Last checked at 15 Dec 2017 15:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | LONMIN PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 December 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | Sibanye Gold Limited (trading as Sibanye-Stillwater) |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,346,981 | 0.83% | 5,080,506 | 1.79% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,735,641 | 1.32% | 2,056,366 | 0.73% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,082,622 | 2.15% | 7,136,872 | 2.52% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.0001 ordinary | Purchase | 354 | 0.7600 GBP | ||||
| USD 0.0001 ordinary | Purchase | 929 | 0.7480 GBP | ||||
| USD 0.0001 ordinary | Purchase | 1,183 | 0.7565 GBP | ||||
| USD 0.0001 ordinary | Purchase | 1,928 | 0.7532 GBP | ||||
| USD 0.0001 ordinary | Purchase | 2,281 | 0.7650 GBP | ||||
| USD 0.0001 ordinary | Purchase | 2,545 | 0.7353 GBP | ||||
| USD 0.0001 ordinary | Purchase | 3,199 | 0.7487 GBP | ||||
| USD 0.0001 ordinary | Purchase | 4,015 | 0.7538 GBP | ||||
| USD 0.0001 ordinary | Purchase | 4,062 | 0.7875 GBP | ||||
| USD 0.0001 ordinary | Purchase | 4,357 | 0.7597 GBP | ||||
| USD 0.0001 ordinary | Purchase | 4,657 | 0.7486 GBP | ||||
| USD 0.0001 ordinary | Purchase | 4,697 | 0.7305 GBP | ||||
| USD 0.0001 ordinary | Purchase | 4,818 | 0.7475 GBP | ||||
| USD 0.0001 ordinary | Purchase | 5,797 | 0.7643 GBP | ||||
| USD 0.0001 ordinary | Purchase | 6,375 | 0.7523 GBP | ||||
| USD 0.0001 ordinary | Purchase | 6,492 | 0.7850 GBP | ||||
| USD 0.0001 ordinary | Purchase | 8,480 | 0.7388 GBP | ||||
| USD 0.0001 ordinary | Purchase | 8,832 | 0.7525 GBP | ||||
| USD 0.0001 ordinary | Purchase | 9,565 | 0.7450 GBP | ||||
| USD 0.0001 ordinary | Purchase | 10,700 | 0.7548 GBP | ||||
| USD 0.0001 ordinary | Purchase | 11,265 | 0.7825 GBP | ||||
| USD 0.0001 ordinary | Purchase | 12,753 | 0.7409 GBP | ||||
| USD 0.0001 ordinary | Purchase | 13,130 | 0.7550 GBP | ||||
| USD 0.0001 ordinary | Purchase | 13,192 | 0.7705 GBP | ||||
| USD 0.0001 ordinary | Purchase | 14,746 | 0.7625 GBP | ||||
| USD 0.0001 ordinary | Purchase | 14,942 | 0.7496 GBP | ||||
| USD 0.0001 ordinary | Purchase | 23,759 | 0.7500 GBP | ||||
| USD 0.0001 ordinary | Purchase | 50,577 | 0.7626 GBP | ||||
| USD 0.0001 ordinary | Purchase | 80,596 | 0.7635 GBP | ||||
| USD 0.0001 ordinary | Purchase | 231,093 | 0.7632 GBP | ||||
| USD 0.0001 ordinary | Purchase | 998,888 | 0.7642 GBP | ||||
| USD 0.0001 ordinary | Sale | 1,183 | 0.7565 GBP | ||||
| USD 0.0001 ordinary | Sale | 1,928 | 0.7532 GBP | ||||
| USD 0.0001 ordinary | Sale | 2,545 | 0.7353 GBP | ||||
| USD 0.0001 ordinary | Sale | 2,823 | 0.7452 GBP | ||||
| USD 0.0001 ordinary | Sale | 3,214 | 0.7489 GBP | ||||
| USD 0.0001 ordinary | Sale | 3,282 | 0.7330 GBP | ||||
| USD 0.0001 ordinary | Sale | 4,062 | 0.7875 GBP | ||||
| USD 0.0001 ordinary | Sale | 4,697 | 0.7305 GBP | ||||
| USD 0.0001 ordinary | Sale | 4,818 | 0.7475 GBP | ||||
| USD 0.0001 ordinary | Sale | 4,886 | 0.7487 GBP | ||||
| USD 0.0001 ordinary | Sale | 6,265 | 0.7825 GBP | ||||
| USD 0.0001 ordinary | Sale | 6,492 | 0.7850 GBP | ||||
| USD 0.0001 ordinary | Sale | 7,235 | 0.7490 GBP | ||||
| USD 0.0001 ordinary | Sale | 8,148 | 0.7325 GBP | ||||
| USD 0.0001 ordinary | Sale | 9,565 | 0.7450 GBP | ||||
| USD 0.0001 ordinary | Sale | 13,130 | 0.7550 GBP | ||||
| USD 0.0001 ordinary | Sale | 14,746 | 0.7625 GBP | ||||
| USD 0.0001 ordinary | Sale | 17,180 | 0.7525 GBP | ||||
| USD 0.0001 ordinary | Sale | 18,473 | 0.7553 GBP | ||||
| USD 0.0001 ordinary | Sale | 25,457 | 0.7500 GBP | ||||
| USD 0.0001 ordinary | Sale | 25,621 | 0.7675 GBP | ||||
| USD 0.0001 ordinary | Sale | 33,455 | 0.7694 GBP | ||||
| USD 0.0001 ordinary | Sale | 37,919 | 0.7639 GBP | ||||
| USD 0.0001 ordinary | Sale | 153,766 | 0.7530 GBP | ||||
| USD 0.0001 ordinary | Sale | 227,600 | 0.7615 GBP | ||||
| USD 0.0001 ordinary | Sale | 235,548 | 0.7606 GBP | ||||
| USD 0.0001 ordinary | Sale | 674,372 | 0.7716 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| USD 0.0001 ordinary | SWAP | Long | 1,100 | 0.7504 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 10,845 | 0.7649 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 27,314 | 0.7516 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 49,649 | 0.7615 GBP | |||||
| USD 0.0001 ordinary | SWAP | Long | 71,133 | 0.7555 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 104,117 | 0.7468 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 104,117 | 0.7489 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 104,117 | 0.7768 GBP | |||||
| USD 0.0001 ordinary | SWAP | Long | 146,668 | 0.7600 GBP | |||||
| USD 0.0001 ordinary | CFD | Long | 511,402 | 0.7751 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 354 | 0.7600 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 831 | 0.7474 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 2,281 | 0.7650 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 2,700 | 0.7777 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 2,870 | 0.7550 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 4,015 | 0.7538 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 4,657 | 0.7486 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 5,524 | 0.7487 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 5,797 | 0.7643 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 7,830 | 0.7547 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 14,942 | 0.7496 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 21,569 | 0.7637 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 59,027 | 0.7635 GBP | |||||
| USD 0.0001 ordinary | CFD | Short | 112,824 | 0.7720 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 152,497 | 0.7668 GBP | |||||
| USD 0.0001 ordinary | SWAP | Short | 177,274 | 0.7723 GBP | |||||
| USD 0.0001 ordinary | CFD | Short | 247,652 | 0.7466 GBP | |||||
| USD 0.0001 ordinary | CFD | Short | 304,394 | 0.7703 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 15 Dec 2017 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171215005469/en/
Copyright Business Wire 2017