Last checked at 29 Mar 2019 14:50
FORM 8.3
Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 March 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,458,140 | 0.11% | 4,973,120 | 0.22% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 32,418,639 | 1.43% | 843,900 | 0.04% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 34,876,779 | 1.54% | 5,817,020 | 0.26% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,600,000 | 1.72% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 6,600,000 | 1.72% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 4.5100 USD | ||||
| ADR | Purchase | 100 | 4.7000 USD | ||||
| ADR | Purchase | 100 | 4.6000 USD | ||||
| ADR | Purchase | 200 | 4.7100 USD | ||||
| ADR | Purchase | 200 | 4.7337 USD | ||||
| ADR | Purchase | 300 | 4.4983 USD | ||||
| ADR | Purchase | 379 | 4.4987 USD | ||||
| ADR | Purchase | 1,643 | 4.5891 USD | ||||
| ADR | Purchase | 2,647 | 4.5316 USD | ||||
| ADR | Purchase | 4,595 | 4.5500 USD | ||||
| ADR | Purchase | 10,909 | 4.7020 USD | ||||
| ADR | Purchase | 15,250 | 4.6178 USD | ||||
| ADR | Purchase | 40,200 | 4.5722 USD | ||||
| ADR | Purchase | 53,900 | 4.5209 USD | ||||
| ADR | Purchase | 62,200 | 4.5695 USD | ||||
| ADR | Purchase | 71,840 | 4.7010 USD | ||||
| ADR | Purchase | 109,000 | 4.5791 USD | ||||
| ADR | Purchase | 400,000 | 4.7123 USD | ||||
| ADR | Purchase | 440,764 | 4.6995 USD | ||||
| ADR | Sale | 100 | 4.6950 USD | ||||
| ADR | Sale | 100 | 4.5100 USD | ||||
| ADR | Sale | 100 | 4.5200 USD | ||||
| ADR | Sale | 136 | 4.6900 USD | ||||
| ADR | Sale | 187 | 4.5239 USD | ||||
| ADR | Sale | 200 | 4.4800 USD | ||||
| ADR | Sale | 200 | 4.7900 USD | ||||
| ADR | Sale | 263 | 4.6800 USD | ||||
| ADR | Sale | 300 | 4.5166 USD | ||||
| ADR | Sale | 300 | 4.6700 USD | ||||
| ADR | Sale | 300 | 4.5050 USD | ||||
| ADR | Sale | 300 | 4.7100 USD | ||||
| ADR | Sale | 343 | 4.5022 USD | ||||
| ADR | Sale | 400 | 4.5000 USD | ||||
| ADR | Sale | 481 | 4.5242 USD | ||||
| ADR | Sale | 500 | 4.7220 USD | ||||
| ADR | Sale | 546 | 4.5683 USD | ||||
| ADR | Sale | 600 | 4.6729 USD | ||||
| ADR | Sale | 965 | 4.7027 USD | ||||
| ADR | Sale | 2,200 | 4.7150 USD | ||||
| ADR | Sale | 3,253 | 4.5107 USD | ||||
| ADR | Sale | 3,300 | 4.7093 USD | ||||
| ADR | Sale | 3,394 | 4.7162 USD | ||||
| ADR | Sale | 3,600 | 4.7025 USD | ||||
| ADR | Sale | 4,595 | 4.5525 USD | ||||
| ADR | Sale | 5,486 | 4.7132 USD | ||||
| ADR | Sale | 6,800 | 4.7120 USD | ||||
| ADR | Sale | 13,808 | 4.7152 USD | ||||
| ADR | Sale | 13,878 | 4.6175 USD | ||||
| ADR | Sale | 13,956 | 4.7104 USD | ||||
| ADR | Sale | 14,604 | 4.6204 USD | ||||
| ADR | Sale | 18,052 | 4.6682 USD | ||||
| ADR | Sale | 20,805 | 4.7273 USD | ||||
| ADR | Sale | 21,114 | 4.7107 USD | ||||
| ADR | Sale | 23,907 | 4.7236 USD | ||||
| ADR | Sale | 36,500 | 4.5940 USD | ||||
| ADR | Sale | 38,500 | 4.5886 USD | ||||
| ADR | Sale | 50,309 | 4.7360 USD | ||||
| ADR | Sale | 54,679 | 4.5206 USD | ||||
| ADR | Sale | 65,900 | 4.5576 USD | ||||
| ADR | Sale | 70,500 | 4.5739 USD | ||||
| ADR | Sale | 283,765 | 4.7103 USD | ||||
| ADR | Sale | 435,364 | 4.7004 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 15,930 | 17.6072 ZAR | |||||
| Ordinary NPV | CFD | Long | 37,675 | 17.5421 ZAR | |||||
| Ordinary NPV | SWAP Expires 28/09/2020 | Long | 56,700 | 17.4635 ZAR | |||||
| Ordinary NPV | CFD | Long | 93,082 | 17.3394 ZAR | |||||
| Ordinary NPV | CFD | Long | 433,220 | 17.5295 ZAR | |||||
| Ordinary NPV | CFD | Long | 2,071,335 | 17.3915 ZAR | |||||
| Ordinary NPV | CFD | Short | 47,441 | 17.5650 ZAR | |||||
| Ordinary NPV | CFD | Short | 68,009 | 17.4627 ZAR | |||||
| Ordinary NPV | CFD | Short | 95,367 | 17.3869 ZAR | |||||
| Ordinary NPV | CFD | Short | 95,390 | 17.4829 ZAR | |||||
| Ordinary NPV | CFD | Short | 239,463 | 17.4775 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 29 Mar 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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