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19 Jan 2009 09:33
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|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cape plc |
|
Class of relevant security to which the dealings beingĀ |
Common |
|
disclosed relate |
|
Date of dealing |
16/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
8,853 |
GBPĀ 0.35 |
GBPĀ 0.35 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
date |
paid/received perĀ |
|
etc. |
European etcĀ |
unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
19/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Cape plc |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the dealings beingĀ |
Common |
|
disclosed relate |
|
Date of dealing |
16/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paidĀ |
Lowest price paid |
|
45674978 |
GBPĀ 1.33 |
GBPĀ 0.97 |
|
Total number of securities sold |
Highest price receivedĀ |
Lowest price receivedĀ |
|
42686697 |
GBPĀ 1.33 |
GBPĀ 0.96 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
35,000 |
GBPĀ 1.07 |
|
Long Swap |
LONG |
267,104 |
GBPĀ 1.25 |
|
Long Swap |
LONG |
259,144 |
GBPĀ 1.23 |
|
Long Swap |
LONG |
243,038 |
GBPĀ 1.23 |
|
Long Swap |
LONG |
218,249 |
GBPĀ 1.05 |
|
Long Swap |
LONG |
195,354 |
GBPĀ 1.07 |
|
Long Swap |
LONG |
156,101 |
GBPĀ 1.07 |
|
Long Swap |
LONG |
115,701 |
GBPĀ 1.25 |
|
Long Swap |
LONG |
78 |
GBPĀ 1.40 |
|
Long Swap |
LONG |
35,083 |
GBPĀ 1.06 |
|
Long Swap |
LONG |
773,504 |
GBPĀ 1.23 |
|
Long Swap |
LONG |
27,908 |
GBPĀ 1.05 |
|
Long Swap |
LONG |
16,200 |
GBPĀ 1.09 |
|
Long Swap |
LONG |
14,331 |
GBPĀ 1.14 |
|
Long Swap |
LONG |
10,758 |
GBPĀ 1.05 |
|
Long Swap |
LONG |
9,851 |
GBPĀ 1.14 |
|
Long Swap |
LONG |
9,172 |
GBPĀ 1.07 |
|
Long Swap |
LONG |
8,772 |
GBPĀ 1.07 |
|
Long Swap |
LONG |
5,000 |
GBPĀ 1.02 |
|
Long Swap |
LONG |
40,000 |
GBPĀ 1.07 |
|
Long Swap |
LONG |
1,001,236 |
GBPĀ 1.23 |
|
Long Swap |
LONG |
1,882,382 |
GBPĀ 1.06 |
|
Long Swap |
LONG |
1,892,534 |
GBPĀ 1.23 |
|
Long Swap |
LONG |
2,690,293 |
GBPĀ 1.04 |
|
Long Swap |
LONG |
580,728 |
GBPĀ 1.25 |
|
Long Swap |
LONG |
553,182 |
GBPĀ 1.05 |
Ā
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
164,873 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
5,000 |
GBPĀ 1.05 |
|
Short Swap |
SHORT |
9,851 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
22,077 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
35,000 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
35,083 |
GBPĀ 1.06 |
|
Short Swap |
SHORT |
38,666 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
40,000 |
GBPĀ 0.98 |
|
Short Swap |
SHORT |
100,000 |
GBPĀ 1.06 |
|
Short Swap |
SHORT |
153,000 |
GBPĀ 0.98 |
|
Short Swap |
SHORT |
195,354 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
553,182 |
GBPĀ 1.07 |
|
Short Swap |
SHORT |
1,882,382 |
GBPĀ 1.06 |
|
Short Swap |
SHORT |
120 |
GBPĀ 1.08 |
|
Short Swap |
SHORT |
115,500 |
GBPĀ 0.98 |
|
(c)Ā Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
Expiry date |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
paid/received per |
|
etc. |
European etcĀ |
unitĀ |
|
Warrant |
Selling |
-21,000,000 |
Ā£0.00 |
AMERICAN |
16-Jan-09 |
|
Warrant |
Selling |
-23,000,000 |
Ā£0.00 |
AMERICAN |
16-Jan-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
19/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the dealings beingĀ |
Common |
|
disclosed relate |
|
Date of dealing |
16/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paidĀ |
Lowest price paid |
|
191,958 |
GBPĀ 0.81 |
GBPĀ 0.7 |
|
Total number of securities sold |
Highest price receivedĀ |
Lowest price receivedĀ |
|
191,958 |
GBPĀ 0.81 |
GBPĀ 0.7 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
129 |
GBPĀ 0.84 |
|
Short Swap |
SHORT |
16,283 |
GBPĀ 0.69 |
|
Short Swap |
SHORT |
23,688 |
GBPĀ 0.69 |
|
Short Swap |
SHORT |
60,000 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
62,040 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
185,180 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
239,700 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
341,716 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
366,296 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
453,080 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
632,736 |
GBPĀ 0.76 |
|
Short Swap |
SHORT |
959,881 |
GBPĀ 0.76 |
|
Short Swap |
SHORT |
1,093,339 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
1,415,236 |
GBPĀ 0.74 |
|
Short Swap |
SHORT |
2,675,075 |
GBPĀ 0.74 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
date |
paid/received per |
|
etc. |
European etcĀ |
unitĀ |
|
(ii) Exercising |
Ā
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
19/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which the dealings beingĀ |
ADR |
|
disclosed relate |
|
Date of dealing |
16/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
3,689 |
USD 12.75 |
USD 12.75 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
9,543 |
USD 13.10 |
USD 12.53 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
date |
paid/received perĀ |
|
etc. |
European etcĀ |
unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
19/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
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