FCA not the issuer
A: Identity of the person or legal entity subject to the notification obligation | |
Full name (including legal form for legal entities) | Wellington Management Group LLP |
Contact address (including legal form for legal entities) | c/o Wellington Management Company LLP, 280 Congress Street, Boston, MA 02210 USA |
Phone number & email | 44-20-7126-6310 beneficialownership@wellington.com |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | Mark O'Brien |
Contact address | c/o Wellington Management Company LLP, 280 Congress Street, Boston, MA 02210 USA |
Phone number & email | 44-20-7126-6310 beneficialownership@wellington.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |