Last checked at 21 Oct 2020 07:51
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 16 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
367,421 | 0.16% | 2,864,421 | 1.24% | ||
(2) | Derivatives (other than options): | ||||
685,538 | 0.30% | 28,200 | 0.01% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 106,599 | 0.05% | 106,599 | 0.05% | |
| TOTAL: | |||||
1,159,558 | 0.50% | 2,999,220 | 1.29% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
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(3) Options and agreements to purchase/sell |
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Total |
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1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 4 | 213.5800 USD |
Purchase | 8 | 212.9500 USD |
Purchase | 87 | 213.5191 USD |
Purchase | 100 | 213.2200 USD |
Purchase | 116 | 213.2300 USD |
Purchase | 200 | 213.1727 USD |
Purchase | 201 | 213.9388 USD |
Purchase | 228 | 213.2688 USD |
Purchase | 283 | 213.3275 USD |
Purchase | 300 | 213.3100 USD |
Purchase | 308 | 213.4055 USD |
Purchase | 409 | 213.3347 USD |
Purchase | 427 | 213.4323 USD |
Purchase | 526 | 213.3846 USD |
Purchase | 554 | 213.3226 USD |
Purchase | 565 | 213.6003 USD |
Purchase | 700 | 213.2257 USD |
Purchase | 919 | 213.3897 USD |
Purchase | 926 | 212.8800 USD |
Purchase | 1,151 | 213.7096 USD |
Purchase | 1,813 | 213.0330 USD |
Purchase | 5,245 | 213.5146 USD |
Purchase | 5,369 | 213.6458 USD |
Purchase | 5,962 | 213.5283 USD |
Purchase | 10,631 | 213.1515 USD |
Purchase | 14,642 | 212.9014 USD |
Purchase | 14,793 | 212.9254 USD |
Purchase | 25,920 | 214.9305 USD |
Purchase | 28,809 | 213.7725 USD |
Purchase | 29,824 | 213.7095 USD |
Purchase | 86,800 | 213.9395 USD |
Sale | 2 | 212.9000 USD |
Sale | 3 | 212.9633 USD |
Sale | 3 | 213.2366 USD |
Sale | 4 | 214.2175 USD |
Sale | 11 | 213.1145 USD |
Sale | 13 | 213.3007 USD |
Sale | 15 | 213.3606 USD |
Sale | 16 | 213.3400 USD |
Sale | 19 | 213.2757 USD |
Sale | 19 | 213.9200 USD |
Sale | 32 | 213.0112 USD |
Sale | 52 | 212.9700 USD |
Sale | 100 | 213.1727 USD |
Sale | 100 | 213.0600 USD |
Sale | 100 | 213.1000 USD |
Sale | 100 | 213.0900 USD |
Sale | 100 | 212.8700 USD |
Sale | 100 | 213.3200 USD |
Sale | 102 | 213.3450 USD |
Sale | 111 | 213.5633 USD |
Sale | 114 | 214.5614 USD |
Sale | 116 | 213.2300 USD |
Sale | 123 | 214.0557 USD |
Sale | 130 | 213.8481 USD |
Sale | 200 | 213.8850 USD |
Sale | 200 | 214.0000 USD |
Sale | 300 | 214.6066 USD |
Sale | 400 | 213.9025 USD |
Sale | 409 | 213.1473 USD |
Sale | 446 | 214.0107 USD |
Sale | 447 | 213.9021 USD |
Sale | 592 | 213.0295 USD |
Sale | 615 | 214.2460 USD |
Sale | 724 | 213.3984 USD |
Sale | 734 | 213.7854 USD |
Sale | 792 | 213.8877 USD |
Sale | 906 | 213.0836 USD |
Sale | 941 | 213.9824 USD |
Sale | 1,047 | 213.0947 USD |
Sale | 1,062 | 213.7416 USD |
Sale | 1,096 | 213.4836 USD |
Sale | 1,299 | 213.3349 USD |
Sale | 1,639 | 213.7282 USD |
Sale | 1,719 | 213.8362 USD |
Sale | 1,831 | 213.5638 USD |
Sale | 2,079 | 213.2092 USD |
Sale | 2,507 | 213.8374 USD |
Sale | 2,845 | 213.8769 USD |
Sale | 3,518 | 213.7893 USD |
Sale | 4,397 | 213.4196 USD |
Sale | 5,335 | 213.6699 USD |
Sale | 5,450 | 212.8800 USD |
Sale | 5,638 | 213.6325 USD |
Sale | 7,306 | 213.8639 USD |
Sale | 7,595 | 213.6068 USD |
Sale | 7,880 | 214.0242 USD |
Sale | 8,079 | 213.8404 USD |
Sale | 9,486 | 213.8052 USD |
Sale | 16,257 | 213.7631 USD |
Sale | 17,052 | 212.9730 USD |
Sale | 19,126 | 213.6866 USD |
Sale | 21,642 | 213.0990 USD |
Sale | 23,595 | 214.1287 USD |
Sale | 25,920 | 214.9305 USD |
Sale | 27,853 | 213.7453 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Long | 86,800 | 213.9096 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Oct 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Purchased | -106,599 | 214.5780 | European | Oct 20, 2020 |
Put Options | Written | 106,599 | 214.5780 | European | Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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