Last checked at 25 Nov 2021 10:46
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NATIONAL EXPRESS GROUP PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 22 November 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | STAGECOACH GROUP PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 912,770 | 0.15% | 6,688,407 | 1.09% | ||
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(2) | Cash-settled derivatives: |
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6,408,394 | 1.04% | 736,003 | 0.12% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 7,321,164 | 1.19% | 7,424,410 | 1.21% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| 5p ordinary | Purchase | 283 | 2.2000 GBP | ||||
| 5p ordinary | Purchase | 446 | 2.2060 GBP | ||||
| 5p ordinary | Purchase | 515 | 2.2140 GBP | ||||
| 5p ordinary | Purchase | 568 | 2.2150 GBP | ||||
| 5p ordinary | Purchase | 593 | 2.2040 GBP | ||||
| 5p ordinary | Purchase | 599 | 2.1890 GBP | ||||
| 5p ordinary | Purchase | 600 | 2.2080 GBP | ||||
| 5p ordinary | Purchase | 1,030 | 2.2477 GBP | ||||
| 5p ordinary | Purchase | 1,108 | 2.2540 GBP | ||||
| 5p ordinary | Purchase | 1,110 | 2.2520 GBP | ||||
| 5p ordinary | Purchase | 1,137 | 2.1999 GBP | ||||
| 5p ordinary | Purchase | 1,731 | 2.2031 GBP | ||||
| 5p ordinary | Purchase | 2,286 | 2.2122 GBP | ||||
| 5p ordinary | Purchase | 2,304 | 2.1959 GBP | ||||
| 5p ordinary | Purchase | 2,432 | 2.1985 GBP | ||||
| 5p ordinary | Purchase | 5,864 | 2.2525 GBP | ||||
| 5p ordinary | Purchase | 6,619 | 2.2100 GBP | ||||
| 5p ordinary | Purchase | 9,357 | 2.2470 GBP | ||||
| 5p ordinary | Purchase | 11,619 | 2.2067 GBP | ||||
| 5p ordinary | Purchase | 12,661 | 2.2113 GBP | ||||
| 5p ordinary | Purchase | 15,161 | 2.1960 GBP | ||||
| 5p ordinary | Purchase | 19,224 | 2.2259 GBP | ||||
| 5p ordinary | Purchase | 40,628 | 2.2132 GBP | ||||
| 5p ordinary | Purchase | 45,209 | 2.2114 GBP | ||||
| 5p ordinary | Sale | 283 | 2.2002 GBP | ||||
| 5p ordinary | Sale | 563 | 2.1930 GBP | ||||
| 5p ordinary | Sale | 566 | 2.2014 GBP | ||||
| 5p ordinary | Sale | 568 | 2.2150 GBP | ||||
| 5p ordinary | Sale | 593 | 2.2040 GBP | ||||
| 5p ordinary | Sale | 595 | 2.2520 GBP | ||||
| 5p ordinary | Sale | 599 | 2.1890 GBP | ||||
| 5p ordinary | Sale | 600 | 2.2080 GBP | ||||
| 5p ordinary | Sale | 817 | 2.2156 GBP | ||||
| 5p ordinary | Sale | 1,030 | 2.2092 GBP | ||||
| 5p ordinary | Sale | 1,108 | 2.2540 GBP | ||||
| 5p ordinary | Sale | 1,119 | 2.1980 GBP | ||||
| 5p ordinary | Sale | 1,161 | 2.1959 GBP | ||||
| 5p ordinary | Sale | 1,408 | 2.2217 GBP | ||||
| 5p ordinary | Sale | 1,655 | 2.2007 GBP | ||||
| 5p ordinary | Sale | 1,704 | 2.2155 GBP | ||||
| 5p ordinary | Sale | 1,895 | 2.2034 GBP | ||||
| 5p ordinary | Sale | 2,268 | 2.2229 GBP | ||||
| 5p ordinary | Sale | 2,312 | 2.2163 GBP | ||||
| 5p ordinary | Sale | 2,429 | 2.1961 GBP | ||||
| 5p ordinary | Sale | 2,632 | 2.2089 GBP | ||||
| 5p ordinary | Sale | 4,937 | 2.2128 GBP | ||||
| 5p ordinary | Sale | 5,157 | 2.1960 GBP | ||||
| 5p ordinary | Sale | 5,943 | 2.2241 GBP | ||||
| 5p ordinary | Sale | 6,120 | 2.2036 GBP | ||||
| 5p ordinary | Sale | 9,357 | 2.2470 GBP | ||||
| 5p ordinary | Sale | 10,707 | 2.2197 GBP | ||||
| 5p ordinary | Sale | 27,906 | 2.2157 GBP | ||||
| 5p ordinary | Sale | 35,538 | 2.2115 GBP | ||||
| 5p ordinary | Sale | 50,119 | 2.2044 GBP | ||||
| 5p ordinary | Sale | 66,339 | 2.1964 GBP | ||||
| 5p ordinary | Sale | 110,745 | 2.2147 GBP | ||||
(b) Cash-settled derivative transactions
| Class of | Product |
| Nature of dealing |
| Number of | Price per | |
| relevant | description |
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| reference | unit | |
| security |
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| securities |
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| 5p ordinary | SWAP | Long | 538 | 2.2038 GBP | |||
| 5p ordinary | SWAP | Long | 1,260 | 2.2291 GBP | |||
| 5p ordinary | SWAP | Long | 1,758 | 2.2201 GBP | |||
| 5p ordinary | CFD | Long | 1,910 | 2.1960 GBP | |||
| 5p ordinary | CFD | Long | 3,247 | 2.1959 GBP | |||
| 5p ordinary | SWAP | Long | 4,362 | 2.1970 GBP | |||
| 5p ordinary | SWAP | Long | 4,599 | 2.2199 GBP | |||
| 5p ordinary | CFD | Long | 7,774 | 2.1958 GBP | |||
| 5p ordinary | SWAP | Long | 8,612 | 2.1994 GBP | |||
| 5p ordinary | SWAP | Long | 10,071 | 2.1960 GBP | |||
| 5p ordinary | SWAP | Long | 11,533 | 2.1959 GBP | |||
| 5p ordinary | SWAP | Long | 15,003 | 2.2064 GBP | |||
| 5p ordinary | CFD | Long | 16,744 | 2.2040 GBP | |||
| 5p ordinary | SWAP | Long | 33,987 | 2.2052 GBP | |||
| 5p ordinary | SWAP | Long | 59,644 | 2.2267 GBP | |||
| 5p ordinary | SWAP | Long | 66,339 | 2.1964 GBP | |||
| 5p ordinary | SWAP | Short | 187 | 2.2420 GBP | |||
| 5p ordinary | SWAP | Short | 692 | 2.2400 GBP | |||
| 5p ordinary | SWAP | Short | 1,030 | 2.2477 GBP | |||
| 5p ordinary | SWAP | Short | 5,677 | 2.2529 GBP | |||
| 5p ordinary | SWAP | Short | 12,492 | 2.2124 GBP | |||
| 5p ordinary | CFD | Short | 13,309 | 2.1959 GBP | |||
| 5p ordinary | SWAP | Short | 15,803 | 2.2049 GBP | |||
| 5p ordinary | SWAP | Short | 21,386 | 2.2132 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 25 Nov 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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