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19 Apr 2024 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 18 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 728710 | 13.76569 GBP | 13.47462 GBP |
EUR 0.22 ordinary | Sell
| 350870 | 13.76526 GBP | 13.49934 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 15337 | 13.731046 GBP |
EUR 0.22 ordinary | CFD
| Long | 30 | 13.644624 GBP |
EUR 0.22 ordinary | CFD
| Long | 152 | 13.719342 GBP |
EUR 0.22 ordinary | CFD
| Long | 21590 | 13.764312 GBP |
EUR 0.22 ordinary | CFD
| Long | 823 | 13.764313 GBP |
EUR 0.22 ordinary | CFD
| Long | 83 | 13.64108434 GBP |
EUR 0.22 ordinary | CFD
| Long | 29324 | 13.7636235 GBP |
EUR 0.22 ordinary | CFD
| Long | 960 | 13.615948 GBP |
EUR 0.22 ordinary | CFD
| Long | 647 | 13.76482794 GBP |
EUR 0.22 ordinary | CFD
| Long | 758 | 13.69584433 GBP |
EUR 0.22 ordinary | CFD
| Long | 26572 | 323.64894212 ZAR |
EUR 0.22 ordinary | CFD
| Long | 9080 | 325.47603304 ZAR |
EUR 0.22 ordinary | CFD
| Long | 552 | 13.71896739 GBP |
EUR 0.22 ordinary | CFD
| Long | 313 | 13.70661342 GBP |
EUR 0.22 ordinary | CFD
| Long | 212 | 13.63 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.61 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.685 GBP |
EUR 0.22 ordinary | CFD
| Long | 7029 | 13.6885 GBP |
EUR 0.22 ordinary | CFD
| Long | 8683 | 13.73299234 GBP |
EUR 0.22 ordinary | CFD
| Long | 1017 | 13.68729597 GBP |
EUR 0.22 ordinary | CFD
| Long | 25847 | 13.765 GBP |
EUR 0.22 ordinary | CFD
| Long | 654 | 13.694893 GBP |
EUR 0.22 ordinary | CFD
| Long | 1146 | 13.645 GBP |
EUR 0.22 ordinary | CFD
| Long | 937 | 13.635 GBP |
EUR 0.22 ordinary | CFD
| Long | 3120 | 13.667266 GBP |
EUR 0.22 ordinary | CFD
| Long | 532 | 13.74 GBP |
EUR 0.22 ordinary | CFD
| Long | 281 | 13.673436 GBP |
EUR 0.22 ordinary | CFD
| Long | 31 | 13.64702234 GBP |
EUR 0.22 ordinary | CFD
| Long | 543 | 13.69174913 GBP |
EUR 0.22 ordinary | CFD
| Long | 213 | 13.67452138 GBP |
EUR 0.22 ordinary | CFD
| Long | 3274 | 323.61909285 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1700 | 323.043898843529 ZAR |
EUR 0.22 ordinary | CFD
| Long | 2266 | 324.928135 ZAR |
EUR 0.22 ordinary | CFD
| Short | 82639 | 13.5862839579375 GBP |
EUR 0.22 ordinary | CFD
| Short | 34846 | 13.765 GBP |
EUR 0.22 ordinary | CFD
| Short | 508 | 13.68119094 GBP |
EUR 0.22 ordinary | CFD
| Short | 8900 | 13.6497865168539 GBP |
EUR 0.22 ordinary | CFD
| Short | 1374 | 13.765691 GBP |
EUR 0.22 ordinary | CFD
| Short | 695 | 13.7223019997986 GBP |
EUR 0.22 ordinary | CFD
| Short | 348 | 13.7030459954023 GBP |
EUR 0.22 ordinary | CFD
| Short | 2770 | 325.476429602888 ZAR |
EUR 0.22 ordinary | CFD
| Short | 2266 | 324.9281 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1700 | 323.0439 ZAR |
EUR 0.22 ordinary | CFD
| Short | 3274 | 323.61909285 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4428 | 13.717367 GBP |
EUR 0.22 ordinary | CFD
| Short | 103 | 13.76517206 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.66 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.67 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.7 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.73 GBP |
EUR 0.22 ordinary | CFD
| Short | 54583 | 13.5862840078413 GBP |
EUR 0.22 ordinary | CFD
| Short | 6310 | 325.475858954041 ZAR |
EUR 0.22 ordinary | CFD
| Short | 27441 | 13.58628402755 GBP |
EUR 0.22 ordinary | CFD
| Short | 13191 | 17.0935002 USD |
EUR 0.22 ordinary | CFD
| Short | 2462 | 13.67569761 GBP |
EUR 0.22 ordinary | CFD
| Short | 8629 | 13.7505279 GBP |
EUR 0.22 ordinary | CFD
| Short | 15090 | 13.663526 GBP |
EUR 0.22 ordinary | CFD
| Short | 494 | 13.65861336 GBP |
EUR 0.22 ordinary | CFD
| Short | 3704 | 13.650127 GBP |
EUR 0.22 ordinary | CFD
| Short | 14120 | 13.67338049 GBP |
EUR 0.22 ordinary | CFD
| Short | 6436 | 13.67899316 GBP |
EUR 0.22 ordinary | CFD
| Short | 43 | 13.71 GBP |
EUR 0.22 ordinary | CFD
| Short | 909 | 13.7650055005501 GBP |
EUR 0.22 ordinary | CFD
| Short | 2200 | 13.6292818181818 GBP |
EUR 0.22 ordinary | CFD
| Short | 32 | 13.658906 GBP |
EUR 0.22 ordinary | CFD
| Short | 58291 | 13.76483373 GBP |
EUR 0.22 ordinary | CFD
| Short | 37899 | 13.76510499 GBP |
EUR 0.22 ordinary | CFD
| Short | 21825 | 13.67081019 GBP |
EUR 0.22 ordinary | CFD
| Short | 10579 | 13.67778461 GBP |
EUR 0.22 ordinary | CFD
| Short | 9390 | 13.66942617 GBP |
EUR 0.22 ordinary | CFD
| Short | 6387 | 13.66894368 GBP |
EUR 0.22 ordinary | CFD
| Short | 1068 | 13.6777846 GBP |
EUR 0.22 ordinary | CFD
| Short | 46195 | 13.6809149 GBP |
EUR 0.22 ordinary | CFD
| Short | 26572 | 323.64894212 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1271 | 13.6516817 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 19 April 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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