Last checked at 24 Apr 2018 12:02
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||||
| Class of relevant security to which the | €0.001 ordinary shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 23 April 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,352,862 | 1.41% | 676,621 | 0.29% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 192,165 | 0.08% | 1,964,007 | 0.83% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,545,027 | 1.49% | 2,640,628 | 1.11% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 50 | 35.5400 EUR | |||
| Purchase | 106 | 35.5192 EUR | |||
| Purchase | 155 | 35.4800 EUR | |||
| Purchase | 165 | 31.0593 GBP | |||
| Purchase | 173 | 31.1182 GBP | |||
| Purchase | 186 | 35.4400 EUR | |||
| Purchase | 188 | 31.0756 GBP | |||
| Purchase | 452 | 31.1623 GBP | |||
| Purchase | 698 | 31.1251 GBP | |||
| Purchase | 874 | 31.1239 GBP | |||
| Purchase | 1,001 | 31.1021 GBP | |||
| Purchase | 1,422 | 31.1387 GBP | |||
| Purchase | 1,591 | 35.4836 EUR | |||
| Purchase | 2,456 | 35.5456 EUR | |||
| Purchase | 2,501 | 35.7080 EUR | |||
| Purchase | 4,162 | 35.5009 EUR | |||
| Purchase | 4,325 | 31.0800 GBP | |||
| Purchase | 4,696 | 31.0866 GBP | |||
| Purchase | 5,014 | 31.1237 GBP | |||
| Purchase | 16,489 | 35.5000 EUR | |||
| Purchase | 49,363 | 31.1038 GBP | |||
| Sale | 22 | 35.4931 EUR | |||
| Sale | 48 | 31.1387 GBP | |||
| Sale | 96 | 31.2183 GBP | |||
| Sale | 107 | 31.1298 GBP | |||
| Sale | 125 | 31.1196 GBP | |||
| Sale | 224 | 31.1500 GBP | |||
| Sale | 240 | 31.1385 GBP | |||
| Sale | 573 | 31.1049 GBP | |||
| Sale | 600 | 31.1098 GBP | |||
| Sale | 601 | 35.5420 EUR | |||
| Sale | 636 | 31.1275 GBP | |||
| Sale | 916 | 35.4577 EUR | |||
| Sale | 926 | 35.4787 EUR | |||
| Sale | 1,143 | 35.5600 EUR | |||
| Sale | 1,198 | 31.1366 GBP | |||
| Sale | 1,637 | 31.0800 GBP | |||
| Sale | 2,766 | 35.5000 EUR | |||
| Sale | 3,024 | 31.0813 GBP | |||
| Sale | 4,836 | 31.1288 GBP | |||
| Sale | 6,037 | 31.1218 GBP | |||
| Sale | 17,127 | 35.4994 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 22 | 35.4931 EUR | ||||
| €0.001 ordinary shares | Long | 48 | 31.1387 GBP | ||||
| €0.001 ordinary shares | Long | 77 | 35.4135 EUR | ||||
| €0.001 ordinary shares | Long | 96 | 31.2184 GBP | ||||
| €0.001 ordinary shares | Long | 125 | 31.1196 GBP | ||||
| €0.001 ordinary shares | Long | 171 | 31.3971 GBP | ||||
| €0.001 ordinary shares | Long | 389 | 31.1382 GBP | ||||
| €0.001 ordinary shares | Long | 1,065 | 31.0758 GBP | ||||
| €0.001 ordinary shares | Long | 1,332 | 31.0800 GBP | ||||
| €0.001 ordinary shares | Long | 1,518 | 35.5551 EUR | ||||
| €0.001 ordinary shares | Long | 17,127 | 35.4994 EUR | ||||
| €0.001 ordinary shares | Short | 106 | 35.5192 EUR | ||||
| €0.001 ordinary shares | Short | 172 | 35.5265 EUR | ||||
| €0.001 ordinary shares | Short | 173 | 31.1182 GBP | ||||
| €0.001 ordinary shares | Short | 188 | 31.0756 GBP | ||||
| €0.001 ordinary shares | Short | 571 | 35.5123 EUR | ||||
| €0.001 ordinary shares | Short | 698 | 31.1251 GBP | ||||
| €0.001 ordinary shares | Short | 1,086 | 31.1304 GBP | ||||
| €0.001 ordinary shares | Short | 1,518 | 31.1427 GBP | ||||
| €0.001 ordinary shares | Short | 2,456 | 35.5456 EUR | ||||
| €0.001 ordinary shares | Short | 2,501 | 35.7080 EUR | ||||
| €0.001 ordinary shares | Short | 3,469 | 35.5026 EUR | ||||
| €0.001 ordinary shares | Short | 32,064 | 31.0824 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 24 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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