Last checked at 4 Mar 2020 14:09
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,806,242 | 0.19% | 4,078,754 | 0.28% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,185,696 | 0.15% | 560,929 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,664,200 | 0.11% | 1,547,100 | 0.10% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,656,138 | 0.45% | 6,186,783 | 0.42% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 27 | 86.6000 USD |
| Purchase | 35 | 89.2000 USD |
| Purchase | 60 | 88.2800 USD |
| Purchase | 70 | 87.5780 USD |
| Purchase | 70 | 87.5800 USD |
| Purchase | 100 | 87.4700 USD |
| Purchase | 100 | 87.2400 USD |
| Purchase | 100 | 88.8600 USD |
| Purchase | 100 | 89.1300 USD |
| Purchase | 100 | 88.2200 USD |
| Purchase | 100 | 88.9800 USD |
| Purchase | 112 | 89.6682 USD |
| Purchase | 200 | 88.5700 USD |
| Purchase | 200 | 87.5900 USD |
| Purchase | 200 | 88.4800 USD |
| Purchase | 200 | 88.4450 USD |
| Purchase | 200 | 87.4900 USD |
| Purchase | 205 | 88.7078 USD |
| Purchase | 300 | 87.8300 USD |
| Purchase | 300 | 87.8100 USD |
| Purchase | 300 | 87.8066 USD |
| Purchase | 300 | 89.2166 USD |
| Purchase | 300 | 89.0433 USD |
| Purchase | 400 | 87.5925 USD |
| Purchase | 400 | 87.7800 USD |
| Purchase | 401 | 87.8376 USD |
| Purchase | 500 | 87.1060 USD |
| Purchase | 500 | 87.1680 USD |
| Purchase | 500 | 89.9760 USD |
| Purchase | 500 | 87.8240 USD |
| Purchase | 501 | 89.1681 USD |
| Purchase | 521 | 89.5718 USD |
| Purchase | 572 | 89.0778 USD |
| Purchase | 600 | 87.8116 USD |
| Purchase | 600 | 89.1750 USD |
| Purchase | 800 | 87.2325 USD |
| Purchase | 892 | 89.1827 USD |
| Purchase | 900 | 87.8488 USD |
| Purchase | 900 | 87.8766 USD |
| Purchase | 966 | 88.2035 USD |
| Purchase | 1,000 | 87.8905 USD |
| Purchase | 1,001 | 89.1103 USD |
| Purchase | 1,030 | 88.7823 USD |
| Purchase | 1,100 | 88.5409 USD |
| Purchase | 1,100 | 87.9000 USD |
| Purchase | 1,100 | 87.8272 USD |
| Purchase | 1,246 | 89.2400 USD |
| Purchase | 1,333 | 89.0083 USD |
| Purchase | 1,388 | 87.4536 USD |
| Purchase | 1,456 | 87.4113 USD |
| Purchase | 1,513 | 89.1910 USD |
| Purchase | 1,688 | 87.6075 USD |
| Purchase | 1,706 | 89.1392 USD |
| Purchase | 2,100 | 88.5379 USD |
| Purchase | 2,105 | 89.0085 USD |
| Purchase | 2,215 | 87.8996 USD |
| Purchase | 2,495 | 88.8761 USD |
| Purchase | 3,100 | 89.2356 USD |
| Purchase | 3,106 | 88.9375 USD |
| Purchase | 3,415 | 87.4370 USD |
| Purchase | 3,906 | 89.1622 USD |
| Purchase | 4,146 | 89.2598 USD |
| Purchase | 5,055 | 89.1893 USD |
| Purchase | 5,599 | 87.8826 USD |
| Purchase | 6,567 | 89.1899 USD |
| Purchase | 7,990 | 87.6548 USD |
| Purchase | 8,600 | 89.7530 USD |
| Purchase | 9,564 | 88.4621 USD |
| Purchase | 11,154 | 89.2413 USD |
| Purchase | 11,258 | 87.5741 USD |
| Purchase | 12,171 | 88.2511 USD |
| Purchase | 17,032 | 87.5383 USD |
| Purchase | 18,300 | 88.1118 USD |
| Purchase | 29,900 | 88.5269 USD |
| Purchase | 57,366 | 87.5908 USD |
| Purchase | 66,658 | 87.5700 USD |
| Purchase | 125,347 | 87.6232 USD |
| Purchase | 250,812 | 88.1599 USD |
| Sale | 3 | 88.4933 USD |
| Sale | 7 | 89.1871 USD |
| Sale | 33 | 87.8400 USD |
| Sale | 45 | 88.2600 USD |
| Sale | 60 | 88.2800 USD |
| Sale | 70 | 87.5800 USD |
| Sale | 72 | 89.1676 USD |
| Sale | 74 | 88.7148 USD |
| Sale | 86 | 87.9800 USD |
| Sale | 100 | 86.5700 USD |
| Sale | 100 | 87.2300 USD |
| Sale | 100 | 87.2400 USD |
| Sale | 100 | 87.2600 USD |
| Sale | 100 | 87.4700 USD |
| Sale | 100 | 87.5100 USD |
| Sale | 100 | 87.5200 USD |
| Sale | 100 | 87.6600 USD |
| Sale | 100 | 87.7900 USD |
| Sale | 100 | 88.1700 USD |
| Sale | 100 | 88.3300 USD |
| Sale | 100 | 88.9100 USD |
| Sale | 100 | 88.9600 USD |
| Sale | 100 | 89.5100 USD |
| Sale | 112 | 89.4175 USD |
| Sale | 172 | 88.3000 USD |
| Sale | 192 | 89.0568 USD |
| Sale | 200 | 87.4125 USD |
| Sale | 200 | 87.4900 USD |
| Sale | 200 | 87.3750 USD |
| Sale | 200 | 87.1950 USD |
| Sale | 200 | 90.7000 USD |
| Sale | 200 | 87.6850 USD |
| Sale | 207 | 86.7240 USD |
| Sale | 265 | 88.0824 USD |
| Sale | 282 | 88.2587 USD |
| Sale | 300 | 87.6133 USD |
| Sale | 300 | 89.2500 USD |
| Sale | 300 | 88.3966 USD |
| Sale | 300 | 89.0166 USD |
| Sale | 300 | 88.1066 USD |
| Sale | 300 | 88.0766 USD |
| Sale | 300 | 88.0466 USD |
| Sale | 300 | 88.1100 USD |
| Sale | 309 | 89.1452 USD |
| Sale | 327 | 87.9181 USD |
| Sale | 400 | 87.5925 USD |
| Sale | 440 | 88.3163 USD |
| Sale | 448 | 88.0225 USD |
| Sale | 468 | 88.7124 USD |
| Sale | 486 | 87.5251 USD |
| Sale | 500 | 87.0300 USD |
| Sale | 500 | 88.3200 USD |
| Sale | 500 | 87.8410 USD |
| Sale | 500 | 88.3520 USD |
| Sale | 500 | 87.1680 USD |
| Sale | 501 | 88.4874 USD |
| Sale | 527 | 86.1000 USD |
| Sale | 600 | 87.9991 USD |
| Sale | 600 | 87.1850 USD |
| Sale | 615 | 87.4551 USD |
| Sale | 637 | 87.1952 USD |
| Sale | 699 | 87.6271 USD |
| Sale | 719 | 88.7767 USD |
| Sale | 800 | 87.3231 USD |
| Sale | 900 | 88.1600 USD |
| Sale | 911 | 88.3555 USD |
| Sale | 1,000 | 88.4780 USD |
| Sale | 1,000 | 88.0930 USD |
| Sale | 1,012 | 88.1633 USD |
| Sale | 1,045 | 88.3648 USD |
| Sale | 1,100 | 87.9000 USD |
| Sale | 1,100 | 88.2079 USD |
| Sale | 1,115 | 88.6044 USD |
| Sale | 1,115 | 87.4003 USD |
| Sale | 1,120 | 88.4616 USD |
| Sale | 1,187 | 88.1573 USD |
| Sale | 1,246 | 89.2400 USD |
| Sale | 1,533 | 88.0461 USD |
| Sale | 1,600 | 88.7791 USD |
| Sale | 1,786 | 88.1277 USD |
| Sale | 1,827 | 87.1141 USD |
| Sale | 1,906 | 88.1948 USD |
| Sale | 2,100 | 88.0121 USD |
| Sale | 2,408 | 89.1377 USD |
| Sale | 2,800 | 87.3650 USD |
| Sale | 3,272 | 88.8514 USD |
| Sale | 4,100 | 88.4085 USD |
| Sale | 4,313 | 88.4394 USD |
| Sale | 5,485 | 88.2750 USD |
| Sale | 6,138 | 87.6413 USD |
| Sale | 6,506 | 88.7970 USD |
| Sale | 8,115 | 88.6768 USD |
| Sale | 10,001 | 87.5110 USD |
| Sale | 12,238 | 87.8009 USD |
| Sale | 12,300 | 88.3595 USD |
| Sale | 14,115 | 87.8684 USD |
| Sale | 14,873 | 88.0347 USD |
| Sale | 14,970 | 89.8346 USD |
| Sale | 17,400 | 88.7981 USD |
| Sale | 24,300 | 88.6638 USD |
| Sale | 34,767 | 87.9082 USD |
| Sale | 40,296 | 89.2314 USD |
| Sale | 46,940 | 87.8766 USD |
| Sale | 56,394 | 87.5822 USD |
| Sale | 67,559 | 87.5700 USD |
| Sale | 91,205 | 88.0844 USD |
| Sale | 158,222 | 87.6937 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money |
| selling, | securities |
|
| paid/ | |
| varying etc | to which |
|
| received | |
|
| option |
|
|
| |
|
| relates |
|
|
| |
Call Option | Purchasing | 1,500 | 90 USD | American | 17 Apr 2020 | 3.4000 USD |
Call Option | Purchasing | 1,000 | 95 USD | American | 17 Apr 2020 | 1.4500 USD |
Call Option | Purchasing | 600 | 98 USD | American | 17 Apr 2020 | 0.8500 USD |
Call Option | Purchasing | 1,100 | 98 USD | American | 18 Sep 2020 | 2.9500 USD |
Call Option | Purchasing | 700 | 100 USD | American | 17 Apr 2020 | 0.6200 USD |
Call Option | Selling | 800 | 95 USD | American | 13 Mar 2020 | 0.5700 USD |
Put Option | Purchasing | 100 | 70 USD | American | 15 May 2020 | 0.7800 USD |
Put Option | Purchasing | 1,800 | 75 USD | American | 17 Apr 2020 | 0.9650 USD |
Put Option | Purchasing | 300 | 76 USD | American | 6 Mar 2020 | 0.0600 USD |
Put Option | Purchasing | 100 | 83 USD | American | 15 May 2020 | 3.3600 USD |
Put Option | Selling | 100 | 82 USD | American | 6 Mar 2020 | 0.4300 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 93.0000 | American | Mar 6, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,000 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 90.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 10,300 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 90.0000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 100.0000 | American | Mar 13, 2020 |
| Put Options | Written | 5,300 | 80.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 2,000 | 100.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,100 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -8,800 | 105.0000 | American | Mar 6, 2020 |
| Call Options | Written | -1,400 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -19,200 | 110.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 89.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 95.0000 | American | Mar 27, 2020 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 100.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 86.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -16,000 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 90.0000 | American | Mar 20, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 91.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 5,500 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 13,500 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,000 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 84.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 94.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 65.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 87.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Call Options | Written | -1,800 | 100.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -9,300 | 80.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -30,000 | 62.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Call Options | Written | -18,400 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 102.0000 | American | Mar 6, 2020 |
| Call Options | Written | -1,500 | 100.0000 | American | Mar 27, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -2,900 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 13, 2020 |
| Call Options | Written | -500 | 89.0000 | American | Mar 6, 2020 |
| Call Options | Written | -13,100 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Written | -3,700 | 94.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,100 | 125.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,400 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,500 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 200 | 79.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 75.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,000 | 97.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 79.5000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 89.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Mar 6, 2020 |
| Call Options | Written | -6,700 | 95.0000 | American | Mar 6, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Mar 13, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,700 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 96.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -10,600 | 77.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 27, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,600 | 80.0000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,900 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,600 | 96.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 7,100 | 81.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 89.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 2,700 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 70.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 94.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 5,000 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 800 | 95.0000 | American | Apr 17, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,200 | 92.5000 | American | Mar 6, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,500 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 93.0000 | American | Mar 6, 2020 |
| Call Options | Written | -50,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 125.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -350,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -76,800 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 88.0000 | American | Mar 6, 2020 |
| Call Options | Written | -1,800 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 88.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 95.0000 | American | Apr 3, 2020 |
| Call Options | Written | -400 | 97.0000 | American | Mar 13, 2020 |
| Call Options | Written | -1,700 | 97.5000 | American | Mar 6, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 98.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Mar 27, 2020 |
| Call Options | Written | -7,300 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 89.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,400 | 97.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,400 | 92.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 13,900 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 93.0000 | American | Mar 13, 2020 |
| Put Options | Written | 22,000 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 900 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 15,000 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 88.5000 | American | Mar 6, 2020 |
| Call Options | Written | -900 | 105.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 77.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 82.5000 | American | Mar 20, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 84.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 85.0000 | American | Mar 6, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Apr 17, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -700 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -800 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 86.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 83.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 500 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 88.0000 | American | Mar 6, 2020 |
| Put Options | Written | 5,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 84.5000 | American | Mar 13, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 92.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 800 | 100.0000 | American | Apr 17, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Call Options | Written | -33,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 94.0000 | American | Mar 6, 2020 |
| Call Options | Written | -4,700 | 100.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -400 | 75.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -2,300 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 92.0000 | American | Mar 6, 2020 |
| Call Options | Written | -600 | 96.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -300 | 96.0000 | American | Mar 13, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Mar 6, 2020 |
| Call Options | Written | -100 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100 | 92.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,300 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,600 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 20,400 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 800 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 91.0000 | American | Mar 6, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 90.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,100 | 90.0000 | American | Apr 17, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,900 | 105.0000 | American | May 15, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -19,400 | 105.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 94.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -300 | 84.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -300 | 76.0000 | American | Mar 6, 2020 |
| Call Options | Written | -100 | 93.5000 | American | Mar 27, 2020 |
| Call Options | Written | -500 | 94.0000 | American | Mar 27, 2020 |
| Call Options | Written | -7,300 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 81.0000 | American | Mar 6, 2020 |
| Put Options | Written | 6,500 | 85.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 10,000 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 91.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 700 | 97.5000 | American | Apr 17, 2020 |
| Call Options | Purchased | 400 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,700 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,500 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -21,500 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 6, 2020 |
| Call Options | Written | -60,600 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 98.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -700 | 95.0000 | American | Mar 13, 2020 |
| Call Options | Written | -600 | 92.5000 | American | Aug 21, 2020 |
| Call Options | Written | -5,200 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -400 | 93.5000 | American | Mar 6, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -4,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Call Options | Written | -4,400 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,600 | 82.5000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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