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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Share Price: 202.35
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Ask: 202.25
Change: 1.35 (0.67%)
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Form 8.3 - SHIRE AMENDMENT

7 Dec 2018 11:53

FORM 8.3Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: SHIRE PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 04 December 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES: TAKEDA PHARMACEUTICAL CO LTD
2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled:
8,164,981 0.89% 1,782,994 0.19%
(2) Cash-settled derivatives:
186,222 0.02% 5,565,300 0.61%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 692,400 0.08% 532,100 0.06%
(4)
TOTAL: 9,043,603 0.99% 7,880,394 0.86%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in

1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
5p ordinary Purchase 5 45.8284 GBP
5p ordinary Purchase 38 45.5475 GBP
5p ordinary Purchase 40 45.5900 GBP
5p ordinary Purchase 41 45.5825 GBP
5p ordinary Purchase 52 45.9300 GBP
5p ordinary Purchase 59 45.8850 GBP
5p ordinary Purchase 60 45.4350 GBP
5p ordinary Purchase 65 45.7500 GBP
5p ordinary Purchase 65 45.4000 GBP
5p ordinary Purchase 71 45.9550 GBP
5p ordinary Purchase 73 45.7525 GBP
5p ordinary Purchase 77 45.5437 GBP
5p ordinary Purchase 117 45.5300 GBP
5p ordinary Purchase 127 45.6025 GBP
5p ordinary Purchase 127 45.6000 GBP
5p ordinary Purchase 135 45.7600 GBP
5p ordinary Purchase 171 45.9834 GBP
5p ordinary Purchase 176 45.4523 GBP
5p ordinary Purchase 177 45.5842 GBP
5p ordinary Purchase 178 45.4900 GBP
5p ordinary Purchase 182 45.2800 GBP
5p ordinary Purchase 188 45.9835 GBP
5p ordinary Purchase 190 45.7575 GBP
5p ordinary Purchase 207 45.4150 GBP
5p ordinary Purchase 248 45.5450 GBP
5p ordinary Purchase 257 45.7775 GBP
5p ordinary Purchase 260 45.9900 GBP
5p ordinary Purchase 264 45.7625 GBP
5p ordinary Purchase 349 45.9592 GBP
5p ordinary Purchase 400 45.5438 GBP
5p ordinary Purchase 538 45.9067 GBP
5p ordinary Purchase 632 45.5590 GBP
5p ordinary Purchase 724 45.7725 GBP
5p ordinary Purchase 797 45.4950 GBP
5p ordinary Purchase 813 45.8476 GBP
5p ordinary Purchase 1,203 45.7253 GBP
5p ordinary Purchase 1,285 45.5315 GBP
5p ordinary Purchase 1,308 45.9143 GBP
5p ordinary Purchase 1,445 45.8217 GBP
5p ordinary Purchase 1,602 45.5510 GBP
5p ordinary Purchase 2,000 45.8400 GBP
5p ordinary Purchase 2,408 45.9863 GBP
5p ordinary Purchase 3,512 45.5623 GBP
5p ordinary Purchase 4,880 45.5515 GBP
5p ordinary Purchase 5,490 45.9862 GBP
5p ordinary Purchase 5,856 45.5628 GBP
5p ordinary Purchase 6,035 45.5966 GBP
5p ordinary Purchase 6,479 45.6986 GBP
5p ordinary Purchase 6,894 45.6316 GBP
5p ordinary Purchase 7,000 45.4931 GBP
5p ordinary Purchase 8,384 45.7031 GBP
5p ordinary Purchase 15,675 45.5875 GBP
5p ordinary Purchase 18,000 45.6994 GBP
5p ordinary Purchase 18,321 45.5000 GBP
5p ordinary Purchase 20,740 45.4979 GBP
5p ordinary Purchase 22,592 45.6087 GBP
5p ordinary Purchase 26,053 45.6292 GBP
5p ordinary Purchase 78,099 45.6432 GBP
5p ordinary Purchase 111,913 45.5989 GBP
5p ordinary Purchase 125,000 46.2533 GBP
5p ordinary Purchase 150,000 46.1196 GBP
5p ordinary Purchase 150,000 45.7077 GBP
5p ordinary Purchase 150,000 45.8252 GBP
5p ordinary Purchase 150,000 45.8303 GBP
5p ordinary Purchase 150,000 46.0627 GBP
5p ordinary Purchase 200,060 45.5692 GBP
5p ordinary Sale 36 45.9775 GBP
5p ordinary Sale 38 45.5475 GBP
5p ordinary Sale 40 45.5900 GBP
5p ordinary Sale 41 45.5825 GBP
5p ordinary Sale 49 45.8325 GBP
5p ordinary Sale 52 45.9300 GBP
5p ordinary Sale 60 45.4350 GBP
5p ordinary Sale 65 45.4000 GBP
5p ordinary Sale 65 45.7500 GBP
5p ordinary Sale 68 45.9850 GBP
5p ordinary Sale 71 45.9550 GBP
5p ordinary Sale 73 45.7525 GBP
5p ordinary Sale 87 45.5487 GBP
5p ordinary Sale 117 45.5300 GBP
5p ordinary Sale 119 45.9877 GBP
5p ordinary Sale 124 45.4403 GBP
5p ordinary Sale 127 45.6000 GBP
5p ordinary Sale 127 45.6025 GBP
5p ordinary Sale 135 45.7600 GBP
5p ordinary Sale 144 45.6350 GBP
5p ordinary Sale 166 45.8682 GBP
5p ordinary Sale 175 45.4550 GBP
5p ordinary Sale 178 45.4900 GBP
5p ordinary Sale 190 45.7575 GBP
5p ordinary Sale 207 45.4150 GBP
5p ordinary Sale 257 45.7775 GBP
5p ordinary Sale 260 45.9900 GBP
5p ordinary Sale 264 45.7625 GBP
5p ordinary Sale 280 45.6120 GBP
5p ordinary Sale 301 45.7200 GBP
5p ordinary Sale 314 45.4803 GBP
5p ordinary Sale 377 45.8189 GBP
5p ordinary Sale 417 45.5191 GBP
5p ordinary Sale 447 45.7792 GBP
5p ordinary Sale 452 45.5735 GBP
5p ordinary Sale 458 45.5875 GBP
5p ordinary Sale 724 45.7725 GBP
5p ordinary Sale 766 45.7730 GBP
5p ordinary Sale 797 45.4950 GBP
5p ordinary Sale 1,301 45.5625 GBP
5p ordinary Sale 1,339 45.5000 GBP
5p ordinary Sale 1,472 45.5169 GBP
5p ordinary Sale 2,097 45.4985 GBP
5p ordinary Sale 2,559 45.8589 GBP
5p ordinary Sale 3,530 45.5495 GBP
5p ordinary Sale 3,656 45.5071 GBP
5p ordinary Sale 3,792 45.8476 GBP
5p ordinary Sale 6,407 45.6474 GBP
5p ordinary Sale 10,872 45.5141 GBP
5p ordinary Sale 12,571 45.9047 GBP
5p ordinary Sale 14,874 45.5841 GBP
5p ordinary Sale 15,419 45.9414 GBP
5p ordinary Sale 34,640 45.6812 GBP
5p ordinary Sale 34,719 45.5803 GBP
5p ordinary Sale 71,271 45.6288 GBP
5p ordinary Sale 97,603 45.5760 GBP
5p ordinary Sale 130,000 45.6368 GBP
ADR Purchase 63 174.2800 USD
ADR Purchase 100 170.9798 USD
ADR Purchase 149 174.3365 USD
ADR Purchase 150 172.5667 USD
ADR Purchase 200 171.3475 USD
ADR Purchase 200 171.4700 USD
ADR Purchase 253 173.8740 USD
ADR Purchase 300 171.6300 USD
ADR Purchase 300 171.2300 USD
ADR Purchase 1,200 173.5444 USD
ADR Purchase 1,500 171.8946 USD
ADR Purchase 1,682 173.4743 USD
ADR Purchase 2,000 172.0657 USD
ADR Purchase 2,020 173.0127 USD
ADR Purchase 3,305 173.4191 USD
ADR Purchase 3,706 171.5000 USD
ADR Purchase 5,933 173.0510 USD
ADR Purchase 8,400 172.0713 USD
ADR Purchase 10,800 172.7320 USD
ADR Purchase 10,805 173.6203 USD
ADR Purchase 13,100 172.5957 USD
ADR Purchase 19,000 173.1295 USD
ADR Purchase 19,535 172.2969 USD
ADR Sale 50 172.5400 USD
ADR Sale 50 173.9100 USD
ADR Sale 100 171.0800 USD
ADR Sale 100 171.7200 USD
ADR Sale 100 174.6000 USD
ADR Sale 100 174.3600 USD
ADR Sale 100 174.1300 USD
ADR Sale 100 174.0400 USD
ADR Sale 100 172.8300 USD
ADR Sale 100 172.5800 USD
ADR Sale 100 171.7000 USD
ADR Sale 105 173.9200 USD
ADR Sale 108 174.3033 USD
ADR Sale 200 172.5000 USD
ADR Sale 200 170.9750 USD
ADR Sale 253 173.8739 USD
ADR Sale 300 172.0433 USD
ADR Sale 300 171.3033 USD
ADR Sale 400 172.6812 USD
ADR Sale 500 171.7400 USD
ADR Sale 500 172.8785 USD
ADR Sale 600 173.2841 USD
ADR Sale 742 172.4665 USD
ADR Sale 1,000 172.8370 USD
ADR Sale 1,000 171.3520 USD
ADR Sale 1,186 171.7974 USD
ADR Sale 1,563 171.9908 USD
ADR Sale 1,700 171.1563 USD
ADR Sale 2,000 171.3691 USD
ADR Sale 2,000 174.7375 USD
ADR Sale 2,025 172.6548 USD
ADR Sale 2,600 173.2176 USD
ADR Sale 3,144 171.8863 USD
ADR Sale 3,706 171.5000 USD
ADR Sale 6,100 172.0434 USD
ADR Sale 6,500 174.0000 USD
ADR Sale 6,700 173.1601 USD
ADR Sale 8,400 172.0713 USD
ADR Sale 11,600 172.6908 USD
ADR Sale 11,663 172.4080 USD
ADR Sale 15,006 173.4709 USD
(b)Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
5p ordinary SWAP Long 1 45.5000 GBP
5p ordinary SWAP Long 3 45.7900 GBP
5p ordinary CFD Long 9 45.6122 GBP
5p ordinary CFD Long 87 45.5487 GBP
5p ordinary CFD Long 166 45.8682 GBP
5p ordinary SWAP Long 248 45.7702 GBP
5p ordinary CFD Long 271 45.6120 GBP
5p ordinary SWAP Long 5,953 45.9046 GBP
5p ordinary SWAP Long 22,003 45.9377 GBP
5p ordinary SWAP Long 34,640 45.6812 GBP
5p ordinary CFD Long 330,000 45.8425 GBP
5p ordinary SWAP Short 32 45.5221 GBP
5p ordinary SWAP Short 380 45.5030 GBP
5p ordinary CFD Short 1,092 45.4997 GBP
5p ordinary CFD Short 1,285 45.5315 GBP
5p ordinary CFD Short 2,408 45.9862 GBP
5p ordinary CFD Short 4,880 45.5515 GBP
5p ordinary SWAP Expires 06/12/2020 Short 6,035 45.5966 GBP
5p ordinary CFD Short 9,351 45.5040 GBP
5p ordinary SWAP Expires 06/12/2020 Short 18,000 45.6994 GBP
5p ordinary SWAP Short 20,197 45.5029 GBP
5p ordinary CFD Short 22,592 45.6087 GBP
5p ordinary SWAP Short 23,805 45.6084 GBP
5p ordinary SWAP Short 27,712 45.5000 GBP
5p ordinary SWAP Short 48,155 45.6224 GBP
ADR CFD Short 110,000 175.2792 USD
5p ordinary SWAP Expires 06/12/2020 Short 125,000 46.2533 GBP
5p ordinary SWAP Expires 06/12/2020 Short 150,000 45.7077 GBP
5p ordinary SWAP Expires 06/12/2020 Short 150,000 45.8252 GBP
5p ordinary SWAP Expires 06/12/2020 Short 150,000 45.8303 GBP
5p ordinary SWAP Expires 06/12/2020 Short 150,000 46.0627 GBP
5p ordinary SWAP Expires 06/12/2020 Short 150,000 46.1196 GBP
(c)Stock-settled derivative transactions (including options)
(i)Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
ADR Call Options Purchasing 11,700 175 USD American 21 Dec 2018 5.6876 USD
ADR Call Options Purchasing 400 175 USD American 18 Apr 2019 7.8000 USD
ADR Call Options Purchasing 100 185 USD American 18 Jan 2019 1.6000 USD
ADR Call Options Selling 11,700 165 USD American 21 Dec 2018 13.7193 USD
ADR Put Options Purchasing 3,800 150 USD American 21 Dec 2018 2.0994 USD
ADR Put Options Purchasing 1,900 170 USD American 18 Apr 2019 8.0457 USD
ADR Put Options Purchasing 300 185 USD American 18 Jan 2019 13.0000 USD
ADR Put Options Selling 25,000 160 USD American 21 Dec 2018 4.0400 USD
ADR Put Options Selling 5,900 160 USD American 18 Jan 2019 5.3525 USD
ADR Put Options Selling 1,400 165 USD American 21 Dec 2018 5.6500 USD
ADR Put Options Selling 4,000 170 USD American 7 Dec 2018 5.7945 USD
ADR Put Options Selling 1,000 170 USD American 14 Dec 2018 6.0000 USD
ADR Put Options Selling 3,900 170 USD American 21 Dec 2018 6.3087 USD
ADR Put Options Selling 100 173 USD American 7 Dec 2018 5.9000 USD
ADR Put Options Selling 500 173 USD American 14 Dec 2018 6.5000 USD
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4.OTHER INFORMATION
(a)Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE
(b)Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE
(c)Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION
Identity of the person whose positions/dealings are being disclosed: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities this from relates: SHIRE PLC
2.OPTIONS AND DERIVATIVES
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 100 185.0000 American 7 Dec 2018
ADR Call Options Purchased 100 105.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 155.0000 American 15 Jan 2021
ADR Call Options Purchased 100 195.0000 American 19 Jul 2019
ADR Call Options Purchased 100 190.0000 American 4 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 175.0000 American 18 Jan 2019
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Call Options Purchased 300 165.0000 American 18 Jan 2019
ADR Call Options Purchased 300 208.0000 American 7 Dec 2018
ADR Call Options Purchased 300 205.0000 American 7 Dec 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 170.0000 American 17 Jan 2020
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Apr 2019
ADR Call Options Purchased 500 125.0000 American 18 Jan 2019
ADR Call Options Purchased 600 193.0000 American 7 Dec 2018
ADR Call Options Purchased 900 195.0000 American 18 Apr 2019
ADR Call Options Purchased 900 180.0000 American 21 Dec 2018
ADR Call Options Purchased 1,000 185.0000 American 19 Jul 2019
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 190.0000 American 11 Jan 2019
ADR Call Options Purchased 1,200 170.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 230.0000 American 15 Jan 2021
ADR Call Options Purchased 1,500 185.0000 American 18 Apr 2019
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,900 175.0000 American 18 Apr 2019
ADR Call Options Purchased 2,000 200.0000 American 15 Jan 2021
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 2,100 190.0000 American 18 Apr 2019
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 4,300 170.0000 American 18 Apr 2019
ADR Call Options Purchased 4,800 180.0000 American 7 Dec 2018
ADR Call Options Purchased 5,700 160.0000 American 19 Jul 2019
ADR Call Options Purchased 6,000 193.0000 American 21 Dec 2018
ADR Call Options Purchased 7,700 155.0000 American 18 Apr 2019
ADR Call Options Purchased 8,500 185.0000 American 21 Dec 2018
ADR Call Options Purchased 11,200 175.0000 American 21 Dec 2018
ADR Call Options Purchased 15,000 183.0000 American 7 Dec 2018
ADR Call Options Purchased 18,200 160.0000 American 18 Jan 2019
ADR Call Options Purchased 20,300 190.0000 American 21 Dec 2018
ADR Call Options Purchased 22,300 200.0000 American 18 Jan 2019
ADR Call Options Purchased 23,900 195.0000 American 18 Jan 2019
ADR Call Options Purchased 138,200 190.0000 American 18 Jan 2019
ADR Call Options Written -56,000 200.0000 American 17 Jan 2020
ADR Call Options Written -42,400 200.0000 American 19 Jul 2019
ADR Call Options Written -38,800 180.0000 American 18 Jan 2019
ADR Call Options Written -37,200 185.0000 American 18 Jan 2019
ADR Call Options Written -26,800 178.0000 American 7 Dec 2018
ADR Call Options Written -22,500 190.0000 American 21 Dec 2018
ADR Call Options Written -15,000 175.0000 American 7 Dec 2018
ADR Call Options Written -11,700 165.0000 American 21 Dec 2018
ADR Call Options Written -11,500 185.0000 American 21 Dec 2018
ADR Call Options Written -5,000 178.0000 American 21 Dec 2018
ADR Call Options Written -3,900 170.0000 American 7 Dec 2018
ADR Call Options Written -3,800 170.0000 American 21 Dec 2018
ADR Call Options Written -2,700 145.0000 American 18 Jan 2019
ADR Call Options Written -1,500 210.0000 American 19 Jul 2019
ADR Call Options Written -1,000 165.0000 American 7 Dec 2018
ADR Call Options Written -1,000 210.0000 American 21 Dec 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -800 155.0000 American 18 Apr 2019
ADR Call Options Written -600 160.0000 American 18 Jan 2019
ADR Call Options Written -500 173.0000 American 14 Dec 2018
ADR Call Options Written -500 160.0000 American 18 Apr 2019
ADR Call Options Written -500 135.0000 American 19 Jul 2019
ADR Call Options Written -100 173.0000 American 21 Dec 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 18 Apr 2019
ADR Put Options Purchased -43,900 135.0000 American 18 Jan 2019
ADR Put Options Purchased -20,000 170.0000 American 21 Dec 2018
ADR Put Options Purchased -14,700 160.0000 American 18 Apr 2019
ADR Put Options Purchased -5,900 180.0000 American 18 Jan 2019
ADR Put Options Purchased -5,700 150.0000 American 21 Dec 2018
ADR Put Options Purchased -3,800 140.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -3,700 145.0000 American 21 Dec 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 155.0000 American 18 Jan 2019
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -1,400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 19 Jul 2019
ADR Put Options Purchased -200 65.0000 American 17 Jan 2020
ADR Put Options Purchased -100 148.0000 American 14 Dec 2018
ADR Put Options Purchased -100 70.0000 American 17 Jan 2020
ADR Put Options Purchased -100 170.0000 American 18 Jan 2019
ADR Put Options Purchased -100 168.0000 American 14 Dec 2018
ADR Put Options Purchased -100 75.0000 American 17 Jan 2020
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Written 200 100.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 400 185.0000 American 21 Dec 2018
ADR Put Options Written 500 173.0000 American 14 Dec 2018
ADR Put Options Written 500 163.0000 American 7 Dec 2018
ADR Put Options Written 900 175.0000 American 21 Dec 2018
ADR Put Options Written 1,000 170.0000 American 14 Dec 2018
ADR Put Options Written 1,000 147.0000 American 28 Dec 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Put Options Written 1,000 140.0000 American 21 Dec 2018
ADR Put Options Written 1,100 145.0000 American 18 Jan 2019
ADR Put Options Written 1,200 150.0000 American 18 Apr 2019
ADR Put Options Written 1,200 173.0000 American 7 Dec 2018
ADR Put Options Written 1,300 160.0000 American 7 Dec 2018
ADR Put Options Written 1,700 168.0000 American 21 Dec 2018
ADR Put Options Written 1,800 185.0000 American 18 Jan 2019
ADR Put Options Written 1,900 168.0000 American 7 Dec 2018
ADR Put Options Written 2,300 130.0000 American 18 Jan 2019
ADR Put Options Written 2,900 150.0000 American 18 Jan 2019
ADR Put Options Written 4,000 165.0000 American 18 Apr 2019
ADR Put Options Written 4,800 170.0000 American 7 Dec 2018
ADR Put Options Written 5,300 120.0000 American 18 Jan 2019
ADR Put Options Written 6,300 155.0000 American 21 Dec 2018
ADR Put Options Written 11,000 160.0000 American 19 Jul 2019
ADR Put Options Written 12,100 170.0000 American 18 Apr 2019
ADR Put Options Written 12,100 170.0000 American 21 Dec 2018
ADR Put Options Written 14,800 155.0000 American 18 Apr 2019
ADR Put Options Written 15,800 165.0000 American 21 Dec 2018
ADR Put Options Written 18,700 165.0000 American 7 Dec 2018
ADR Put Options Written 24,100 165.0000 American 18 Jan 2019
ADR Put Options Written 26,600 125.0000 American 18 Jan 2019
ADR Put Options Written 27,800 160.0000 American 21 Dec 2018
ADR Put Options Written 46,400 160.0000 American 18 Jan 2019
3.AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181207005160/en/

Copyright Business Wire 2018

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3rd May 202412:00 pmRNSForm 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
3rd May 202411:59 amRNSForm 8.5 (EPT/NON-RI) BHP GROUP LTD
3rd May 202411:58 amRNSForm 8.5 (EPT/NON-RI) BALANCED COMMERCIAL PROPERTY
3rd May 202411:58 amRNSForm 8.5 (EPT/NON-RI) INTERNATIONAL DISTRIBUTIONS
3rd May 20247:30 amRNSTransaction in Own Shares
3rd May 20247:00 amRNSForm 8.5(EPT/NON-RI)-International Distribut Amend
3rd May 20247:00 amRNSForm 8.5(EPT/NON-RI)-International Distribut Amend
3rd May 20247:00 amRNSForm 8.5(EPT/NON-RI)-International Distribut Amend
3rd May 20247:00 amRNSForm 8.5(EPT/NON-RI)-International Distribut Amend
3rd May 20247:00 amRNSForm 8.5(EPT/NON-RI)-International Distribut Amend
3rd May 20247:00 amRNSForm 8.5(EPT/NON-RI)-International Distribut Amend
2nd May 20244:00 pmRNSNotice of Redemption of Securities
2nd May 20242:05 pmRNSForm 8.3 - Virgin Money UK plc
2nd May 20242:02 pmRNSForm 8.3 - UK Commercial Property REIT Limited
2nd May 20242:01 pmRNSForm 8.3 - Tyman plc
2nd May 20241:59 pmRNSForm 8.3 - Tritax Big Box REIT plc
2nd May 20241:57 pmRNSForm 8.3 - Spirent Communications plc
2nd May 20241:55 pmRNSForm 8.3 - Quanex Building Products Corporation
2nd May 20241:55 pmRNSForm 8.3 - Network International Holdings plc
2nd May 20241:51 pmRNSForm 8.3 - Mattioli Woods plc
2nd May 20241:50 pmRNSForm 8.3 - Lok’n Store Group plc
2nd May 20241:48 pmRNSForm 8.3 - International Paper Company
2nd May 20241:46 pmRNSForm 8.3 - Hipgnosis Songs Fund Limited
2nd May 20241:45 pmRNSForm 8.3 - Smith (DS) plc
2nd May 202410:34 amRNSForm 8.5(EPT/NON-RI)-International Distribut Serv
2nd May 202410:33 amRNSForm 8.5(EPT/NON-RI)-GCP Asset Backed Income F Ltd
2nd May 202410:31 amRNSForm 8.5 (EPT/NON-RI) - Redrow plc
2nd May 202410:28 amRNSForm 8.5 (EPT/NON-RI) - Barratt Developments plc
2nd May 202410:27 amRNSForm 8.5 (EPT/NON-RI)-Balanced Commercial Prop Tru
2nd May 202410:25 amRNSForm 8.5 (EPT/NON-RI) - BHP Group Limited
2nd May 202410:23 amRNSForm 8.5 (EPT/NON-RI) - Anglo American plc
2nd May 20247:30 amRNSTransaction in Own Shares
1st May 20245:57 pmRNSForm 8.3 - Redrow plc Amend
1st May 20245:56 pmRNSForm 8.3 - Redrow plc Amend

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