Last checked at 5 May 2017 14:09
FORM 3
| UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
| OMB APPROVALOMB Number: 3235-0104Estimated average burdenhours per response... 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person *
LAVIZZO-MOUREY RISA J | 2. Date of Event Requiring Statement (MM/DD/YYYY) 4/26/2017
| 3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE] | ||||||||||
(Last) (First) (Middle)
41 FARNSWORTH STREET | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner_____ Officer (give title below) _____ Other (specify below) | |||||||||||
(Street)
BOSTON, MA 02210
(City) (State) (Zip) | 5. If Amendment, Date Original Filed (MM/DD/YYYY)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person | ||||||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||
1.Title of Security(Instr. 4) | 2. Amount of Securities Beneficially Owned(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)(Instr. 5) | 4. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||||
Common Stock | 15000 | D |
| |||||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | ||||||||||||
1. Title of Derivate Security(Instr. 4) | 2. Date Exercisable and Expiration Date(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)(Instr. 5) | 6. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Explanation of Responses: |
Reporting Owners | ||||
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAVIZZO-MOUREY RISA J41 FARNSWORTH STREETBOSTON, MA 02210 | X | |||
Signatures | ||
Brian Sandstrom on behalf of Risa Lavizzo-Mourey | 5/4/2017 | |
** Signature of Reporting Person | Date
| |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Limited Power of Attorney for Section 16 Reporting Obligations.I, Risa Lavizzo-Mourey, hereby appoint General Electric Company(GE) to assist me in the preparation and filing of Section 16reports, and execute the below Power of Attorney for thispurpose.Upon my election as a director of GE and, until further writtennotice, I hereby individually authorize Christoph Pereira (GE'sVice President, Chief Corporate, Securities and FinanceCounsel), Aaron K. Briggs (GE's Executive Corporate, Securitiesand Finance Counsel) and Brian Sandstrom (GE's ExecutiveCorporate, Securities and Finance Counsel) to sign on my behalfany Form 3, Form 4, Form 5, Form 144 or related form that I havefiled or may file hereafter in connection with my direct orindirect beneficial ownership of GE securities, and to take anyother action of any type whatsoever in connection with theforegoing that in his opinion may be for the benefit of, in thebest interest of, or legally required by me.Signed: Risa Lavizzo-MoureyDate: 11/1/2016