Last checked at 18 Mar 2024 11:48
This announcement replaces the previous RNS announcement 0623H released at 10:45 on the 15th March 2024. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 14 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 1416684 | 13.29000 GBP | 13.05000 GBP |
EUR 0.22 ordinary | Sell
| 2089179 | 13.29000 GBP | 13.03901 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1312 | 13.11694181 GBP |
EUR 0.22 ordinary | CFD
| Long | 358 | 13.13042031 GBP |
EUR 0.22 ordinary | CFD
| Long | 2193 | 13.149455 GBP |
EUR 0.22 ordinary | CFD
| Long | 559 | 13.14097495 GBP |
EUR 0.22 ordinary | CFD
| Long | 21952 | 13.115 GBP |
EUR 0.22 ordinary | CFD
| Long | 647 | 13.2145675 GBP |
EUR 0.22 ordinary | CFD
| Long | 1091 | 13.226774 GBP |
EUR 0.22 ordinary | CFD
| Long | 572 | 13.11483606 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.27 GBP |
EUR 0.22 ordinary | CFD
| Long | 1108 | 13.10390281 GBP |
EUR 0.22 ordinary | CFD
| Long | 1004 | 13.11292749 GBP |
EUR 0.22 ordinary | CFD
| Long | 384 | 13.11428057 GBP |
EUR 0.22 ordinary | CFD
| Long | 122 | 13.08439636 GBP |
EUR 0.22 ordinary | CFD
| Long | 142759 | 13.11 GBP |
EUR 0.22 ordinary | CFD
| Long | 64 | 13.126269 GBP |
EUR 0.22 ordinary | CFD
| Long | 35661 | 314.038 ZAR |
EUR 0.22 ordinary | CFD
| Long | 400 | 13.214025 GBP |
EUR 0.22 ordinary | CFD
| Long | 17738 | 313.79570357 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3029 | 13.172512 GBP |
EUR 0.22 ordinary | CFD
| Long | 152 | 13.245 GBP |
EUR 0.22 ordinary | CFD
| Long | 8000 | 13.0822715 GBP |
EUR 0.22 ordinary | CFD
| Long | 1500 | 13.093782 GBP |
EUR 0.22 ordinary | CFD
| Long | 12500 | 13.075803 GBP |
EUR 0.22 ordinary | CFD
| Long | 10197 | 13.0822775635 GBP |
EUR 0.22 ordinary | CFD
| Long | 5171 | 13.0745324187 GBP |
EUR 0.22 ordinary | CFD
| Long | 1649 | 13.1150000000387 GBP |
EUR 0.22 ordinary | CFD
| Long | 8882 | 13.1143900000444 GBP |
EUR 0.22 ordinary | CFD
| Long | 270100 | 13.1294 GBP |
EUR 0.22 ordinary | CFD
| Long | 9385 | 13.115001 GBP |
EUR 0.22 ordinary | CFD
| Long | 38611 | 13.19700804 GBP |
EUR 0.22 ordinary | CFD
| Long | 78 | 13.11073796 GBP |
EUR 0.22 ordinary | CFD
| Long | 4890 | 315.61705317 ZAR |
EUR 0.22 ordinary | CFD
| Long | 34042 | 312.85514746 ZAR |
EUR 0.22 ordinary | CFD
| Long | 813 | 13.12006969 GBP |
EUR 0.22 ordinary | CFD
| Long | 407 | 13.15495903 GBP |
EUR 0.22 ordinary | CFD
| Long | 191 | 13.12204071 GBP |
EUR 0.22 ordinary | CFD
| Long | 108 | 13.11032816 GBP |
EUR 0.22 ordinary | CFD
| Long | 77 | 13.0954832 GBP |
EUR 0.22 ordinary | CFD
| Long | 6071 | 13.16354025 GBP |
EUR 0.22 ordinary | CFD
| Long | 595 | 13.12111217 GBP |
EUR 0.22 ordinary | CFD
| Long | 55230 | 13.2416 GBP |
EUR 0.22 ordinary | CFD
| Long | 270000 | 13.1625 GBP |
EUR 0.22 ordinary | CFD
| Short | 6342 | 13.2455881425418 GBP |
EUR 0.22 ordinary | CFD
| Short | 1516 | 315.617849604222 ZAR |
EUR 0.22 ordinary | CFD
| Short | 11599 | 13.118966 GBP |
EUR 0.22 ordinary | CFD
| Short | 31 | 13.0531452 GBP |
EUR 0.22 ordinary | CFD
| Short | 16552 | 13.15959 GBP |
EUR 0.22 ordinary | CFD
| Short | 5409 | 13.08677112 GBP |
EUR 0.22 ordinary | CFD
| Short | 23 | 13.0526087 GBP |
EUR 0.22 ordinary | CFD
| Short | 2430 | 13.115654 GBP |
EUR 0.22 ordinary | CFD
| Short | 399 | 13.110652 GBP |
EUR 0.22 ordinary | CFD
| Short | 6878 | 13.115656 GBP |
EUR 0.22 ordinary | CFD
| Short | 372 | 13.0706306 GBP |
EUR 0.22 ordinary | CFD
| Short | 22622 | 13.115 GBP |
EUR 0.22 ordinary | CFD
| Short | 1170 | 13.14564957 GBP |
EUR 0.22 ordinary | CFD
| Short | 1091 | 13.150202 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.065 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.13 GBP |
EUR 0.22 ordinary | CFD
| Short | 28165 | 13.14471772 GBP |
EUR 0.22 ordinary | CFD
| Short | 486 | 13.07820464 GBP |
EUR 0.22 ordinary | CFD
| Short | 4947 | 13.1414 GBP |
EUR 0.22 ordinary | CFD
| Short | 21839 | 13.1111607674344 GBP |
EUR 0.22 ordinary | CFD
| Short | 30661 | 13.1711480382244 GBP |
EUR 0.22 ordinary | CFD
| Short | 34042 | 312.85514746 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4850 | 13.266359 GBP |
EUR 0.22 ordinary | CFD
| Short | 458 | 13.15048 GBP |
EUR 0.22 ordinary | CFD
| Short | 371 | 13.104953 GBP |
EUR 0.22 ordinary | CFD
| Short | 3291 | 13.16962 GBP |
EUR 0.22 ordinary | CFD
| Short | 103 | 13.08203883 GBP |
EUR 0.22 ordinary | CFD
| Short | 113 | 13.148009 GBP |
EUR 0.22 ordinary | CFD
| Short | 107 | 13.140164 GBP |
EUR 0.22 ordinary | CFD
| Short | 1229 | 13.131835 GBP |
EUR 0.22 ordinary | CFD
| Short | 23 | 13.101304 GBP |
EUR 0.22 ordinary | CFD
| Short | 11449 | 13.149492 GBP |
EUR 0.22 ordinary | CFD
| Short | 7426 | 13.1512077 GBP |
EUR 0.22 ordinary | CFD
| Short | 35661 | 314.038 ZAR |
EUR 0.22 ordinary | CFD
| Short | 17738 | 313.79570357 ZAR |
EUR 0.22 ordinary | CFD
| Short | 3374 | 315.616695317131 ZAR |
EUR 0.22 ordinary | CFD
| Short | 12144 | 13.1133628 GBP |
EUR 0.22 ordinary | CFD
| Short | 21272 | 13.245588097029 GBP |
EUR 0.22 ordinary | CFD
| Short | 5813 | 13.1176242903836 GBP |
EUR 0.22 ordinary | CFD
| Short | 3168 | 13.14576312 GBP |
EUR 0.22 ordinary | CFD
| Short | 2257 | 13.16402741 GBP |
EUR 0.22 ordinary | CFD
| Short | 1634 | 13.19690312 GBP |
EUR 0.22 ordinary | CFD
| Short | 3624 | 13.15422694 GBP |
EUR 0.22 ordinary | CFD
| Short | 1381 | 13.14251102 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 18 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.