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Pin to quick picksGen.electric Regulatory News (GEC)

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Director/PDMR Shareholding

7 Jul 2017 07:00

RNS Number : 3895K
General Electric Company
06 July 2017
 

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Estimated average burden

hours per response:

0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person*

McAdam Lowell C

 

(Last)

(First)

(Middle)

GENERAL ELECTRIC COMPANY

41 FARNSWORTH STREET

 

(Street)

BOSTON

MA

02210

 

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

X

Director

 

10% Owner

 

Officer (give title below)

 

Other (specify below)

 

3. Date of Earliest Transaction (Month/Day/Year)07/05/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X

Form filed by One Reporting Person

 

Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date (Month/Day/Year)

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Deferred Fee Phantom Stock Units(1)

(2)

07/05/2017

 

A

 

2,550

 

(3)

(3)

Common Stock

2,550

$27.95

10,674

D

 

Explanation of Responses:

1. Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

2. Each unit of phantom stock is the economic equivalent of one share of common stock.

3. Payable beginning one year after termination of service as a director.

Remarks:

 

Aaron Briggs on behalf of Lowell C. McAdam

07/06/2017

 

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHEAEXKELSXEAF
Date   Source Headline
18th Mar 20247:00 amRNSDirector/PDMR Shareholding
15th Mar 20247:00 amRNSDoc re. GE Files Form ARS
15th Mar 20247:00 amRNSDoc re. GE Files Form DEFA 14A
15th Mar 20247:00 amRNSDoc re. GE Files Def 14A
7th Mar 20243:15 pmRNSDoc re. GE Files 8-K
6th Mar 20247:00 amRNSDirector/PDMR Shareholding
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
28th Feb 20247:00 amRNSDirector/PDMR Shareholding
28th Feb 20247:00 amRNSDirector/PDMR Shareholding
19th Feb 20247:00 amRNSDirector/PDMR Shareholding
6th Feb 20247:00 amRNSDirector/PDMR Shareholding
2nd Feb 20242:01 pmRNSDoc re. GE Files Form S-3
2nd Feb 202412:55 pmRNSAnnual Financial Report
23rd Jan 20241:55 pmRNSDoc re. GE Files 8-K
17th Jan 20247:00 amRNSDoc re. GE Files 8-K/A
4th Jan 20247:00 amRNSDirector/PDMR Shareholding
15th Dec 20235:36 pmRNSDividend Declaration
8th Dec 20231:53 pmRNSDirector/PDMR Shareholding
8th Dec 20237:00 amRNSDirector/PDMR Shareholding
22nd Nov 20237:00 amRNSDirector/PDMR Shareholding
14th Nov 20232:07 pmRNSDoc re. GE Files 8-K
14th Nov 20231:48 pmRNSDoc re. GE Files 8-K
24th Oct 20234:23 pmRNSDoc re. GE Files 8-K
24th Oct 20234:16 pmRNS3rd Quarter Results
4th Oct 20237:00 amRNSDirector/PDMR Shareholding
8th Sep 20235:42 pmRNSDividend Declaration
7th Sep 20237:00 amRNSDirector/PDMR Shareholding
1st Aug 20237:00 amRNSDirector/PDMR Shareholding
25th Jul 20232:08 pmRNSDoc re. GE Files 8-K
25th Jul 20232:05 pmRNSDoc re. GE Files 8-K
25th Jul 20232:01 pmRNSDoc re. GE Files 10-Q
6th Jul 20237:00 amRNSDirector/PDMR Shareholding
30th Jun 20235:04 pmRNSDividend Declaration
26th Jun 20237:00 amRNSDirector/PDMR Shareholding
15th Jun 20237:00 amRNSDirector/PDMR Shareholding
13th Jun 20237:00 amRNSDirector/PDMR Shareholding
1st Jun 20237:00 amRNSDoc re. GE files Form SD
26th May 20237:00 amRNSDoc re. GE Files Form S-8 Registration Statement
25th May 20237:00 amRNSDirector/PDMR Shareholding
18th May 20232:19 pmRNSDoc re. GE Files 8-K
18th May 20237:00 amRNSDoc re. GE Files 8-K
17th May 20237:00 amRNSDirector/PDMR Shareholding
12th May 20232:40 pmRNSDirector/PDMR Shareholding
10th May 20231:21 pmRNSDirector/PDMR Shareholding
9th May 20237:00 amRNSDoc re. GE Files 8-K
4th May 20237:00 amRNSDirector/PDMR Shareholding
25th Apr 20231:57 pmRNSDoc re. GE Files 8-K
25th Apr 20231:48 pmRNSDoc re. GE Files 8-K

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