Last checked at 27 Mar 2009 10:33
CATLIN GROUP LIMITED
27 March 2009
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). | |||||||||||||||||||||||
| Catlin Group Limited | (i) transactions notified in accordance with DTR 3.1.2R | |||||||||||||||||||||||||
| 3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person | |||||||||||||||||||||||
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| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares | |||||||||||||||||||||||
| Persons referred to in 3. and 4. above, other than 4.(2)(ii) with respect to which the interest is nonbeneficial | Common Shares of US$0.01 | |||||||||||||||||||||||||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction | |||||||||||||||||||||||
| i) Purchase of common shares of US$0.01 in Catlin Group Limited through the Rights Issue at a price of £2.05 per share ii) Acquisition of shares by Christopher Stooke following exercise of options ii) Sale of shares by Christopher Stooke following exercise of options | |||||||||||||||||||||||||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) | |||||||||||||||||||||||
| See percentages in 9 above. | |||||||||||||||||||||||||
| 11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) | |||||||||||||||||||||||
| Christopher Stooke - 40,161 common shares | 0.0112% | |||||||||||||||||||||||||
| 13. | Price per share or value of transaction | 14. | Date and place of transaction | |||||||||||||||||||||||
| In respect of 9. above £2.05 per common share In respect of 11. above £3.22 per common share | In respect of 9. above 26 March 2009, London In respect of 11. above 25 March 2009, London | |||||||||||||||||||||||||
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction | |||||||||||||||||||||||
| 1) Sir Graham Hearne - 31,596 common shares, 0.008% | 26 March 2009 | |||||||||||||||||||||||||
| 2) (i) Stephen Catlin - 3,963,790 common shares, 1.108% (ii) Trustees of the Catlin Settlement Trust - 685,000 common shares, 0.191% (iii) Mrs Helen Catlin -3,892 common shares, 0.001% | ||||||||||||||||||||||||||
| 3) (i) Christopher Stooke - 140,669 common shares, 0.039% (ii) Mrs Amanda Stooke -19,402 common shares, 0.005% | ||||||||||||||||||||||||||
| 4) Michael Crall -20,741 common shares, 0.005% | ||||||||||||||||||||||||||
| 5) Jean Claude Damerval - 14,000 common shares, 0.003% 6) Michael Eisenson's connected person - CB Catlin, Inc.- 10,866,051 common shares, 3.038% | ||||||||||||||||||||||||||
| 7) Kenneth Goldstein - 31,500 common shares, 0.008% | ||||||||||||||||||||||||||
| 8) Michael Harper - 56,000 common shares, 0.015% | ||||||||||||||||||||||||||
| 9) (i) Michael Hepher -13,741 common shares, 0.003% (ii) Maple Leaf Settlement - 70,000 common shares, 0.019% | ||||||||||||||||||||||||||
| 10) Paul Brand - 814,296 common shares, 0.227% | ||||||||||||||||||||||||||
| 11) Paul Jardine -117,646 common shares, 0.032% | ||||||||||||||||||||||||||
| 12) Richard Banas - 49,490 common shares, 0.013% |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| William Spurgin Tel: 020 7626 0486 |
| Name of authorised official of issuer responsible for making notification Daniel Primer Date of notification: 27 March 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |