14 Jan 2021 09:25
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. |
(b) | Owner or controller of interest and short | |
positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an | |
offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: | 08 January 2021 |
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
disclosures in respect of any other party to the offer? | ENTAIN PLC | |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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and/or controlled: | 451,786 | 0.09% | 495,944 | 0.10% | |
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(2) | Cash-settled derivatives: |
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384,373 | 0.08% | 0 | 0.00% | ||
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 1,021,000 | 0.21% | 633,000 | 0.13% | |
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TOTAL: | 1,857,159 | 0.38% | 1,128,944 | 0.23% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security | securities | ||
USD 0.01 common | Purchase | 4 | 30.5600 USD |
USD 0.01 common | Purchase | 9 | 30.6600 USD |
USD 0.01 common | Purchase | 44 | 31.0300 USD |
USD 0.01 common | Purchase | 64 | 31.1400 USD |
USD 0.01 common | Purchase | 100 | 30.9100 USD |
USD 0.01 common | Purchase | 100 | 31.1100 USD |
USD 0.01 common | Purchase | 186 | 31.4183 USD |
USD 0.01 common | Purchase | 214 | 31.0000 USD |
USD 0.01 common | Purchase | 243 | 30.7811 USD |
USD 0.01 common | Purchase | 297 | 31.1300 USD |
USD 0.01 common | Purchase | 300 | 30.9300 USD |
USD 0.01 common | Purchase | 312 | 31.3652 USD |
USD 0.01 common | Purchase | 324 | 31.0779 USD |
USD 0.01 common | Purchase | 334 | 30.5701 USD |
USD 0.01 common | Purchase | 344 | 31.2113 USD |
USD 0.01 common | Purchase | 351 | 31.2000 USD |
USD 0.01 common | Purchase | 404 | 31.1810 USD |
USD 0.01 common | Purchase | 500 | 31.2800 USD |
USD 0.01 common | Purchase | 531 | 30.8482 USD |
USD 0.01 common | Purchase | 609 | 30.8799 USD |
USD 0.01 common | Purchase | 617 | 31.2956 USD |
USD 0.01 common | Purchase | 700 | 31.0657 USD |
USD 0.01 common | Purchase | 814 | 30.5337 USD |
USD 0.01 common | Purchase | 833 | 30.7005 USD |
USD 0.01 common | Purchase | 1,016 | 31.1627 USD |
USD 0.01 common | Purchase | 1,076 | 31.1166 USD |
USD 0.01 common | Purchase | 1,193 | 31.1804 USD |
USD 0.01 common | Purchase | 1,231 | 30.9865 USD |
USD 0.01 common | Purchase | 1,269 | 31.0155 USD |
USD 0.01 common | Purchase | 1,307 | 31.0122 USD |
USD 0.01 common | Purchase | 1,458 | 30.8913 USD |
USD 0.01 common | Purchase | 1,500 | 30.9520 USD |
USD 0.01 common | Purchase | 1,668 | 30.8086 USD |
USD 0.01 common | Purchase | 1,701 | 31.0966 USD |
USD 0.01 common | Purchase | 1,765 | 31.1413 USD |
USD 0.01 common | Purchase | 1,809 | 31.0268 USD |
USD 0.01 common | Purchase | 1,854 | 30.9056 USD |
USD 0.01 common | Purchase | 1,912 | 31.2036 USD |
USD 0.01 common | Purchase | 2,000 | 31.0552 USD |
USD 0.01 common | Purchase | 2,131 | 31.0067 USD |
USD 0.01 common | Purchase | 2,256 | 31.1278 USD |
USD 0.01 common | Purchase | 2,378 | 31.3600 USD |
USD 0.01 common | Purchase | 2,804 | 31.1812 USD |
USD 0.01 common | Purchase | 2,961 | 31.0852 USD |
USD 0.01 common | Purchase | 3,600 | 31.0219 USD |
USD 0.01 common | Purchase | 3,730 | 31.2111 USD |
USD 0.01 common | Purchase | 3,899 | 31.2324 USD |
USD 0.01 common | Purchase | 16,884 | 31.1753 USD |
USD 0.01 common | Purchase | 17,030 | 31.1710 USD |
USD 0.01 common | Purchase | 17,723 | 31.1796 USD |
USD 0.01 common | Purchase | 20,154 | 31.2224 USD |
USD 0.01 common | Purchase | 23,565 | 31.2590 USD |
USD 0.01 common | Purchase | 24,606 | 31.2099 USD |
USD 0.01 common | Purchase | 29,725 | 30.7621 USD |
USD 0.01 common | Purchase | 33,715 | 31.0827 USD |
USD 0.01 common | Purchase | 48,998 | 31.1218 USD |
USD 0.01 common | Purchase | 72,122 | 31.1878 USD |
USD 0.01 common | Purchase | 130,204 | 31.1922 USD |
USD 0.01 common | Purchase | 199,190 | 31.2301 USD |
USD 0.01 common | Sale | 18 | 30.6600 USD |
USD 0.01 common | Sale | 32 | 31.1393 USD |
USD 0.01 common | Sale | 44 | 31.1300 USD |
USD 0.01 common | Sale | 64 | 31.1400 USD |
USD 0.01 common | Sale | 72 | 31.0875 USD |
USD 0.01 common | Sale | 100 | 30.5500 USD |
USD 0.01 common | Sale | 100 | 31.6300 USD |
USD 0.01 common | Sale | 106 | 31.3249 USD |
USD 0.01 common | Sale | 114 | 30.6566 USD |
USD 0.01 common | Sale | 200 | 30.6700 USD |
USD 0.01 common | Sale | 200 | 31.4400 USD |
USD 0.01 common | Sale | 200 | 31.0500 USD |
USD 0.01 common | Sale | 214 | 31.0000 USD |
USD 0.01 common | Sale | 231 | 31.1863 USD |
USD 0.01 common | Sale | 240 | 31.1137 USD |
USD 0.01 common | Sale | 300 | 31.3033 USD |
USD 0.01 common | Sale | 300 | 31.4566 USD |
USD 0.01 common | Sale | 300 | 31.3233 USD |
USD 0.01 common | Sale | 333 | 31.3215 USD |
USD 0.01 common | Sale | 342 | 31.2200 USD |
USD 0.01 common | Sale | 352 | 31.2844 USD |
USD 0.01 common | Sale | 357 | 31.1588 USD |
USD 0.01 common | Sale | 367 | 31.0843 USD |
USD 0.01 common | Sale | 396 | 31.1295 USD |
USD 0.01 common | Sale | 396 | 31.1840 USD |
USD 0.01 common | Sale | 400 | 31.2700 USD |
USD 0.01 common | Sale | 400 | 31.3037 USD |
USD 0.01 common | Sale | 400 | 31.3075 USD |
USD 0.01 common | Sale | 402 | 31.3016 USD |
USD 0.01 common | Sale | 479 | 31.3416 USD |
USD 0.01 common | Sale | 500 | 31.2900 USD |
USD 0.01 common | Sale | 500 | 31.3100 USD |
USD 0.01 common | Sale | 500 | 31.2800 USD |
USD 0.01 common | Sale | 540 | 31.1560 USD |
USD 0.01 common | Sale | 601 | 30.6518 USD |
USD 0.01 common | Sale | 601 | 30.6519 USD |
USD 0.01 common | Sale | 630 | 31.0996 USD |
USD 0.01 common | Sale | 694 | 31.1663 USD |
USD 0.01 common | Sale | 700 | 30.6478 USD |
USD 0.01 common | Sale | 700 | 30.5971 USD |
USD 0.01 common | Sale | 707 | 30.6497 USD |
USD 0.01 common | Sale | 754 | 31.1865 USD |
USD 0.01 common | Sale | 774 | 31.1702 USD |
USD 0.01 common | Sale | 800 | 31.3300 USD |
USD 0.01 common | Sale | 988 | 31.1402 USD |
USD 0.01 common | Sale | 1,000 | 31.1969 USD |
USD 0.01 common | Sale | 1,000 | 30.9990 USD |
USD 0.01 common | Sale | 1,080 | 31.1975 USD |
USD 0.01 common | Sale | 1,100 | 31.1609 USD |
USD 0.01 common | Sale | 1,100 | 30.6181 USD |
USD 0.01 common | Sale | 1,119 | 31.3247 USD |
USD 0.01 common | Sale | 1,163 | 31.1954 USD |
USD 0.01 common | Sale | 1,185 | 31.1825 USD |
USD 0.01 common | Sale | 1,300 | 31.3146 USD |
USD 0.01 common | Sale | 1,403 | 30.6610 USD |
USD 0.01 common | Sale | 1,600 | 30.6340 USD |
USD 0.01 common | Sale | 1,657 | 31.0226 USD |
USD 0.01 common | Sale | 1,790 | 31.1657 USD |
USD 0.01 common | Sale | 1,880 | 31.0614 USD |
USD 0.01 common | Sale | 2,258 | 31.2523 USD |
USD 0.01 common | Sale | 2,378 | 31.3600 USD |
USD 0.01 common | Sale | 2,417 | 31.3459 USD |
USD 0.01 common | Sale | 2,520 | 31.1728 USD |
USD 0.01 common | Sale | 2,650 | 31.3200 USD |
USD 0.01 common | Sale | 3,000 | 31.2273 USD |
USD 0.01 common | Sale | 5,930 | 31.3034 USD |
USD 0.01 common | Sale | 6,881 | 31.1745 USD |
USD 0.01 common | Sale | 8,000 | 30.6463 USD |
USD 0.01 common | Sale | 8,635 | 31.1222 USD |
USD 0.01 common | Sale | 14,199 | 30.8925 USD |
USD 0.01 common | Sale | 16,077 | 31.2125 USD |
USD 0.01 common | Sale | 16,602 | 31.0954 USD |
USD 0.01 common | Sale | 17,224 | 31.3696 USD |
USD 0.01 common | Sale | 30,435 | 31.2494 USD |
USD 0.01 common | Sale | 33,437 | 31.1323 USD |
USD 0.01 common | Sale | 41,552 | 31.2580 USD |
USD 0.01 common | Sale | 41,675 | 30.9565 USD |
USD 0.01 common | Sale | 56,421 | 31.2068 USD |
USD 0.01 common | Sale | 58,552 | 31.2395 USD |
USD 0.01 common | Sale | 280,005 | 31.1897 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description | reference | unit | |
security | securities | |||
USD 0.01 common | SWAP | Long | 24,680 | 30.6203 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
USD 0.01 common | Call Options | Purchasing | 25,000 | 31 USD | American | 15 Jan 2021 | 0.8166 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 14 Jan 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. |
are being disclosed: | |
Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price | date | |
relevant | selling, | securities | per unit | |||
security | varying etc | to which | ||||
option | ||||||
relates | ||||||
USD 0.01 common | Call Options | Purchased | 10,500 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 15,800 | 20.0000 | American | 21 Jan 2022 |
USD 0.01 common | Call Options | Purchased | 25,000 | 31.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 99,800 | 15.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 185,100 | 18.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -244,000 | 23.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -31,600 | 40.0000 | American | 21 Jan 2022 |
USD 0.01 common | Put Options | Purchased | -120,000 | 27.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Purchased | -100,000 | 26.0000 | American | 19 Mar 2021 |
USD 0.01 common | Put Options | Purchased | -99,400 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -31,000 | 27.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -5,700 | 5.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -1,300 | 18.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 120,000 | 20.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 125,000 | 10.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 200,000 | 35.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 239,800 | 30.0000 | American | 15 Jan 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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