Last checked at 11 Oct 2021 17:21
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Entain plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Entain plc |
(d) Date dealing undertaken: | 07 October 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes -DraftKings Inc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.01 ordinary | SALES | 897,316 | 21.4642 GBP | 21.0000 GBP |
EUR 0.01 ordinary | PURCHASES | 639,095 | 21.5074 GBP | 21.0000 GBP |
EUR 0.01 ordinary | PURCHASES | 258,523 | 29.0976 USD | 29.0976 USD |
EUR 0.01 ordinary | SALES | 258,523 | 29.1048 USD | 29.1048 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.01 ordinary | CFD | increasing a long position | 33 | 21.2473 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 4,677 | 21.2839 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 5,497 | 21.3270 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 75,697 | 21.3372 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 7 | 21.3586 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 684 | 21.3589 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 7,682 | 21.3864 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 44 | 21.4027 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 24 | 21.1228 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 354 | 21.2286 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 30,698 | 21.3400 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,567 | 21.3409 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 176 | 21.3417 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 42,441 | 21.3672 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 42,441 | 21.3672 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 50,000 | 21.3749 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 24,399 | 21.3749 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 43 | 21.3915 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 47 | 21.4259 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 175 | 21.4259 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 33 | 21.4259 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,034 | 21.4565 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 24,566 | 21.4565 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 4,675 | 21.1228 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 9 | 21.3409 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 822 | 21.3635 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 686 | 21.3701 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 2,935 | 21.3730 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 96 | 21.3800 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 6,000 | 21.2277 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,000 | 21.2277 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 436 | 21.2375 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 32 | 21.2375 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,567 | 21.2473 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 7 | 21.3186 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 215 | 21.3187 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 89 | 21.3187 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 16 | 21.3187 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 52 | 21.3187 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 139 | 21.3269 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 84 | 21.3289 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 10 | 21.3290 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,446 | 21.3291 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 538 | 21.3292 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 205 | 21.3296 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 117 | 21.3304 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,240 | 21.3316 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5 | 21.3320 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,000 | 21.3325 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 768 | 21.3365 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,933 | 21.3376 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1 | 21.3400 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 279 | 21.3404 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 59 | 21.3422 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 8,455 | 21.3424 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,260 | 21.3424 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 147 | 21.3427 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 90 | 21.3427 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,052 | 21.3428 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 99 | 21.3438 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,165 | 21.3439 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 44 | 21.3441 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,883 | 21.3450 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 617 | 21.3456 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 55 | 21.3460 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 909 | 21.3494 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2 | 21.3589 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 17,098 | 21.3644 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 23,854 | 21.3644 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5,449 | 21.3644 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,599 | 21.3644 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 138 | 21.3679 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 216 | 21.3679 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 10 | 21.3680 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 16 | 21.3681 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 704 | 21.3689 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,054 | 21.3694 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 56 | 21.3696 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 244 | 21.3786 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 361 | 21.3786 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,705 | 21.3786 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 128 | 21.3786 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 14,779 | 21.3786 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 315 | 21.3786 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 27 | 21.3830 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 386 | 21.3838 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 14 | 21.3850 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 588 | 21.3865 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 13 | 21.3892 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 238 | 21.3896 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 174 | 21.3896 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 29 | 21.3897 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 11 October 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.