Last checked at 15 Apr 2020 12:22
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 14 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,188,227 | 1.27% | 3,086,910 | 0.94% | ||
(2) | Derivatives (other than options): | ||||
3,995,945 | 1.21% | 2,844,446 | 0.86% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 229,500 | 0.07% | 159,800 | 0.05% | |
| TOTAL: | |||||
8,413,672 | 2.56% | 6,091,156 | 1.85% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 6 | 185.3800 USD |
Purchase | 91 | 186.4900 USD |
Purchase | 100 | 187.1400 USD |
Purchase | 100 | 186.5500 USD |
Purchase | 100 | 186.5800 USD |
Purchase | 100 | 186.8700 USD |
Purchase | 184 | 187.0000 USD |
Purchase | 200 | 186.9700 USD |
Purchase | 200 | 186.5350 USD |
Purchase | 200 | 187.1200 USD |
Purchase | 200 | 186.4625 USD |
Purchase | 300 | 186.9450 USD |
Purchase | 408 | 186.7664 USD |
Purchase | 1,200 | 187.1054 USD |
Purchase | 1,300 | 186.7630 USD |
Purchase | 1,416 | 186.9990 USD |
Purchase | 1,529 | 186.9703 USD |
Purchase | 1,670 | 187.0003 USD |
Purchase | 1,936 | 186.8152 USD |
Purchase | 2,191 | 186.8621 USD |
Purchase | 3,100 | 187.0012 USD |
Purchase | 3,224 | 186.6542 USD |
Purchase | 3,911 | 186.6871 USD |
Purchase | 4,301 | 186.1040 USD |
Purchase | 10,932 | 186.8418 USD |
Purchase | 17,577 | 186.8969 USD |
Purchase | 23,276 | 186.3611 USD |
Purchase | 25,926 | 187.3532 USD |
Purchase | 27,300 | 187.0057 USD |
Purchase | 34,900 | 187.0763 USD |
Purchase | 212,792 | 186.7300 USD |
Sale | 6 | 185.3800 USD |
Sale | 17 | 186.9000 USD |
Sale | 100 | 187.4100 USD |
Sale | 150 | 187.0800 USD |
Sale | 200 | 186.8650 USD |
Sale | 204 | 187.3996 USD |
Sale | 216 | 186.1896 USD |
Sale | 300 | 186.9450 USD |
Sale | 350 | 187.4000 USD |
Sale | 357 | 187.4189 USD |
Sale | 400 | 186.8675 USD |
Sale | 410 | 187.1967 USD |
Sale | 900 | 186.9147 USD |
Sale | 971 | 187.0668 USD |
Sale | 1,000 | 186.9680 USD |
Sale | 1,355 | 187.2318 USD |
Sale | 1,391 | 187.3577 USD |
Sale | 2,000 | 186.9174 USD |
Sale | 2,093 | 187.3635 USD |
Sale | 3,536 | 187.4149 USD |
Sale | 3,774 | 186.6092 USD |
Sale | 4,343 | 187.3885 USD |
Sale | 4,387 | 187.3229 USD |
Sale | 4,900 | 186.1889 USD |
Sale | 7,500 | 187.3414 USD |
Sale | 26,500 | 187.0068 USD |
Sale | 33,900 | 187.0795 USD |
Sale | 63,735 | 186.6829 USD |
Sale | 212,692 | 186.7300 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Put Option | Purchasing | 200 | 160 USD | American | 19 Jun 2020 | 2.3600 USD |
Put Option | Purchasing | 1,000 | 165 USD | American | 19 Jun 2020 | 2.8500 USD |
Put Option | Selling | 2,200 | 140 USD | American | 15 May 2020 | 0.6363 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 15 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 140.0000 | American | May 15, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 35,300 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 400 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 177.5000 | American | Apr 17, 2020 |
Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,200 | 170.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,500 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 23,900 | 160.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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