Last checked at 4 Feb 2020 14:44
FORM 8.3
Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
3,224,839 | 0.22% | 4,035,945 | 0.27% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,311,023 | 0.16% | 779,700 | 0.05% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,683,400 | 0.11% | 1,064,700 | 0.07% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
7,219,262 | 0.49% | 5,880,345 | 0.40% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 83.7000 USD |
| Purchase | 1 | 83.6500 USD |
| Purchase | 1 | 83.7100 USD |
| Purchase | 3 | 83.4866 USD |
| Purchase | 5 | 83.6400 USD |
| Purchase | 24 | 83.6575 USD |
| Purchase | 25 | 83.4500 USD |
| Purchase | 60 | 83.2700 USD |
| Purchase | 100 | 83.2650 USD |
| Purchase | 100 | 83.5100 USD |
| Purchase | 100 | 83.6550 USD |
| Purchase | 100 | 83.4400 USD |
| Purchase | 100 | 83.5700 USD |
| Purchase | 100 | 83.4800 USD |
| Purchase | 100 | 83.5900 USD |
| Purchase | 107 | 83.6793 USD |
| Purchase | 107 | 83.7482 USD |
| Purchase | 109 | 83.6838 USD |
| Purchase | 146 | 83.2152 USD |
| Purchase | 172 | 83.6900 USD |
| Purchase | 199 | 83.5693 USD |
| Purchase | 199 | 83.4107 USD |
| Purchase | 199 | 83.6700 USD |
| Purchase | 200 | 83.2950 USD |
| Purchase | 200 | 83.6600 USD |
| Purchase | 200 | 83.5400 USD |
| Purchase | 201 | 83.5759 USD |
| Purchase | 246 | 83.7309 USD |
| Purchase | 276 | 83.5437 USD |
| Purchase | 286 | 83.5179 USD |
| Purchase | 300 | 83.7400 USD |
| Purchase | 300 | 83.2300 USD |
| Purchase | 358 | 83.4374 USD |
| Purchase | 397 | 83.6850 USD |
| Purchase | 400 | 83.2137 USD |
| Purchase | 482 | 83.7501 USD |
| Purchase | 485 | 83.2394 USD |
| Purchase | 513 | 83.7530 USD |
| Purchase | 557 | 83.5276 USD |
| Purchase | 576 | 83.2086 USD |
| Purchase | 589 | 83.6691 USD |
| Purchase | 600 | 83.6683 USD |
| Purchase | 700 | 83.6842 USD |
| Purchase | 700 | 83.2100 USD |
| Purchase | 710 | 83.2188 USD |
| Purchase | 900 | 88.5000 USD |
| Purchase | 900 | 83.5927 USD |
| Purchase | 992 | 83.4065 USD |
| Purchase | 1,000 | 83.2230 USD |
| Purchase | 1,003 | 83.7354 USD |
| Purchase | 1,100 | 83.4845 USD |
| Purchase | 1,304 | 83.5611 USD |
| Purchase | 1,400 | 88.0000 USD |
| Purchase | 1,500 | 83.2133 USD |
| Purchase | 1,596 | 83.2939 USD |
| Purchase | 1,598 | 83.6831 USD |
| Purchase | 1,600 | 83.5718 USD |
| Purchase | 1,676 | 83.6813 USD |
| Purchase | 1,676 | 83.7209 USD |
| Purchase | 1,800 | 83.7605 USD |
| Purchase | 1,948 | 83.2419 USD |
| Purchase | 2,100 | 83.3140 USD |
| Purchase | 3,022 | 83.5043 USD |
| Purchase | 3,183 | 83.2045 USD |
| Purchase | 3,284 | 83.5767 USD |
| Purchase | 4,225 | 83.2674 USD |
| Purchase | 5,124 | 83.5051 USD |
| Purchase | 5,600 | 83.3400 USD |
| Purchase | 6,750 | 83.7321 USD |
| Purchase | 7,542 | 83.6807 USD |
| Purchase | 8,713 | 83.5377 USD |
| Purchase | 12,552 | 83.3818 USD |
| Purchase | 13,312 | 83.7247 USD |
| Purchase | 25,801 | 83.4365 USD |
| Purchase | 49,100 | 83.5435 USD |
| Purchase | 49,888 | 83.6362 USD |
| Purchase | 50,200 | 83.5417 USD |
| Purchase | 78,874 | 83.4803 USD |
| Purchase | 170,461 | 83.2000 USD |
| Sale | 44 | 83.8000 USD |
| Sale | 100 | 83.2500 USD |
| Sale | 100 | 83.9100 USD |
| Sale | 100 | 83.7000 USD |
| Sale | 100 | 83.6800 USD |
| Sale | 100 | 83.7900 USD |
| Sale | 100 | 83.6700 USD |
| Sale | 100 | 83.2400 USD |
| Sale | 100 | 83.2300 USD |
| Sale | 100 | 83.5800 USD |
| Sale | 101 | 83.7386 USD |
| Sale | 113 | 83.6382 USD |
| Sale | 140 | 83.2442 USD |
| Sale | 148 | 83.2183 USD |
| Sale | 200 | 83.2750 USD |
| Sale | 200 | 83.2200 USD |
| Sale | 200 | 83.2900 USD |
| Sale | 200 | 83.6600 USD |
| Sale | 200 | 83.4550 USD |
| Sale | 201 | 83.5732 USD |
| Sale | 300 | 83.1966 USD |
| Sale | 300 | 83.6733 USD |
| Sale | 304 | 83.7555 USD |
| Sale | 400 | 83.7837 USD |
| Sale | 409 | 83.2023 USD |
| Sale | 460 | 83.2213 USD |
| Sale | 489 | 83.1997 USD |
| Sale | 495 | 83.7454 USD |
| Sale | 500 | 83.2100 USD |
| Sale | 500 | 83.6760 USD |
| Sale | 525 | 83.7347 USD |
| Sale | 600 | 83.5308 USD |
| Sale | 600 | 83.6900 USD |
| Sale | 620 | 83.7624 USD |
| Sale | 700 | 83.2357 USD |
| Sale | 700 | 83.5428 USD |
| Sale | 727 | 83.7096 USD |
| Sale | 900 | 83.7577 USD |
| Sale | 900 | 83.6650 USD |
| Sale | 900 | 83.5927 USD |
| Sale | 985 | 83.2024 USD |
| Sale | 1,124 | 83.4822 USD |
| Sale | 1,200 | 83.5675 USD |
| Sale | 1,300 | 83.3276 USD |
| Sale | 1,330 | 83.6187 USD |
| Sale | 1,676 | 83.7209 USD |
| Sale | 1,676 | 83.6813 USD |
| Sale | 1,800 | 83.7605 USD |
| Sale | 1,815 | 83.5544 USD |
| Sale | 2,700 | 83.3426 USD |
| Sale | 3,100 | 83.5187 USD |
| Sale | 3,771 | 83.6807 USD |
| Sale | 4,275 | 83.6241 USD |
| Sale | 4,971 | 83.6640 USD |
| Sale | 5,100 | 83.2679 USD |
| Sale | 5,600 | 83.3400 USD |
| Sale | 5,720 | 83.6073 USD |
| Sale | 6,643 | 83.5138 USD |
| Sale | 8,620 | 83.2701 USD |
| Sale | 15,900 | 83.5339 USD |
| Sale | 16,381 | 83.7288 USD |
| Sale | 21,700 | 83.5026 USD |
| Sale | 24,145 | 83.5798 USD |
| Sale | 27,900 | 83.5648 USD |
| Sale | 27,900 | 83.5931 USD |
| Sale | 43,215 | 83.4769 USD |
| Sale | 91,068 | 83.5222 USD |
| Sale | 175,667 | 83.2000 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Long | 1,337 | 83.7549 USD |
SWAP | Long | 4,330 | 83.5397 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
|
| relates |
|
|
| |
Call Option | Purchasing | 2,600 | 83 USD | American | 19 Jun 2020 | 5.1000 USD |
Call Option | Purchasing | 300 | 84 USD | American | 31 Jan 2020 | 0.6600 USD |
Call Option | Purchasing | 3,700 | 84 USD | American | 21 Feb 2020 | 1.9989 USD |
Call Option | Purchasing | 700 | 85 USD | American | 31 Jan 2020 | 0.3000 USD |
Call Option | Purchasing | 1,500 | 85 USD | American | 21 Feb 2020 | 1.6600 USD |
Call Option | Purchasing | 1,500 | 85 USD | American | 28 Feb 2020 | 1.9300 USD |
Call Option | Purchasing | 200 | 86 USD | American | 31 Jan 2020 | 0.1050 USD |
Call Option | Purchasing | 500 | 86 USD | American | 21 Feb 2020 | 1.1500 USD |
Call Option | Purchasing | 2,000 | 86 USD | American | 21 Feb 2020 | 1.3700 USD |
Call Option | Purchasing | 1,000 | 86 USD | American | 28 Feb 2020 | 1.5200 USD |
Call Option | Purchasing | 1,000 | 90 USD | American | 28 Feb 2020 | 0.5300 USD |
Call Option | Purchasing | 100 | 93 USD | American | 20 Mar 2020 | 0.4100 USD |
Call Option | Selling | 1,500 | 83 USD | American | 19 Jun 2020 | 5.3600 USD |
Call Option | Selling | 200 | 84 USD | American | 21 Feb 2020 | 1.9300 USD |
Call Option | Selling | 2,000 | 85 USD | American | 21 Feb 2020 | 1.8000 USD |
Call Option | Selling | 800 | 86 USD | American | 31 Jan 2020 | 0.0600 USD |
Call Option | Selling | 100 | 87 USD | American | 7 Feb 2020 | 0.4400 USD |
Call Option | Selling | 100 | 90 USD | American | 7 Feb 2020 | 0.1700 USD |
Call Option | Selling | 300 | 93 USD | American | 21 Feb 2020 | 0.1500 USD |
Call Option | Selling | 1,200 | 95 USD | American | 21 Feb 2020 | 0.1200 USD |
Call Option | Selling | 3,000 | 100 USD | American | 21 Feb 2020 | 0.0500 USD |
Call Option | Selling | 100 | 100 USD | American | 19 Jun 2020 | 0.5400 USD |
Put Option | Purchasing | 100 | 80 USD | American | 31 Jan 2020 | 0.0500 USD |
Put Option | Purchasing | 300 | 82 USD | American | 31 Jan 2020 | 0.1600 USD |
Put Option | Purchasing | 300 | 83 USD | American | 31 Jan 2020 | 0.3166 USD |
Put Option | Purchasing | 100 | 84 USD | American | 31 Jan 2020 | 0.6900 USD |
Put Option | Purchasing | 1,100 | 84 USD | American | 28 Feb 2020 | 2.3900 USD |
Put Option | Purchasing | 200 | 85 USD | American | 7 Feb 2020 | 2.4200 USD |
Put Option | Purchasing | 100 | 86 USD | American | 31 Jan 2020 | 2.7800 USD |
Put Option | Purchasing | 300 | 90 USD | American | 31 Jan 2020 | 6.4500 USD |
Put Option | Selling | 200 | 83 USD | American | 7 Feb 2020 | 1.4100 USD |
Put Option | Selling | 200 | 84 USD | American | 7 Feb 2020 | 1.7300 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 4,300 | 84.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 86.5000 | American | Jan 31, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 100 | 90.5000 | American | Feb 14, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 88.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,000 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 2,600 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,700 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 700 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 83.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Jan 31, 2020 |
| Call Options | Written | -300 | 105.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 84.5000 | American | Feb 14, 2020 |
| Call Options | Written | -500 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -21,800 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,600 | 88.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,200 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -20,300 | 92.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -5,400 | 80.0000 | American | Jan 31, 2020 |
| Call Options | Written | -4,100 | 90.0000 | American | Feb 7, 2020 |
| Call Options | Written | -10,000 | 92.5000 | American | Feb 7, 2020 |
| Call Options | Written | -100 | 86.5000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 84.0000 | American | Feb 14, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,200 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -3,300 | 93.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,900 | 83.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 87.5000 | American | Mar 20, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,300 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,600 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 85.5000 | American | Feb 14, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 17,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 19,400 | 92.0000 | American | Jan 31, 2020 |
| Put Options | Written | 5,000 | 62.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 94.0000 | American | Feb 28, 2020 |
| Put Options | Written | 5,000 | 91.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,400 | 85.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,700 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 83.5000 | American | Feb 21, 2020 |
| Call Options | Written | -5,700 | 91.0000 | American | Feb 7, 2020 |
| Call Options | Written | -3,900 | 87.0000 | American | Feb 7, 2020 |
| Call Options | Written | -700 | 95.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -3,900 | 80.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 86.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 89.0000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,400 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 91.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,400 | 87.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 3,200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 78.0000 | American | Feb 7, 2020 |
| Call Options | Purchased | 3,000 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 87.5000 | American | Feb 7, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 86.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 4,000 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 83.5000 | American | Feb 7, 2020 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Feb 14, 2020 |
| Call Options | Purchased | 900 | 90.5000 | American | Feb 28, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 97.5000 | American | Mar 20, 2020 |
| Put Options | Written | 900 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 90.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 86.0000 | American | Feb 28, 2020 |
| Call Options | Purchased | 5,700 | 85.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 84.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 84.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 87.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -500 | 81.0000 | American | Jan 31, 2020 |
| Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 90.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,400 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 85.0000 | American | Feb 14, 2020 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,300 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 77.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 86.0000 | American | Feb 7, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 85.0000 | American | Feb 7, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,700 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,600 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,800 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,300 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 78.0000 | American | Jan 31, 2020 |
| Put Options | Written | 500 | 88.0000 | American | Feb 7, 2020 |
| Put Options | Written | 400 | 81.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 200 | 93.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,400 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,100 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,800 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,700 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 88.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -17,400 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 85.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 81.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -8,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 91.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,500 | 87.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,300 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -13,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 89.0000 | American | Feb 7, 2020 |
| Call Options | Written | -3,400 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Written | -45,800 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 13,800 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 94.0000 | American | Jan 31, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,600 | 84.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,400 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,300 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 89.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 33,200 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -5,200 | 84.5000 | American | Feb 21, 2020 |
| Call Options | Written | -18,100 | 87.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 89.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 85.0000 | American | Mar 6, 2020 |
| Call Options | Written | -400 | 93.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 79.5000 | American | Jan 31, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 70.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -1,600 | 84.0000 | American | Feb 7, 2020 |
| Call Options | Written | -6,800 | 91.0000 | American | Jan 31, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 11,000 | 86.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 91.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,000 | 93.5000 | American | Feb 14, 2020 |
| Call Options | Purchased | 1,000 | 90.0000 | American | Feb 28, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 82.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 89.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -7,200 | 84.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 81.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Written | -18,900 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,300 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 86.5000 | American | Feb 7, 2020 |
| Call Options | Written | -400 | 89.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,500 | 85.0000 | American | Feb 28, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 12,700 | 84.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,400 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 95.0000 | American | Aug 21, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 15,300 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 92.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Feb 7, 2020 |
| Call Options | Written | -100 | 85.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 90.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 89.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -15,700 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 90.0000 | American | Feb 14, 2020 |
| Call Options | Written | -4,000 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Put Options | Purchased | -4,900 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,900 | 83.0000 | American | Jan 31, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Feb 14, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,800 | 84.0000 | American | Jan 31, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 15,300 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 80.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,000 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 85.0000 | American | Feb 14, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 80.0000 | American | Feb 7, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,500 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -13,600 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,200 | 87.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 85.5000 | American | Feb 14, 2020 |
| Call Options | Written | -100 | 93.0000 | American | Feb 14, 2020 |
| Call Options | Written | -2,700 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 88.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,300 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Written | -3,800 | 86.0000 | American | Jan 31, 2020 |
| Call Options | Written | -12,900 | 84.0000 | American | Feb 21, 2020 |
| Call Options | Written | -700 | 88.5000 | American | Feb 7, 2020 |
| Call Options | Written | -900 | 84.0000 | American | Feb 7, 2020 |
| Call Options | Written | -200 | 76.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -200 | 81.0000 | American | Feb 7, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,700 | 82.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,900 | 82.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,200 | 85.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -3,100 | 81.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 83.5000 | American | Feb 28, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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