Last checked at 18 Apr 2017 15:37
18 April 2017
Mitie Group plc
Mitie Group plc ("Mitie") - Notification of substantial shareholding
Mitie has received the following notification in relation to a major interest in its shares.
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Mitie Group plc | |||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||
Non-UK Issuer | ||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of financial instruments | X | |||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Details of person subject to the notification obligation | ||||
Name | JPMorgan Chase & Co. | |||
City and country of registered office (if applicable) | Delaware, United States of America | |||
4. Full name of shareholder(s) (if different from 3.) | ||||
Name | J.P. Morgan Securities Plc | |||
City and country of registered office (if applicable) | London, United Kingdom | |||
5. Date on which the threshold was crossed or reached: | 07 April 2017 | |||
6. Date on which issuer notified (DD/MM/YYYY): | 13 April 2017 | |||
7. Total positions of person(s) subject to the notification obligation | ||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.42% | 4.60% | 5.02% | 359,811,982 |
Position of previous notification (if applicable) | Below minimum threshold | Below minimum threshold | Below minimum threshold | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rights | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
GB0004657408 | 1,507,744 | 0.42% | ||
SUBTOTAL 8. A | 1,507,744 | 0.42% | ||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||
Type of financial instrument | Expiration date | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted | % of voting rights |
SUBTOTAL 8.B 1 | ||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
Type of financial instrument | Expiration date | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 26/04/2017 | Cash | 271,581 | 0.08% | |
Cash-settled Equity Swap | 23/08/2017 | Cash | 6,616,678 | 1.84% | |
Cash-settled Equity Swap | 26/10/2017 | Cash | 185,000 | 0.05% | |
Cash-settled Equity Swap | 01/11/2017 | Cash | 3,657,959 | 1.02% | |
Cash-settled Equity Swap | 04/12/2017 | Cash | 46,754 | 0.01% | |
Cash-settled Equity Swap | 08/01/2018 | Cash | 1,885,125 | 0.52% | |
Cash-settled Equity Swap | 12/02/2018 | Cash | 170,770 | 0.05% | |
Cash-settled Equity Swap | 01/03/2018 | Cash | 332,355 | 0.09% | |
Cash-settled Equity Swap | 20/03/2018 | Cash | 66,804 | 0.02% | |
Cash-settled Equity Swap | 21/03/2018 | Cash | 18,129 | 0.01% | |
Cash-settled Equity Swap | 12/04/2018 | Cash | 822,812 | 0.23% | |
Cash-settled Equity Swap | 25/04/2018 | Cash | 39 | 0.00% | |
Cash-settled Equity Swap | 26/04/2018 | Cash | 735 | 0.00% | |
Cash-settled Equity Swap | 30/04/2018 | Cash | 1,453,096 | 0.40% | |
Cash-settled Equity Swap | 02/05/2018 | Cash | 22,213 | 0.01% | |
Cash-settled Equity Swap | 03/08/2018 | Cash | 986,745 | 0.27% | |
SUBTOTAL 8.B 2 | 16,536,795 | 4.60% | |||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | X | |||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
JPMorgan Chase & Co. | ||||
JPMorgan Chase Bank National Association | ||||
J.P. Morgan International Inc | ||||
Bank One International Holdings Corporation | ||||
J.P. Morgan International Finance Limited | ||||
J.P. Morgan Capital Holdings Limited | ||||
J.P. Morgan Chase (UK) Holdings Limited | ||||
J.P. Morgan Chase International Holdings | ||||
J.P. Morgan Securities plc | 4.60% | 5.02% | ||
10. In case of proxy voting, please identify: | |
Name of the proxy holder | N/A |
The number and % of voting rights held | N/A |
The date until which the voting rights will be held | N/A |
11. Additional information |
Table 8A) Includes stock borrows of 17,690,487 (4.92%). Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Inc. (100%) Bank One International Holdings Incorporation (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (72.73%) J.P. Morgan Chase (UK) Holdings Limited (99.99%) J.P. Morgan Chase International Holdings (100%) J.P. Morgan Securities plc (99.41%)
|
Place of completion | London, United Kingdom |
Date of completion | 13 April 2017 |
For further information, contact:
John Telling
Group Corporate Affairs Director, Mitie Group plc
T: +44 (0) 20 3123 8673 M: +44 (0)7979 701006 E: john.telling@mitie.com
Anna Chen
Investor Relations Manager, Mitie Group plc
T: +44 (0) 20 3123 8675 M: +44 (0)7818 527265 E: anna.chen@mitie.com
Notes for editors
About Mitie Group
Mitie is a FTSE 250 business providing facilities management, real estate consultancy, project management and a range of specialist services that connect people with innovation and technology in the workspace environment; helping our clients create better places to work and saving them money.
We work in partnership with organisations to deliver long-term value, offering a wide range of services - from real estate and energy consultancy, compliance, risk assessment and security systems to cleaning, catering and environmental services. We manage and maintain some of the nation's most recognised landmarks for a range of blue-chip public and private sector customers.
Find out more at www.mitie.com