26 Mar 2018 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 23/03/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
0.01p ordinary | Purchase | 54,861 | 2.0870 | 2.0733 |
0.01p ordinary | Sale | 538,795 | 2.0870 | 2.0520 |
Convertible Bond 2022 | Sale | 2,200,000 | 97.0000 | 97.0000 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 7 | 2.0738 GBP |
50p ordinary | Swap | Long | 11 | 2.0525 GBP |
50p ordinary | Swap | Long | 13 | 2.0772 GBP |
50p ordinary | Swap | Long | 29 | 2.0535 GBP |
50p ordinary | Swap | Long | 29 | 2.0772 GBP |
50p ordinary | Swap | Long | 38 | 2.0761 GBP |
50p ordinary | Swap | Long | 56 | 2.0696 GBP |
50p ordinary | Swap | Long | 62 | 2.0778 GBP |
50p ordinary | Swap | Long | 83 | 2.0770 GBP |
50p ordinary | Swap | Long | 106 | 2.0758 GBP |
50p ordinary | Swap | Long | 136 | 2.0779 GBP |
50p ordinary | Swap | Long | 166 | 2.0803 GBP |
50p ordinary | Swap | Long | 202 | 2.0487 GBP |
50p ordinary | Swap | Long | 225 | 2.0772 GBP |
50p ordinary | Swap | Long | 236 | 2.0758 GBP |
50p ordinary | Swap | Long | 279 | 2.0772 GBP |
50p ordinary | Swap | Long | 375 | 2.0803 GBP |
50p ordinary | Swap | Long | 478 | 2.0488 GBP |
50p ordinary | Swap | Long | 893 | 2.0780 GBP |
50p ordinary | Swap | Long | 1,019 | 2.0816 GBP |
50p ordinary | Swap | Long | 1,026 | 2.0750 GBP |
50p ordinary | Swap | Long | 1,116 | 2.0780 GBP |
50p ordinary | Swap | Long | 1,224 | 2.0818 GBP |
50p ordinary | Swap | Long | 1,253 | 2.0727 GBP |
50p ordinary | Swap | Long | 1,416 | 2.0763 GBP |
50p ordinary | Swap | Long | 1,674 | 2.0762 GBP |
50p ordinary | Swap | Long | 1,684 | 2.0808 GBP |
50p ordinary | Swap | Long | 1,729 | 2.0775 GBP |
50p ordinary | Swap | Long | 1,729 | 2.0602 GBP |
50p ordinary | Swap | Long | 2,073 | 2.0600 GBP |
50p ordinary | Swap | Long | 2,092 | 2.0808 GBP |
50p ordinary | Swap | Long | 2,168 | 2.0775 GBP |
50p ordinary | Swap | Long | 2,245 | 2.0806 GBP |
50p ordinary | Swap | Long | 2,340 | 2.0488 GBP |
50p ordinary | Swap | Long | 2,381 | 2.0770 GBP |
50p ordinary | Swap | Long | 2,583 | 2.0758 GBP |
50p ordinary | Swap | Long | 2,683 | 2.0463 GBP |
50p ordinary | Swap | Long | 2,695 | 2.0806 GBP |
50p ordinary | Swap | Long | 2,745 | 2.0501 GBP |
50p ordinary | Swap | Long | 2,922 | 2.0488 GBP |
50p ordinary | Swap | Long | 3,369 | 2.0806 GBP |
50p ordinary | Swap | Long | 5,430 | 2.0500 GBP |
50p ordinary | Swap | Long | 5,672 | 2.0573 GBP |
50p ordinary | Swap | Long | 6,827 | 2.0571 GBP |
50p ordinary | Swap | Long | 7,103 | 2.0501 GBP |
50p ordinary | Swap | Long | 7,524 | 2.0800 GBP |
50p ordinary | Swap | Long | 10,821 | 2.0760 GBP |
50p ordinary | Swap | Long | 14,580 | 2.0819 GBP |
50p ordinary | Swap | Long | 20,036 | 2.0797 GBP |
50p ordinary | Swap | Long | 23,976 | 2.0773 GBP |
50p ordinary | Swap | Long | 24,829 | 2.0758 GBP |
50p ordinary | Swap | Long | 24,930 | 2.0838 GBP |
50p ordinary | Swap | Long | 25,939 | 2.0798 GBP |
50p ordinary | Swap | Long | 26,396 | 2.0840 GBP |
50p ordinary | Swap | Long | 30,750 | 2.0747 GBP |
50p ordinary | Swap | Long | 35,171 | 2.0776 GBP |
50p ordinary | Swap | Long | 51,024 | 2.0712 GBP |
50p ordinary | Swap | Long | 70,053 | 2.0638 GBP |
50p ordinary | Swap | Long | 83,900 | 2.0636 GBP |
50p ordinary | Swap | Long | 144,574 | 2.0855 GBP |
50p ordinary | Swap | Long | 23,822 | 34.6525 ZAR |
50p ordinary | Swap | Long | 55,666 | 34.6307 ZAR |
50p ordinary | Swap | Long | 63,652 | 34.6811 ZAR |
50p ordinary | Swap | Short | 4 | 2.0852 GBP |
50p ordinary | Swap | Short | 5 | 2.0832 GBP |
50p ordinary | Swap | Short | 274 | 2.0825 GBP |
50p ordinary | Swap | Short | 344 | 2.0825 GBP |
50p ordinary | Swap | Short | 551 | 2.0822 GBP |
50p ordinary | Swap | Short | 1,113 | 2.0823 GBP |
50p ordinary | Swap | Short | 2,381 | 2.0770 GBP |
50p ordinary | Swap | Short | 2,538 | 2.0809 GBP |
50p ordinary | Swap | Short | 2,568 | 2.0845 GBP |
50p ordinary | Swap | Short | 5,094 | 2.0807 GBP |
50p ordinary | Swap | Short | 7,524 | 2.0800 GBP |
50p ordinary | Swap | Short | 10,570 | 2.0840 GBP |
50p ordinary | Swap | Short | 10,821 | 2.0760 GBP |
50p ordinary | Swap | Short | 144,574 | 2.0855 GBP |
50p ordinary | Swap | Short | 3,632 | 34.5755 ZAR |
50p ordinary | Swap | Short | 6,686 | 34.5755 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26/03/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.