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Director/PDMR Shareholding

14 Feb 2018 07:00

RNS Number : 8066E
General Electric Company
13 February 2018
 

FORM 4

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVALOMB Number: 3235-0287Estimated average burdenhours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

 

 

 

1. Name and Address of Reporting Person *

 

Krishnamoorthy Raghu

2. Issuer Name and Ticker or Trading Symbol

 

GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

 

_____ Director _____ 10% Owner__ X __ Officer (give title below) _____ Other (specify below)Senior Vice President

(Last) (First) (Middle)

 

GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

3. Date of Earliest Transaction (MM/DD/YYYY)

 

2/12/2018

(Street)

 

BOSTON, MA 02210

(City) (State) (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

 

 

6. Individual or Joint/Group Filing (Check Applicable Line)

 

_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security(Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

2/12/2018

M

5000

A

$0

39905

D

 

Common Stock

2/12/2018

F

1513

D

$14.63

38392

D

 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security(Instr. 3 and 4)

8. Price of Derivative Security(Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1)

2/12/2018

M

5000

2/12/2018

2/12/2018

Common Stock

5000

$0

20000

D

 

 

Explanation of Responses:

(1) 

1 for 1

 

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Krishnamoorthy RaghuGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210

Senior Vice President

 

Signatures

Brian Sandstrom on behalf of Raghu Krishnamoorthy

2/13/2018

** Signature of Reporting Person

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHEAAADFDDPEAF
Date   Source Headline
10th Aug 20177:00 amRNSDirector/PDMR Shareholding
10th Aug 20177:00 amRNSDirector/PDMR Shareholding
4th Aug 20177:00 amRNSDirector/PDMR Shareholding
1st Aug 20177:00 amRNSDirector/PDMR Shareholding
1st Aug 20177:00 amRNSDirector/PDMR Shareholding
1st Aug 20177:00 amRNSDirector/PDMR Shareholding
31st Jul 20172:31 pmRNSDoc re. GE Files Form S-8
31st Jul 20171:56 pmRNSDoc re. GE Files Form 10-Q
28th Jul 20177:00 amRNSDirector/PDMR Shareholding
27th Jul 20177:00 amRNSDirector/PDMR Shareholding
27th Jul 20177:00 amRNSDirector/PDMR Shareholding
26th Jul 20177:00 amRNSDirector/PDMR Shareholding
26th Jul 20177:00 amRNSDirector/PDMR Shareholding
21st Jul 20171:50 pmRNSDoc re. GE Files Form 8-K
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
7th Jul 20177:00 amRNSDirector/PDMR Shareholding
3rd Jul 20175:24 pmRNSDoc re. GE files 8-K
14th Jun 20177:00 amRNSDirector/PDMR Shareholding
13th Jun 20177:00 amRNSDoc re.GE Files Form 8-K
12th Jun 20177:00 amRNSDividend Declaration
31st May 20177:00 amRNSDoc re. GE Files Form SD
19th May 20177:00 amRNSDirector/PDMR Shareholding
18th May 201712:24 pmRNSGE Company May 2017 Post-Stabilisation Notice
18th May 20177:00 amRNSDoc re. GE Files Form 8-K
18th May 20177:00 amRNSDoc re. GE Files Form 8-A
17th May 20177:00 amRNSDirector/PDMR Shareholding
17th May 20177:00 amRNSDoc re. GE Files 8-K
16th May 20177:00 amRNSDirector/PDMR Shareholding
10th May 20178:33 amRNSGE Co May 2017 Pre-Stabilisation Notice
8th May 20172:57 pmRNSDoc re. GE Files Form 10-Q
5th May 20172:09 pmRNSDirector/PDMR Shareholding
2nd May 20177:00 amRNSDoc re. GE Files 8-K
26th Apr 20177:00 amRNSDirector/PDMR Shareholding
26th Apr 20177:00 amRNSDirector/PDMR Shareholding
21st Apr 20173:17 pmRNSDoc re. GE Files 8-K

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