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15 Aug 2024 11:23
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Barratt Developments plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Barratt Developments plc |
(d) Date dealing undertaken: | 14 August 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 1041389 | 5.49227 GBP | 5.34755 GBP |
10p ordinary | Sell
| 709291 | 5.49208 GBP | 5.34755 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 5600 | 5.41208214285714 GBP |
10p ordinary | CFD
| Long | 2830 | 5.49117667844523 GBP |
10p ordinary | CFD
| Long | 61 | 5.43555678836066 GBP |
10p ordinary | CFD
| Long | 1452 | 5.42536501590909 GBP |
10p ordinary | CFD
| Long | 362 | 5.408 GBP |
10p ordinary | CFD
| Long | 176154 | 5.492 GBP |
10p ordinary | CFD
| Long | 46 | 5.426 GBP |
10p ordinary | CFD
| Long | 2916 | 5.491725 GBP |
10p ordinary | CFD
| Long | 14 | 5.442 GBP |
10p ordinary | CFD
| Long | 5522 | 5.49090003621876 GBP |
10p ordinary | CFD
| Long | 44 | 5.35545454 GBP |
10p ordinary | CFD
| Long | 1645 | 5.375378 GBP |
10p ordinary | CFD
| Long | 7778 | 5.40120468 GBP |
10p ordinary | CFD
| Long | 8151 | 5.457692 GBP |
10p ordinary | CFD
| Long | 4147 | 5.48364555 GBP |
10p ordinary | CFD
| Long | 260 | 5.41721923 GBP |
10p ordinary | CFD
| Long | 5882 | 5.40646276710643 GBP |
10p ordinary | CFD
| Long | 191 | 5.41593193 GBP |
10p ordinary | CFD
| Long | 100531 | 5.4848054531641 GBP |
10p ordinary | CFD
| Long | 645 | 5.4234015503876 GBP |
10p ordinary | CFD
| Short | 201403 | 5.402265 GBP |
10p ordinary | CFD
| Short | 897 | 5.41117056856187 GBP |
10p ordinary | CFD
| Short | 12611 | 5.42444207296011 GBP |
10p ordinary | CFD
| Short | 8029 | 5.41694607 GBP |
10p ordinary | CFD
| Short | 9907 | 5.42446633813869 GBP |
10p ordinary | CFD
| Short | 27861 | 5.41188413583647 GBP |
10p ordinary | CFD
| Short | 173786 | 5.492 GBP |
10p ordinary | CFD
| Short | 6855 | 5.402531 GBP |
10p ordinary | CFD
| Short | 49 | 5.37408163 GBP |
10p ordinary | CFD
| Short | 88086 | 5.419549 GBP |
10p ordinary | CFD
| Short | 432 | 5.41118055555556 GBP |
10p ordinary | CFD
| Short | 10475 | 5.46787150234654 GBP |
10p ordinary | CFD
| Short | 151 | 5.45130315231788 GBP |
10p ordinary | CFD
| Short | 1786 | 5.40474132466405 GBP |
10p ordinary | CFD
| Short | 10925 | 5.42326736936751 GBP |
10p ordinary | CFD
| Short | 8603 | 5.42573149 GBP |
10p ordinary | CFD
| Short | 15306 | 5.474213 GBP |
10p ordinary | CFD
| Short | 8831 | 5.43040879 GBP |
10p ordinary | CFD
| Short | 3188 | 5.40057064 GBP |
10p ordinary | CFD
| Short | 10051 | 5.4364 GBP |
10p ordinary | CFD
| Short | 6277 | 5.492275 GBP |
10p ordinary | CFD
| Short | 2687 | 5.46464012139933 GBP |
10p ordinary | CFD
| Short | 742 | 5.394 GBP |
10p ordinary | CFD
| Short | 38738 | 5.441667 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 15 August 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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