Last checked at 
24 Feb 2016 10:50
Baronsmead VCT 3 PLC
Director/PDMR Shareholding
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
This form is intended for use by an issuer to make a RIS notification required by DR3.1.4R(1)
1. | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
2. | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
3. | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
4. | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes should be in block capital letters.
1. | Name of Issuer |
BARONSMEAD VCT 3 PLC | |
2. | State whether the notification related to i) a transaction notified in accordance with DR 3.1.4R(1); or ii) a disclosure made in accordance with LR 9.8.6r; or iii) a disclosure made in accordance with section 793 of the Companies Act (2006) |
TRANSACTION RELATES TO (i) | |
3. | Name of person discharging managerial responsibilities/director |
MR ANDREW KARNEY | |
4. | State whether notification related to a person connected with a person discharging managerial responsibilities/director name in 3 and identify the connected person |
N/A | |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest. |
NOTIFICATION IN RESPECT OF PERSONS REFERRED TO IN 3 ABOVE | |
6. | Description of shares (including class) , debentures or derivatives or financial instruments relating to shares |
ORDINARY SHARES £0.10 | |
7. | Name of registered shareholder(s), and if more than one, the number of shares held by each of them |
ANDREW KARNEY- 104,340 | |
8. | State the nature of the transaction |
SHARE SALE | |
9. | Number of Shares, debentures or financial instruments relating to shares acquired |
N/A | |
10. | Percentage or issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
N/A | |
11. | Number of shares, debentures or financial instruments relating to shares disposed |
40,000 | |
12. | Percentage of issued class disposed (treasury shares should not be taken into account when calculating percentage) |
0.05% | |
13. | Price per shares or value of transaction |
£0.98 | |
14. | Date and place of Transaction |
24 February 2016 | |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken in account when calculating percentage) |
TOTAL: 64,340 = 0.08% VOTING RIGHTS | |
16. | Date issuer informed of transmission |
24 February 2016 | |
If the person discharging managerial responsibility has been granted options by the issuer complete the following boxes | |
17. | Date of Grant |
N/A | |
18. | Period during which or date on which it can be exercised |
N/A | |
19. | Total amount paid (if any) for grant of the option |
N/A | |
20. | Description of shares or debentures involved (class and number) |
N/A | |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise |
N/A | |
22. | Total number of shares or debentures over which options are held following notification |
N/A | |
23. | Any additional information |
N/A | |
24. | Name of contact and telephone number for queries |
Michael Probin, VCT Investor Relations Livingbridge VC LLP TEL: 0207 506 5796 |
Date of Notification: 24 February 2016