18 Sep 2014 15:40
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | CATCo Reinsurance Opportunities Fund Limited | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | City Financial Investment Company Limited, acting as Investment Manager of the City Financial Wealth Fund, City Financial Diversified Fixed Interest, CF IF Pennine Dynamic Fund (merged into City Financial Multi Asset Growth on 27/06/2014), CF IF Pennine Pathfinder Fund (merged into City Financial Multi Asset Diversified Fund on 27/06/2014),City Financial Multi Asset Dynamic Fund, City Financial Multi Asset Growth Fund and City Financial Multi Asset Balanced Fund | ||||
4. Full name of shareholder(s) (if different from 3.):iv | BNY Mellon Trust and Depositary as Trustee to the City Financial Multi Asset Diversified Fund, City Financial Multi Asset Dynamic Fund, City Financial Multi Asset Growth Fund, City Financial Diversified Fixed Interest Fund and City Financial Multi Asset Balanced Fund | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 25th June 2014 | ||||
6. Date on which issuer notified: | 17th September 2014 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
BMG1961Q1261 | 14,031,391 | 14,031,391 | 16,631,391 | 16,631,391 | 5.48% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
16,631,391 | 5.48% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
N/A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | ||
14. Contact name: | Chris Sturdee | |
15. Contact telephone number: | 020 7451 9600 | |