Last checked at 4 Mar 2020 14:09
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,065,762 | 1.24% | 3,279,544 | 1.00% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,347,027 | 1.02% | 2,579,128 | 0.78% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 488,300 | 0.15% | 231,500 | 0.07% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
7,901,089 | 2.40% | 6,090,172 | 1.85% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 10 | 193.1100 USD |
| Purchase | 15 | 192.2200 USD |
| Purchase | 15 | 192.2157 USD |
| Purchase | 59 | 193.1900 USD |
| Purchase | 100 | 193.2900 USD |
| Purchase | 100 | 193.8300 USD |
| Purchase | 100 | 192.4500 USD |
| Purchase | 100 | 191.6550 USD |
| Purchase | 100 | 193.1200 USD |
| Purchase | 100 | 191.8850 USD |
| Purchase | 100 | 191.4000 USD |
| Purchase | 100 | 193.1950 USD |
| Purchase | 100 | 191.7800 USD |
| Purchase | 116 | 192.2053 USD |
| Purchase | 160 | 194.2287 USD |
| Purchase | 160 | 194.2288 USD |
| Purchase | 200 | 192.6150 USD |
| Purchase | 200 | 192.8164 USD |
| Purchase | 200 | 193.7550 USD |
| Purchase | 200 | 192.1400 USD |
| Purchase | 200 | 191.9450 USD |
| Purchase | 205 | 191.8360 USD |
| Purchase | 242 | 192.2743 USD |
| Purchase | 251 | 193.2886 USD |
| Purchase | 260 | 193.0346 USD |
| Purchase | 284 | 192.7802 USD |
| Purchase | 286 | 193.3799 USD |
| Purchase | 300 | 191.7333 USD |
| Purchase | 300 | 192.5500 USD |
| Purchase | 315 | 193.5000 USD |
| Purchase | 343 | 193.2576 USD |
| Purchase | 400 | 192.3037 USD |
| Purchase | 400 | 192.9350 USD |
| Purchase | 400 | 191.7937 USD |
| Purchase | 400 | 192.4100 USD |
| Purchase | 400 | 193.0675 USD |
| Purchase | 482 | 194.2531 USD |
| Purchase | 500 | 192.9840 USD |
| Purchase | 513 | 193.8060 USD |
| Purchase | 600 | 192.0550 USD |
| Purchase | 600 | 192.3333 USD |
| Purchase | 600 | 192.8575 USD |
| Purchase | 700 | 192.3100 USD |
| Purchase | 700 | 192.4357 USD |
| Purchase | 856 | 192.1455 USD |
| Purchase | 880 | 193.1072 USD |
| Purchase | 900 | 191.5494 USD |
| Purchase | 1,445 | 192.2378 USD |
| Purchase | 2,310 | 191.9213 USD |
| Purchase | 2,415 | 193.7664 USD |
| Purchase | 2,732 | 193.7630 USD |
| Purchase | 3,265 | 192.7445 USD |
| Purchase | 4,825 | 194.0821 USD |
| Purchase | 5,300 | 192.5762 USD |
| Purchase | 5,800 | 192.6345 USD |
| Purchase | 7,455 | 192.0682 USD |
| Purchase | 14,389 | 192.7799 USD |
| Purchase | 14,927 | 192.2747 USD |
| Purchase | 31,023 | 191.9400 USD |
| Purchase | 110,603 | 192.3824 USD |
| Purchase | 332,932 | 191.9457 USD |
| Sale | 8 | 193.1500 USD |
| Sale | 10 | 193.1100 USD |
| Sale | 15 | 192.2200 USD |
| Sale | 19 | 192.8700 USD |
| Sale | 60 | 193.0000 USD |
| Sale | 60 | 194.1600 USD |
| Sale | 100 | 193.5100 USD |
| Sale | 100 | 193.1600 USD |
| Sale | 100 | 193.0500 USD |
| Sale | 100 | 193.0400 USD |
| Sale | 100 | 193.8200 USD |
| Sale | 100 | 193.8400 USD |
| Sale | 100 | 191.8100 USD |
| Sale | 100 | 193.9400 USD |
| Sale | 100 | 192.5975 USD |
| Sale | 100 | 194.2700 USD |
| Sale | 100 | 191.5500 USD |
| Sale | 160 | 194.2287 USD |
| Sale | 174 | 193.1300 USD |
| Sale | 200 | 193.0700 USD |
| Sale | 216 | 193.8383 USD |
| Sale | 241 | 191.8346 USD |
| Sale | 248 | 192.9137 USD |
| Sale | 300 | 193.3366 USD |
| Sale | 315 | 193.5000 USD |
| Sale | 319 | 193.1679 USD |
| Sale | 326 | 193.1345 USD |
| Sale | 400 | 191.5050 USD |
| Sale | 400 | 193.7456 USD |
| Sale | 400 | 193.1175 USD |
| Sale | 500 | 192.3120 USD |
| Sale | 576 | 193.1032 USD |
| Sale | 600 | 193.8300 USD |
| Sale | 610 | 192.1116 USD |
| Sale | 760 | 191.6357 USD |
| Sale | 785 | 193.4090 USD |
| Sale | 1,030 | 193.2840 USD |
| Sale | 1,141 | 193.3226 USD |
| Sale | 1,210 | 193.3859 USD |
| Sale | 1,233 | 191.8780 USD |
| Sale | 1,316 | 193.8089 USD |
| Sale | 2,700 | 192.4763 USD |
| Sale | 2,786 | 193.0890 USD |
| Sale | 3,041 | 192.4550 USD |
| Sale | 3,300 | 192.7221 USD |
| Sale | 3,882 | 193.2547 USD |
| Sale | 4,370 | 191.8082 USD |
| Sale | 4,862 | 191.9702 USD |
| Sale | 5,700 | 192.6489 USD |
| Sale | 12,330 | 192.2622 USD |
| Sale | 13,000 | 192.0738 USD |
| Sale | 14,419 | 191.8827 USD |
| Sale | 25,105 | 193.2002 USD |
| Sale | 32,653 | 191.9400 USD |
| Sale | 33,369 | 191.8733 USD |
| Sale | 43,552 | 192.8158 USD |
| Sale | 333,758 | 191.9472 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
| ||||
relates |
|
| ||||
| Call Option | Purchasing | 1,000 | 203 USD | American | 20 Mar 2020 | 0.7110 USD |
| Call Option | Selling | 1,000 | 195 USD | American | 20 Mar 2020 | 2.7610 USD |
| Put Option | Purchasing | 100 | 195 USD | American | 15 May 2020 | 5.8500 USD |
| Put Option | Selling | 1,100 | 90 USD | American | 15 May 2020 | 0.0700 USD |
| Put Option | Selling | 16,500 | 150 USD | American | 20 Mar 2020 | 0.2968 USD |
| Put Option | Selling | 400 | 160 USD | American | 17 Apr 2020 | 0.9000 USD |
| Put Option | Selling | 100 | 190 USD | American | 20 Mar 2020 | 1.3500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 197.5000 | American | Mar 6, 2020 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 187.5000 | American | Mar 6, 2020 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 202.5000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,100 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 15,200 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Put Options | Written | 24,100 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -6,500 | 190.0000 | American | Mar 6, 2020 |
| Call Options | Written | -800 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Put Options | Written | 600 | 155.0000 | American | Apr 17, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,500 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 22,100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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