1 Apr 2019 11:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIBANYE GOLD LTD | |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 29 March 2019 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,366,712 | 0.06% | 3,194,000 | 0.14% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
38,260,478 | 1.68% | 957,300 | 0.04% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 39,627,190 | 1.74% | 4,151,300 | 0.18% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 6,600,000 | 1.72% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 6,600,000 | 1.72% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
security | securities | ||||||||
ADR | Purchase | 100 | 4.1800 USD | ||||||
ADR | Purchase | 200 | 4.1350 USD | ||||||
ADR | Purchase | 200 | 4.1900 USD | ||||||
ADR | Purchase | 200 | 4.1500 USD | ||||||
ADR | Purchase | 300 | 4.2816 USD | ||||||
ADR | Purchase | 300 | 4.1400 USD | ||||||
ADR | Purchase | 500 | 4.2800 USD | ||||||
ADR | Purchase | 600 | 4.3016 USD | ||||||
ADR | Purchase | 800 | 4.3275 USD | ||||||
ADR | Purchase | 800 | 4.1412 USD | ||||||
ADR | Purchase | 900 | 4.1983 USD | ||||||
ADR | Purchase | 900 | 4.2911 USD | ||||||
ADR | Purchase | 941 | 4.1300 USD | ||||||
ADR | Purchase | 1,200 | 4.1466 USD | ||||||
ADR | Purchase | 1,455 | 4.2555 USD | ||||||
ADR | Purchase | 1,634 | 4.2882 USD | ||||||
ADR | Purchase | 1,800 | 4.1650 USD | ||||||
ADR | Purchase | 1,907 | 4.1385 USD | ||||||
ADR | Purchase | 2,750 | 4.2574 USD | ||||||
ADR | Purchase | 3,102 | 4.2464 USD | ||||||
ADR | Purchase | 3,300 | 4.1369 USD | ||||||
ADR | Purchase | 3,883 | 4.1761 USD | ||||||
ADR | Purchase | 5,695 | 4.2000 USD | ||||||
ADR | Purchase | 8,834 | 4.2922 USD | ||||||
ADR | Purchase | 10,653 | 4.3000 USD | ||||||
ADR | Purchase | 10,731 | 4.3245 USD | ||||||
ADR | Purchase | 16,800 | 4.1722 USD | ||||||
ADR | Purchase | 19,100 | 4.1837 USD | ||||||
ADR | Purchase | 25,566 | 4.2261 USD | ||||||
ADR | Purchase | 35,200 | 4.1775 USD | ||||||
ADR | Purchase | 38,751 | 4.2353 USD | ||||||
ADR | Purchase | 58,179 | 4.1661 USD | ||||||
ADR | Purchase | 134,827 | 4.2915 USD | ||||||
ADR | Purchase | 659,413 | 4.3052 USD | ||||||
ADR | Sale | 200 | 4.2800 USD | ||||||
ADR | Sale | 300 | 4.3500 USD | ||||||
ADR | Sale | 300 | 4.2700 USD | ||||||
ADR | Sale | 300 | 4.2900 USD | ||||||
ADR | Sale | 300 | 4.2866 USD | ||||||
ADR | Sale | 400 | 4.3250 USD | ||||||
ADR | Sale | 500 | 4.3480 USD | ||||||
ADR | Sale | 500 | 4.2520 USD | ||||||
ADR | Sale | 600 | 4.2266 USD | ||||||
ADR | Sale | 792 | 4.2335 USD | ||||||
ADR | Sale | 800 | 4.3275 USD | ||||||
ADR | Sale | 1,094 | 4.2731 USD | ||||||
ADR | Sale | 1,662 | 4.2431 USD | ||||||
ADR | Sale | 1,766 | 4.1472 USD | ||||||
ADR | Sale | 4,600 | 4.1826 USD | ||||||
ADR | Sale | 5,300 | 4.2157 USD | ||||||
ADR | Sale | 9,297 | 4.1300 USD | ||||||
ADR | Sale | 9,331 | 4.3272 USD | ||||||
ADR | Sale | 10,290 | 4.1449 USD | ||||||
ADR | Sale | 15,300 | 4.1644 USD | ||||||
ADR | Sale | 20,800 | 4.1881 USD | ||||||
ADR | Sale | 23,800 | 4.2319 USD | ||||||
ADR | Sale | 29,900 | 4.1708 USD | ||||||
ADR | Sale | 40,213 | 4.3208 USD | ||||||
ADR | Sale | 72,202 | 4.1898 USD | ||||||
ADR | Sale | 99,919 | 4.2823 USD | ||||||
ADR | Sale | 701,465 | 4.3021 USD | ||||||
(b) | Cash-settled derivative transactions | ||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary NPV | SWAP Expires 30/09/2020 | Long | 56,700 | 15.6967 ZAR | |||||
Ordinary NPV | CFD | Long | 65,588 | 15.8086 ZAR | |||||
Ordinary NPV | CFD | Long | 296,646 | 15.7792 ZAR | |||||
Ordinary NPV | CFD | Long | 476,200 | 15.6732 ZAR | |||||
Ordinary NPV | CFD | Long | 2,128,246 | 15.7724 ZAR | |||||
Ordinary NPV | CFD | Long | 5,534,145 | 15.8477 ZAR | |||||
Ordinary NPV | CFD | Short | 13,812 | 15.6960 ZAR | |||||
Ordinary NPV | CFD | Short | 20,633 | 14.9107 ZAR | |||||
Ordinary NPV | CFD | Short | 33,498 | 15.8582 ZAR | |||||
Ordinary NPV | CFD | Short | 33,720 | 15.7644 ZAR | |||||
Ordinary NPV | CFD | Short | 42,369 | 15.8456 ZAR | |||||
Ordinary NPV | CFD | Short | 73,483 | 15.4272 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 1 April 2019 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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