Last checked at 11 Mar 2014 16:23
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Mark Selway - Chief Executive
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Mark Selway
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 28 4/7p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mark Selway
8. State the nature of the transaction
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Nil
16. Date issuer informed of transaction
11 March 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
11 March 2014
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 11 March 2017 subject to the applicable performance conditions being met and will be exercisable until 11 March 2024.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 75,950 Ordinary Shares of 28 4/7p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
174,742 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
H Afford - Senior Corporate Counsel - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
H Afford - Senior Corporate Counsel
Date of notification
11 March 2014
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Douglas Hurt - Finance Director
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Douglas Hurt
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 28 4/7p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Douglas Hurt
8. State the nature of the transaction
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Nil
16. Date issuer informed of transaction
11 March 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
11 March 2014
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 11 March 2017 subject to the applicable performance conditions being met and will be exercisable until 11 March 2024.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 29,300 Ordinary Shares of 28 4/7p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
386,047 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
H Afford - Senior Corporate Counsel - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
H Afford - Senior Corporate Counsel
Date of notification
11 March 2014
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Roy Twite - Divisional Managing Director, Severe Service
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Roy Twite
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 28 4/7p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Roy Twite
8. State the nature of the transaction
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Nil
16. Date issuer informed of transaction
11 March 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
11 March 2014
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 11 March 2017 subject to the applicable performance conditions being met and will be exercisable until 11 March 2024.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 29,300 Ordinary Shares of 28 4/7p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
193,785 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
H Afford - Senior Corporate Counsel - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
H Afford - Senior Corporate Counsel
Date of notification
11 March 2014
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Paul Roberts - Group Business Development Director
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Paul Roberts
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 28 4/7p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Paul Roberts
8. State the nature of the transaction
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Nil
16. Date issuer informed of transaction
11 March 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
11 March 2014
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 11 March 2017 subject to the applicable performance conditions being met and will be exercisable until 11 March 2024.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 12,300 Ordinary Shares of 28 4/7p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
12,300 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
H Afford - Senior Corporate Counsel - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
H Afford - Senior Corporate Counsel
Date of notification
11 March 2014
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Brendan Colgan - Divisional Managing Director, Fluid Power
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Brendan Colgan
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 28 4/7p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Brendan Colgan
8. State the nature of the transaction
Award of shares under the IMI plc Share Option Plan ("SOP") as detailed below
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Nil
16. Date issuer informed of transaction
11 March 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
11 March 2014
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 11 March 2017 and will lapse, to the extent that they are not exercised, on 11 March 2024.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of share options granted under the SOP over 35,000 Ordinary Shares of 28 4/7p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
£14.67 per share
22. Total number of shares or debentures over which options held following notification
35,000 shares are subject to outstanding awards under the SOP.
23. Any additional information
None
24. Name of contact and telephone number for queries
H Afford - Senior Corporate Counsel - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
H Afford - Senior Corporate Counsel
Date of notification
11 March 2014
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Peter Spencer - Divisional Managing Director, Indoor Climate
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Peter Spencer
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 28 4/7p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Peter Spencer
8. State the nature of the transaction
Award of shares under the IMI plc Share Option Plan ("SOP") as detailed below
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Nil
16. Date issuer informed of transaction
11 March 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
11 March 2014
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 11 March 2017 and will lapse, to the extent that they are not exercised, on 11 March 2024.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of share options granted under the SOP over 11,000 Ordinary Shares of 28 4/7p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
£14.67 per share
22. Total number of shares or debentures over which options held following notification
76,150 shares are subject to outstanding awards under the SOP.
23. Any additional information
None
24. Name of contact and telephone number for queries
H Afford - Senior Corporate Counsel - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
H Afford - Senior Corporate Counsel
Date of notification
11 March 2014