Last checked at 21 Mar 2018 11:08
This announcement replaces the previous RNS announcement 2950I released at 11:18 on the 20th March 2018. Amendment made to section 2 (a). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 19 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 21512088 | 5.60084 GBP | 5.38400 GBP |
25p ordinary | Sell
| 11738306 | 5.60084 GBP | 5.38200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 97690 | 5.43571266250384 GBP |
25p ordinary | CFD
| Long | 1000 | 5.44528 GBP |
25p ordinary | CFD
| Long | 202318 | 5.44290454 GBP |
25p ordinary | CFD
| Long | 20200 | 5.447604 GBP |
25p ordinary | CFD
| Long | 472963 | 5.54617059 GBP |
25p ordinary | CFD
| Long | 532226 | 5.426475 GBP |
25p ordinary | CFD
| Long | 7002 | 5.421469 GBP |
25p ordinary | CFD
| Long | 75141 | 5.48941656 GBP |
25p ordinary | CFD
| Long | 5000 | 5.4584 GBP |
25p ordinary | CFD
| Long | 153077 | 5.43571261521979 GBP |
25p ordinary | CFD
| Long | 281927 | 5.5223 GBP |
25p ordinary | CFD
| Long | 350000 | 5.4923 GBP |
25p ordinary | CFD
| Long | 34615 | 5.54415038 GBP |
25p ordinary | CFD
| Long | 579279 | 5.531857 GBP |
25p ordinary | CFD
| Long | 10967 | 5.43571259232242 GBP |
25p ordinary | CFD
| Long | 196751 | 5.4303853093504 GBP |
25p ordinary | CFD
| Long | 8996 | 5.43571253890618 GBP |
25p ordinary | CFD
| Short | 149758 | 5.5199 GBP |
25p ordinary | CFD
| Short | 124129 | 5.51886 GBP |
25p ordinary | CFD
| Short | 187246 | 5.4025 GBP |
25p ordinary | CFD
| Short | 3784758 | 5.4463 GBP |
25p ordinary | CFD
| Short | 253740 | 5.424 GBP |
25p ordinary | CFD
| Short | 22100 | 5.56515837 GBP |
25p ordinary | CFD
| Short | 334929 | 5.53302751 GBP |
25p ordinary | CFD
| Short | 194575 | 5.434802 GBP |
25p ordinary | CFD
| Short | 1115000 | 5.5296 GBP |
25p ordinary | CFD
| Short | 2207175 | 5.530093 GBP |
25p ordinary | CFD
| Short | 194578 | 5.444809 GBP |
25p ordinary | CFD
| Short | 502393 | 5.53891 GBP |
25p ordinary | CFD
| Short | 389250 | 5.523864 GBP |
25p ordinary | CFD
| Short | 112319 | 5.436 GBP |
25p ordinary | CFD
| Short | 70446 | 5.518861 GBP |
25p ordinary | CFD
| Short | 2532 | 5.435999 GBP |
25p ordinary | CFD
| Short | 3376 | 5.519899 GBP |
25p ordinary | CFD
| Short | 177 | 5.477613 GBP |
25p ordinary | CFD
| Short | 917 | 5.456043 GBP |
25p ordinary | CFD
| Short | 1952 | 5.569 GBP |
25p ordinary | CFD
| Short | 100 | 5.471486 GBP |
25p ordinary | CFD
| Short | 10 | 5.44709 GBP |
25p ordinary | CFD
| Short | 429 | 5.478652 GBP |
25p ordinary | CFD
| Short | 1098 | 5.458795 GBP |
25p ordinary | CFD
| Short | 5125 | 5.454427 GBP |
25p ordinary | CFD
| Short | 5535 | 5.48197109304426 GBP |
25p ordinary | CFD
| Short | 3136 | 5.4740943877551 GBP |
25p ordinary | CFD
| Short | 329 | 5.39240121580547 GBP |
25p ordinary | CFD
| Short | 5276 | 5.54342115238817 GBP |
25p ordinary | CFD
| Short | 29386 | 5.51606887633567 GBP |
25p ordinary | CFD
| Short | 24338 | 5.49758197058098 GBP |
25p ordinary | CFD
| Short | 4935 | 5.45446201 GBP |
25p ordinary | CFD
| Short | 141923 | 5.3973 GBP |
25p ordinary | CFD
| Short | 167465 | 5.54051135 GBP |
25p ordinary | CFD
| Short | 83732 | 5.39539 GBP |
25p ordinary | CFD
| Short | 83733 | 5.47347 GBP |
25p ordinary | CFD
| Short | 251196 | 5.40039499 GBP |
25p ordinary | CFD
| Short | 251196 | 5.490485 GBP |
25p ordinary | CFD
| Short | 167464 | 5.4499 GBP |
25p ordinary | CFD
| Short | 167464 | 5.44844 GBP |
25p ordinary | CFD
| Short | 25541 | 5.38913812 GBP |
25p ordinary | CFD
| Short | 21414 | 5.439146 GBP |
25p ordinary | CFD
| Short | 427500 | 5.520342 GBP |
25p ordinary | CFD
| Short | 427500 | 5.520134 GBP |
25p ordinary | CFD
| Short | 855000 | 5.4658 GBP |
25p ordinary | CFD
| Short | 59 | 5.510678 GBP |
25p ordinary | CFD
| Short | 4221 | 5.402499 GBP |
25p ordinary | CFD
| Short | 1894 | 5.435998 GBP |
25p ordinary | CFD
| Short | 2526 | 5.519901 GBP |
25p ordinary | CFD
| Short | 3158 | 5.402502 GBP |
25p ordinary | CFD
| Short | 7002 | 5.421469 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 March 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.