Last checked at 15 Mar 2024 11:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 14 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 805,408 | 13.3000 GBP | 13.0600 GBP |
EUR 0.22 ordinary | Sales | 557,627 | 13.2825 GBP | 13.0575 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Reducing a short position | 239 | 13.0778 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4 | 13.0823 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2 | 13.0823 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2 | 13.0823 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 65 | 13.1034 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 131 | 13.1036 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 190 | 13.1039 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4,212 | 13.1069 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 3,082 | 13.1082 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 47 | 13.1082 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 23 | 13.1085 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 9,090 | 13.1087 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,426 | 13.1087 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 4 | 13.1087 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 9,680 | 13.1087 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 17,223 | 13.1087 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 820 | 13.1101 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 2,153 | 13.1110 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 239 | 13.1116 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 152 | 13.1130 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 50 | 13.1130 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 958 | 13.1149 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 17,044 | 13.1150 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 796 | 13.1152 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 556 | 13.1152 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 273 | 13.1152 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 9,433 | 13.1163 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4,590 | 13.1163 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,097 | 13.1163 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,439 | 13.1163 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,874 | 13.1163 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 429 | 13.1180 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 63 | 13.1180 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 172 | 13.1193 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 46 | 13.1193 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 71 | 13.1193 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 77 | 13.1209 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 958 | 13.1211 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 7,700 | 13.1219 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 19 | 13.1250 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 24 | 13.1250 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5 | 13.1250 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,266 | 13.1288 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 881 | 13.1293 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 435 | 13.1309 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 60,152 | 13.1383 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4,381 | 13.1395 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 41 | 13.1439 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 10 | 13.1439 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,397 | 13.1506 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 14,824 | 13.1506 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 8,100 | 13.1693 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 8,600 | 13.1797 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1 | 13.1800 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1 | 13.1800 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 36,503 | 13.1890 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3,885 | 13.2000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,397 | 13.2000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,404 | 13.2000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,535 | 13.2000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 18 | 13.2020 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5 | 13.2020 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 71 | 13.2101 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 9 | 13.2255 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 7 | 13.2255 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3 | 13.2255 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 316 | 13.2257 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 150 | 13.2258 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 8,250 | 13.2265 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 452 | 13.2266 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 85 | 13.2436 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 177 | 13.2450 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 249 | 13.2455 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 50 | 13.2620 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 14 | 13.2620 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,944 | 13.2659 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 26 | 13.2720 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 6 | 13.2720 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 3,618 | 313.6681 ZAR |
EUR 0.22 ordinary | SWAP | Increasing a long position | 122 | 13.0975 GBP |
EUR 0.22 ordinary | SWAP | Reducing a long position | 191 | 13.2675 GBP |
EUR 0.22 ordinary | SWAP | Increasing a short position | 13,811 | 313.8042 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a short position | 93 | 314.8397 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 15 March 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.