Last checked at 14 Sep 2018 12:56
FORM 8.3 - Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 12 Sept 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,223,022 | 0.57% | 1,558,028 | 0.17% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 247,447 | 0.03% | 3,450,643 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 182,900 | 0.02% | 260,700 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,653,369 | 0.62% | 5,269,371 | 0.58% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| 5p ordinary | Purchase | 4 | 43.4612 GBP | ||||||
| 5p ordinary | Purchase | 13 | 43.5925 GBP | ||||||
| 5p ordinary | Purchase | 37 | 43.4250 GBP | ||||||
| 5p ordinary | Purchase | 39 | 43.5962 GBP | ||||||
| 5p ordinary | Purchase | 39 | 43.4611 GBP | ||||||
| 5p ordinary | Purchase | 60 | 43.6372 GBP | ||||||
| 5p ordinary | Purchase | 61 | 43.7482 GBP | ||||||
| 5p ordinary | Purchase | 65 | 43.7800 GBP | ||||||
| 5p ordinary | Purchase | 66 | 43.4350 GBP | ||||||
| 5p ordinary | Purchase | 67 | 43.4561 GBP | ||||||
| 5p ordinary | Purchase | 82 | 43.5000 GBP | ||||||
| 5p ordinary | Purchase | 86 | 43.4825 GBP | ||||||
| 5p ordinary | Purchase | 89 | 43.4480 GBP | ||||||
| 5p ordinary | Purchase | 373 | 43.6129 GBP | ||||||
| 5p ordinary | Purchase | 408 | 43.6875 GBP | ||||||
| 5p ordinary | Purchase | 709 | 43.8200 GBP | ||||||
| 5p ordinary | Purchase | 1,388 | 43.5684 GBP | ||||||
| 5p ordinary | Purchase | 1,709 | 43.7926 GBP | ||||||
| 5p ordinary | Purchase | 2,049 | 43.6933 GBP | ||||||
| 5p ordinary | Purchase | 2,884 | 43.6120 GBP | ||||||
| 5p ordinary | Purchase | 4,226 | 43.4806 GBP | ||||||
| 5p ordinary | Purchase | 2,130 | 43.8500 GBP | ||||||
| 5p ordinary | Purchase | 6,079 | 43.4461 GBP | ||||||
| 5p ordinary | Purchase | 10,000 | 43.8009 GBP | ||||||
| 5p ordinary | Purchase | 10,134 | 43.8023 GBP | ||||||
| 5p ordinary | Purchase | 10,373 | 43.4384 GBP | ||||||
| 5p ordinary | Purchase | 12,362 | 43.6451 GBP | ||||||
| 5p ordinary | Purchase | 15,092 | 43.7611 GBP | ||||||
| 5p ordinary | Purchase | 18,576 | 43.6024 GBP | ||||||
| 5p ordinary | Purchase | 22,117 | 43.6316 GBP | ||||||
| 5p ordinary | Purchase | 23,231 | 43.4481 GBP | ||||||
| 5p ordinary | Purchase | 65,646 | 43.6454 GBP | ||||||
| 5p ordinary | Purchase | 81,000 | 43.5750 GBP | ||||||
| 5p ordinary | Sale | 26 | 43.5925 GBP | ||||||
| 5p ordinary | Sale | 37 | 43.4250 GBP | ||||||
| 5p ordinary | Sale | 43 | 43.4825 GBP | ||||||
| 5p ordinary | Sale | 65 | 43.7800 GBP | ||||||
| 5p ordinary | Sale | 66 | 43.4350 GBP | ||||||
| 5p ordinary | Sale | 76 | 43.4600 GBP | ||||||
| 5p ordinary | Sale | 82 | 43.5000 GBP | ||||||
| 5p ordinary | Sale | 100 | 43.7368 GBP | ||||||
| 5p ordinary | Sale | 146 | 43.5850 GBP | ||||||
| 5p ordinary | Sale | 264 | 43.7153 GBP | ||||||
| 5p ordinary | Sale | 297 | 43.8648 GBP | ||||||
| 5p ordinary | Sale | 315 | 43.5749 GBP | ||||||
| 5p ordinary | Sale | 461 | 43.4629 GBP | ||||||
| 5p ordinary | Sale | 577 | 43.8314 GBP | ||||||
| 5p ordinary | Sale | 795 | 43.4620 GBP | ||||||
| 5p ordinary | Sale | 1,500 | 43.4627 GBP | ||||||
| 5p ordinary | Sale | 1,831 | 43.4781 GBP | ||||||
| 5p ordinary | Sale | 2,049 | 43.6933 GBP | ||||||
| 5p ordinary | Sale | 2,884 | 43.6120 GBP | ||||||
| 5p ordinary | Sale | 2,903 | 43.8933 GBP | ||||||
| 5p ordinary | Sale | 3,786 | 43.6928 GBP | ||||||
| 5p ordinary | Sale | 5,216 | 43.6800 GBP | ||||||
| 5p ordinary | Sale | 6,714 | 43.8125 GBP | ||||||
| 5p ordinary | Sale | 6,815 | 43.8519 GBP | ||||||
| 5p ordinary | Sale | 7,459 | 43.4664 GBP | ||||||
| 5p ordinary | Sale | 10,511 | 43.7067 GBP | ||||||
| 5p ordinary | Sale | 12,477 | 43.7809 GBP | ||||||
| 5p ordinary | Sale | 18,234 | 43.6070 GBP | ||||||
| 5p ordinary | Sale | 24,288 | 43.7429 GBP | ||||||
| 5p ordinary | Sale | 30,377 | 43.8500 GBP | ||||||
| 5p ordinary | Sale | 34,467 | 43.6900 GBP | ||||||
| 5p ordinary | Sale | 41,907 | 43.5835 GBP | ||||||
| 5p ordinary | Sale | 50,000 | 43.3603 GBP | ||||||
| 5p ordinary | Sale | 63,931 | 43.7044 GBP | ||||||
| 5p ordinary | Sale | 68,699 | 43.5456 GBP | ||||||
| ADR | Purchase | 18 | 172.4700 USD | ||||||
| ADR | Purchase | 20 | 171.6000 USD | ||||||
| ADR | Purchase | 41 | 172.8999 USD | ||||||
| ADR | Purchase | 100 | 172.8600 USD | ||||||
| ADR | Purchase | 100 | 171.7485 USD | ||||||
| ADR | Purchase | 100 | 171.7500 USD | ||||||
| ADR | Purchase | 200 | 171.8950 USD | ||||||
| ADR | Purchase | 200 | 172.7100 USD | ||||||
| ADR | Purchase | 300 | 171.6958 USD | ||||||
| ADR | Purchase | 347 | 171.2880 USD | ||||||
| ADR | Purchase | 383 | 172.7400 USD | ||||||
| ADR | Purchase | 400 | 172.5600 USD | ||||||
| ADR | Purchase | 807 | 170.5200 USD | ||||||
| ADR | Purchase | 1,000 | 172.0220 USD | ||||||
| ADR | Purchase | 1,800 | 171.0800 USD | ||||||
| ADR | Purchase | 5,300 | 172.1441 USD | ||||||
| ADR | Purchase | 5,700 | 172.1733 USD | ||||||
| ADR | Purchase | 8,963 | 171.5324 USD | ||||||
| ADR | Purchase | 13,000 | 171.1000 USD | ||||||
| ADR | Sale | 18 | 172.4700 USD | ||||||
| ADR | Sale | 20 | 171.6000 USD | ||||||
| ADR | Sale | 41 | 172.8999 USD | ||||||
| ADR | Sale | 47 | 170.7334 USD | ||||||
| ADR | Sale | 83 | 172.7400 USD | ||||||
| ADR | Sale | 100 | 171.2800 USD | ||||||
| ADR | Sale | 100 | 171.1800 USD | ||||||
| ADR | Sale | 100 | 172.8700 USD | ||||||
| ADR | Sale | 100 | 172.8600 USD | ||||||
| ADR | Sale | 100 | 172.8400 USD | ||||||
| ADR | Sale | 100 | 172.5000 USD | ||||||
| ADR | Sale | 200 | 171.2250 USD | ||||||
| ADR | Sale | 200 | 171.4225 USD | ||||||
| ADR | Sale | 200 | 172.0037 USD | ||||||
| ADR | Sale | 300 | 172.6466 USD | ||||||
| ADR | Sale | 449 | 171.4294 USD | ||||||
| ADR | Sale | 455 | 171.6326 USD | ||||||
| ADR | Sale | 600 | 172.8366 USD | ||||||
| ADR | Sale | 807 | 170.5200 USD | ||||||
| ADR | Sale | 841 | 171.6942 USD | ||||||
| ADR | Sale | 1,500 | 172.1232 USD | ||||||
| ADR | Sale | 1,900 | 171.0800 USD | ||||||
| ADR | Sale | 2,100 | 171.9295 USD | ||||||
| ADR | Sale | 2,100 | 171.3171 USD | ||||||
| ADR | Sale | 2,200 | 172.0864 USD | ||||||
| ADR | Sale | 2,699 | 171.4458 USD | ||||||
| ADR | Sale | 2,959 | 172.1455 USD | ||||||
| ADR | Sale | 3,600 | 172.3155 USD | ||||||
| ADR | Sale | 3,800 | 172.1859 USD | ||||||
| ADR | Sale | 4,960 | 171.5722 USD | ||||||
| ADR | Sale | 6,500 | 171.1000 USD | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 100 | 43.7368 GBP | |||||
| 5p ordinary | SWAP | Long | 103 | 43.4314 GBP | |||||
| 5p ordinary | CFD | Long | 340 | 43.9340 GBP | |||||
| 5p ordinary | CFD | Long | 800 | 43.8460 GBP | |||||
| 5p ordinary | SWAP | Long | 1,662 | 43.8413 GBP | |||||
| 5p ordinary | CFD | Long | 1,831 | 43.4781 GBP | |||||
| 5p ordinary | CFD | Long | 2,903 | 43.8933 GBP | |||||
| 5p ordinary | CFD | Long | 3,786 | 43.6928 GBP | |||||
| 5p ordinary | CFD | Long | 5,787 | 43.6907 GBP | |||||
| 5p ordinary | SWAP | Long | 5,836 | 43.8500 GBP | |||||
| 5p ordinary | CFD | Long | 7,459 | 43.4664 GBP | |||||
| 5p ordinary | SWAP | Long | 32,393 | 43.7589 GBP | |||||
| 5p ordinary | SWAP | Long | 44,616 | 43.6687 GBP | |||||
| 5p ordinary | CFD | Long | 81,000 | 43.5375 GBP | |||||
| 5p ordinary | CFD | Short | 39 | 43.5961 GBP | |||||
| 5p ordinary | SWAP | Short | 65 | 43.7800 GBP | |||||
| 5p ordinary | SWAP | Short | 343 | 43.2000 GBP | |||||
| 5p ordinary | CFD | Short | 373 | 43.6129 GBP | |||||
| 5p ordinary | CFD | Short | 408 | 43.6875 GBP | |||||
| 5p ordinary | CFD | Short | 1,709 | 43.7926 GBP | |||||
| 5p ordinary | SWAP | Short | 3,917 | 43.2857 GBP | |||||
| ADR | CFD | Short | 27,000 | 169.7548 USD | |||||
| 5p ordinary | CFD | Short | 81,000 | 43.5750 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 170 USD | American | 19 Oct 2018 | 5.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 14 Sept 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 170.0000 | American | 14 Sep 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,000 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 155.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 14 Sep 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180914005242/en/
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