Last checked at 2 Nov 2010 10:27
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
CRODA INTERNATIONAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
BOTH (i) AND (ii)
|
3. | Name of person discharging managerial responsibilities/director
MICHAEL HUMPHREY | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
RELATES TO DIRECTOR AND A CONNECTED PERSON - MRS SUSAN PATRICIA HUMPHREY, SPOUSE
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest
MICHAEL HUMPHREY AND MRS SUSAN PATRICIA HUMPHREY
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
MICHAEL HUMPHREY - 270,890 MRS SUSAN PATRICIA HUMPHREY - 100,724 | 8. | State the nature of the transaction
ON 1 NOVEMBER 2010 M HUMPHREY EXERCISED AN OPTION GRANTED UNDER THE CRODA SAYE SCHEME IN 2005 OVER 1,410 SHARES AT AN OPTION PRICE OF 328P. ON THE SAME DATE HE TRANSFERRED 1,410 SHARES TO HIS WIFE.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
1,410 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
328P PER SHARE
| 14. | Date and place of transaction
1 NOVEMBER 2010 |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
MICHAEL HUMPHREY - 270,890 MRS SUSAN PATRICIA HUMPHREY - 102,134
TOTAL - 373,024 - 0.27%
| 16. | Date issuer informed of transaction
1 NOVEMBER 2010
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 137,312,439 | 24. | Name of contact and telephone number for queries
MRS D S HILL - 01405 860551 |
Name of authorised official of issuer responsible for making notification
Date of notification 2 NOVEMBER 2010
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
CRODA INTERNATIONAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
DR KEITH LAYDEN | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
RELATES TO PDMR AND A CONNECTED PERSON - MRS JULIE ALISON LAYDEN, SPOUSE
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest
DR KEITH LAYDEN AND MRS JULIE ALISON LAYDEN
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
DR KEITH LAYDEN - 4,339 MRS JULIE ALISON LAYDEN - 57,617 | 8. | State the nature of the transaction
ON 1 NOVEMBER 2010 K LAYDEN EXERCISED AN OPTION GRANTED UNDER THE CRODA SAYE SCHEME IN 2005 OVER 1,007 SHARES AT AN OPTION PRICE OF 328P.
ON THE SAME DATE HE SOLD 850 SHARES AND TRANSFERRED 157 SHARES TO HIS WIFE.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
1,007 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
850 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
13. | Price per share or value of transaction
OPTION PRICE - 328P PER SHARE (1,007 SHARES) SALE PRICE - 1450P PER SHARE (850 SHARES)
| 14. | Date and place of transaction
1 NOVEMBER 2010
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
DR KEITH LAYDEN - 4,339 MRS JULIE ALISON LAYDEN - 57,774
TOTAL - 62,113 - LESS THAN 0.1%
| 16. | Date issuer informed of transaction
1 NOVEMBER 2010 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 137,312,439
| 24. | Name of contact and telephone number for queries
MRS D S HILL - 01405 860551 |
Name of authorised official of issuer responsible for making notification
Date of notification 2 NOVEMBER 2010
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
CRODA INTERNATIONAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
GRAHAM LLOYD MYERS | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
RELATES TO PDMR
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest
GRAHAM LLOYD MYERS
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
59,460
| 8. | State the nature of the transaction
ON 2 NOVEMBER 2010 G L MYERS EXERCISED AN OPTION GRANTED UNDER THE CRODA SAYE SCHEME IN 2007 OVER 363 SHARES AT AN OPTION PRICE OF 520P.
ON THE SAME DATE HE SOLD 363 SHARES.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
363 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
363 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
13. | Price per share or value of transaction
OPTION PRICE - 520P PER SHARE SALE PRICE - 1440P PER SHARE
| 14. | Date and place of transaction
1 NOVEMBER 2010
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
59,460 - LESS THAN 0.1%
| 16. | Date issuer informed of transaction
1 NOVEMBER 2010
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 137,312,439
| 24. | Name of contact and telephone number for queries
MRS D S HILL - 01405 860551 |
Name of authorised official of issuer responsible for making notification
Date of notification 2 NOVEMBER 2010
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
CRODA INTERNATIONAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
KEVIN MARK NUTBROWN | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
RELATES TO PDMR AND A CONNECTED PERSON - MRS DENISE NUTBROWN, SPOUSE
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest
HOLDING OF KEVIN MARK NUTBROWN AND MRS DENISE NUTBROWN
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
KEVIN MARK NUTBROWN - 12,359 MRS DENISE NUTBROWN - 69,132 | 8. | State the nature of the transaction
ON 1 NOVEMBER 2010 K M NUTBROWN EXERCISED AN OPTION GRANTED UNDER THE CRODA SAYE SCHEME IN 2007 OVER 1,054 SHARES AT AN OPTION PRICE OF 520P.
ON THE SAME DATE HE TRANSFERRED 1,054 SHARES TO HIS WIFE.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
1,054 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
OPTION PRICE - 520P PER SHARE
| 14. | Date and place of transaction
1 NOVEMBER 2010
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
KEVIN MARK NUTBROWN - 12,359 MRS DENISE NUTBROWN - 70,186
82,545 - LESS THAN 0.1%
| 16. | Date issuer informed of transaction
1 NOVEMBER 2010
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 137,312,439
| 24. | Name of contact and telephone number for queries
MRS D S HILL- 01405 860551 |
Name of authorised official of issuer responsible for making notification
Date of notification 2 NOVEMBER 2010
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
CRODA INTERNATIONAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
BRYAN CRAWFORD DOBSON | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
RELATES TO PDMR AND A CONNECTED PERSON - MRS SUSAN MARGARET DOBSON, SPOUSE
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest
HOLDING OF BRYAN CRAWFORD DOBSON AND MRS SUSAN MARGARET DOBSON
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
BRYAN CRAWFORD DOBSON - 8,439 MRS SUSAN MARGARET DOBSON - 22,092 | 8. | State the nature of the transaction
ON 1 NOVEMBER 2010 B C DOBSON EXERCISED AN OPTION GRANTED UNDER THE CRODA SAYE SCHEME IN 2007 OVER 1,817 SHARES AT AN OPTION PRICE OF 520P.
ON THE SAME DATE HE TRANSFERRED 1,817 SHARES TO HIS WIFE WHO SOLD 1,817 SHARES.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
1,817 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
1,817 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.1%
|
13. | Price per share or value of transaction
OPTION PRICE - 520P PER SHARE; SALE PRICE - 1440P PER SHARE
| 14. | Date and place of transaction
1 NOVEMBER 2010
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
BRYAN CRAWFORD DOBSON - 8,439 MRS SUSAN MARGARET DOBSON - 22,092
TOTAL - 30,531 - LESS THAN 0.1%
| 16. | Date issuer informed of transaction
1 NOVEMBER 2010
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 137,312,439
| 24. | Name of contact and telephone number for queries
MRS D S HILL - 01405 860551 |
Name of authorised official of issuer responsible for making notification
Date of notification 2 NOVEMBER 2010
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
END