Last checked at 20 Mar 2018 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc
|
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 19/03/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Intu Properties plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
25p ordinary | Purchases | 4,140,889 | 5.6000 | 4.3710 |
25p ordinary | Sales | 5,753,332 | 5.6004 | 4.3710 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
25p ordinary | Swap | Long | 431 | 5.5690 GBP |
25p ordinary | Swap | Long | 2,686 | 5.5227 GBP |
25p ordinary | Swap | Long | 3,178 | 5.4309 GBP |
25p ordinary | Swap | Long | 4,274 | 5.4386 GBP |
25p ordinary | Swap | Long | 8,979 | 5.5113 GBP |
25p ordinary | Swap | Long | 50,981 | 5.4240 GBP |
25p ordinary | Swap | Long | 68,563 | 5.4465 GBP |
25p ordinary | Swap | Long | 1,481,784 | 5.5415 GBP |
25p ordinary | Swap | Long | 100,000 | 92.2455 ZAR |
25p ordinary | Swap | Short | 67 | 5.4717 GBP |
25p ordinary | Swap | Short | 83 | 5.4730 GBP |
25p ordinary | Swap | Short | 153 | 5.5091 GBP |
25p ordinary | Swap | Short | 281 | 5.4719 GBP |
25p ordinary | Swap | Short | 623 | 5.4181 GBP |
25p ordinary | Swap | Short | 1,126 | 5.4279 GBP |
25p ordinary | Swap | Short | 1,264 | 5.4328 GBP |
25p ordinary | Swap | Short | 1,849 | 5.4115 GBP |
25p ordinary | Swap | Short | 5,015 | 5.5051 GBP |
25p ordinary | Swap | Short | 15,938 | 5.4273 GBP |
25p ordinary | Swap | Short | 32,100 | 5.4410 GBP |
25p ordinary | Swap | Short | 32,587 | 5.4403 GBP |
25p ordinary | Swap | Short | 884 | 91.7130 ZAR |
25p ordinary | Swap | Short | 1,112 | 91.2534 ZAR |
25p ordinary | Swap | Short | 2,682 | 92.2824 ZAR |
25p ordinary | Swap | Short | 5,070 | 92.0193 ZAR |
25p ordinary | Swap | Short | 7,174 | 92.5547 ZAR |
25p ordinary | Swap | Short | 13,534 | 92.6362 ZAR |
25p ordinary | Swap | Short | 16,340 | 92.2227 ZAR |
25p ordinary | Swap | Short | 18,502 | 91.5858 ZAR |
25p ordinary | Swap | Short | 38,888 | 91.4901 ZAR |
25p ordinary | Swap | Short | 100,000 | 91.7423 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20/03/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.