Last checked at 19 Apr 2022 12:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 14 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,232,725 | 0.21% | 770,830 | 0.13% | |||
(2) | Cash-settled derivatives: | ||||||
414,022 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,646,747 | 0.28% | 2,636,218 | 0.45% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 6 | 26.6900 USD | |||
USD 0.01 common | Purchase | 9 | 26.6300 USD | |||
USD 0.01 common | Purchase | 18 | 26.6350 USD | |||
USD 0.01 common | Purchase | 19 | 26.6000 USD | |||
USD 0.01 common | Purchase | 20 | 26.6775 USD | |||
USD 0.01 common | Purchase | 23 | 26.6700 USD | |||
USD 0.01 common | Purchase | 23 | 26.6650 USD | |||
USD 0.01 common | Purchase | 31 | 26.6491 USD | |||
USD 0.01 common | Purchase | 32 | 26.6615 USD | |||
USD 0.01 common | Purchase | 32 | 26.6431 USD | |||
USD 0.01 common | Purchase | 32 | 26.6543 USD | |||
USD 0.01 common | Purchase | 38 | 26.6375 USD | |||
USD 0.01 common | Purchase | 41 | 26.6540 USD | |||
USD 0.01 common | Purchase | 53 | 26.6409 USD | |||
USD 0.01 common | Purchase | 57 | 26.6466 USD | |||
USD 0.01 common | Purchase | 57 | 26.6383 USD | |||
USD 0.01 common | Purchase | 70 | 26.7101 USD | |||
USD 0.01 common | Purchase | 95 | 26.6577 USD | |||
USD 0.01 common | Purchase | 176 | 26.7323 USD | |||
USD 0.01 common | Purchase | 185 | 24.8386 EUR | |||
USD 0.01 common | Purchase | 233 | 26.8157 USD | |||
USD 0.01 common | Purchase | 272 | 26.6500 USD | |||
USD 0.01 common | Purchase | 342 | 26.8016 USD | |||
USD 0.01 common | Purchase | 738 | 26.7600 USD | |||
USD 0.01 common | Purchase | 1,001 | 26.6356 USD | |||
USD 0.01 common | Purchase | 1,109 | 26.7135 USD | |||
USD 0.01 common | Purchase | 1,124 | 26.8087 USD | |||
USD 0.01 common | Purchase | 3,270 | 26.7019 USD | |||
USD 0.01 common | Purchase | 4,848 | 26.6922 USD | |||
USD 0.01 common | Purchase | 5,697 | 26.5860 USD | |||
USD 0.01 common | Purchase | 7,889 | 26.8200 USD | |||
USD 0.01 common | Purchase | 13,507 | 26.6828 USD | |||
USD 0.01 common | Purchase | 16,039 | 26.6806 USD | |||
USD 0.01 common | Purchase | 37,875 | 26.6802 USD | |||
USD 0.01 common | Purchase | 41,091 | 26.7172 USD | |||
USD 0.01 common | Purchase | 71,189 | 26.6400 USD | |||
USD 0.01 common | Purchase | 91,788 | 26.6399 USD | |||
USD 0.01 common | Sale | 7 | 26.8400 USD | |||
USD 0.01 common | Sale | 100 | 26.6350 USD | |||
USD 0.01 common | Sale | 113 | 26.8840 USD | |||
USD 0.01 common | Sale | 146 | 26.7516 USD | |||
USD 0.01 common | Sale | 185 | 24.8386 EUR | |||
USD 0.01 common | Sale | 200 | 26.6550 USD | |||
USD 0.01 common | Sale | 200 | 26.6500 USD | |||
USD 0.01 common | Sale | 200 | 26.5950 USD | |||
USD 0.01 common | Sale | 200 | 26.5800 USD | |||
USD 0.01 common | Sale | 300 | 26.8766 USD | |||
USD 0.01 common | Sale | 400 | 26.5912 USD | |||
USD 0.01 common | Sale | 400 | 26.5862 USD | |||
USD 0.01 common | Sale | 500 | 26.5840 USD | |||
USD 0.01 common | Sale | 564 | 26.5844 USD | |||
USD 0.01 common | Sale | 573 | 26.8165 USD | |||
USD 0.01 common | Sale | 621 | 26.8292 USD | |||
USD 0.01 common | Sale | 621 | 26.6437 USD | |||
USD 0.01 common | Sale | 1,834 | 26.5863 USD | |||
USD 0.01 common | Sale | 3,571 | 26.7511 USD | |||
USD 0.01 common | Sale | 4,858 | 26.6708 USD | |||
USD 0.01 common | Sale | 5,022 | 26.6868 USD | |||
USD 0.01 common | Sale | 5,568 | 26.7730 USD | |||
USD 0.01 common | Sale | 11,017 | 26.6778 USD | |||
USD 0.01 common | Sale | 12,194 | 26.6931 USD | |||
USD 0.01 common | Sale | 12,688 | 26.8228 USD | |||
USD 0.01 common | Sale | 17,536 | 26.6403 USD | |||
USD 0.01 common | Sale | 17,593 | 26.6397 USD | |||
USD 0.01 common | Sale | 29,383 | 26.6647 USD | |||
USD 0.01 common | Sale | 32,244 | 26.6372 USD | |||
USD 0.01 common | Sale | 36,875 | 26.6640 USD | |||
USD 0.01 common | Sale | 117,757 | 26.6400 USD | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||