14 Jan 2021 13:41
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. |
(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: | 13 January 2021 |
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
disclosures in respect of any other party to the offer? | ENTAIN PLC | |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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and/or controlled: | 489,387 | 0.10% | 619,974 | 0.13% | |
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(2) | Cash-settled derivatives: |
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508,439 | 0.10% | 0 | 0.00% | ||
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 1,021,000 | 0.21% | 633,000 | 0.13% | |
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TOTAL: | 2,018,826 | 0.41% | 1,252,974 | 0.25% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
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USD 0.01 common | Purchase | 1 | 29.6700 USD |
USD 0.01 common | Purchase | 6 | 29.9733 USD |
USD 0.01 common | Purchase | 71 | 29.9356 USD |
USD 0.01 common | Purchase | 86 | 30.0013 USD |
USD 0.01 common | Purchase | 100 | 29.9750 USD |
USD 0.01 common | Purchase | 105 | 29.7147 USD |
USD 0.01 common | Purchase | 115 | 29.7513 USD |
USD 0.01 common | Purchase | 125 | 29.7724 USD |
USD 0.01 common | Purchase | 190 | 29.7200 USD |
USD 0.01 common | Purchase | 200 | 29.8600 USD |
USD 0.01 common | Purchase | 200 | 29.7300 USD |
USD 0.01 common | Purchase | 245 | 29.7503 USD |
USD 0.01 common | Purchase | 263 | 29.7735 USD |
USD 0.01 common | Purchase | 302 | 29.7519 USD |
USD 0.01 common | Purchase | 375 | 29.7622 USD |
USD 0.01 common | Purchase | 400 | 29.7000 USD |
USD 0.01 common | Purchase | 500 | 29.9180 USD |
USD 0.01 common | Purchase | 503 | 29.8414 USD |
USD 0.01 common | Purchase | 663 | 29.9916 USD |
USD 0.01 common | Purchase | 900 | 29.7188 USD |
USD 0.01 common | Purchase | 1,300 | 29.7623 USD |
USD 0.01 common | Purchase | 1,300 | 29.9023 USD |
USD 0.01 common | Purchase | 1,400 | 29.8092 USD |
USD 0.01 common | Purchase | 1,401 | 29.7706 USD |
USD 0.01 common | Purchase | 1,612 | 29.6719 USD |
USD 0.01 common | Purchase | 2,000 | 29.8296 USD |
USD 0.01 common | Purchase | 2,100 | 29.8052 USD |
USD 0.01 common | Purchase | 2,833 | 29.8013 USD |
USD 0.01 common | Purchase | 3,099 | 29.9379 USD |
USD 0.01 common | Purchase | 7,356 | 30.1651 USD |
USD 0.01 common | Purchase | 10,033 | 29.8344 USD |
USD 0.01 common | Purchase | 10,535 | 29.7701 USD |
USD 0.01 common | Purchase | 12,920 | 30.0400 USD |
USD 0.01 common | Purchase | 13,245 | 29.7772 USD |
USD 0.01 common | Purchase | 13,277 | 29.7712 USD |
USD 0.01 common | Purchase | 14,488 | 29.7421 USD |
USD 0.01 common | Purchase | 15,815 | 30.0101 USD |
USD 0.01 common | Purchase | 18,609 | 29.8187 USD |
USD 0.01 common | Purchase | 34,957 | 29.8055 USD |
USD 0.01 common | Purchase | 43,091 | 29.8172 USD |
USD 0.01 common | Purchase | 46,850 | 29.9169 USD |
USD 0.01 common | Purchase | 83,997 | 29.9102 USD |
USD 0.01 common | Purchase | 91,405 | 29.9809 USD |
USD 0.01 common | Sale | 1 | 29.9700 USD |
USD 0.01 common | Sale | 100 | 30.0200 USD |
USD 0.01 common | Sale | 100 | 29.6200 USD |
USD 0.01 common | Sale | 100 | 29.8000 USD |
USD 0.01 common | Sale | 146 | 29.9886 USD |
USD 0.01 common | Sale | 200 | 29.6800 USD |
USD 0.01 common | Sale | 200 | 29.9425 USD |
USD 0.01 common | Sale | 300 | 29.8633 USD |
USD 0.01 common | Sale | 415 | 29.9625 USD |
USD 0.01 common | Sale | 500 | 30.0080 USD |
USD 0.01 common | Sale | 653 | 29.6957 USD |
USD 0.01 common | Sale | 700 | 30.0014 USD |
USD 0.01 common | Sale | 740 | 29.8910 USD |
USD 0.01 common | Sale | 1,000 | 29.9500 USD |
USD 0.01 common | Sale | 1,000 | 29.8930 USD |
USD 0.01 common | Sale | 1,006 | 30.0056 USD |
USD 0.01 common | Sale | 1,400 | 29.8950 USD |
USD 0.01 common | Sale | 1,663 | 29.9061 USD |
USD 0.01 common | Sale | 1,853 | 29.9830 USD |
USD 0.01 common | Sale | 1,950 | 29.8246 USD |
USD 0.01 common | Sale | 2,000 | 29.9915 USD |
USD 0.01 common | Sale | 2,100 | 29.9642 USD |
USD 0.01 common | Sale | 2,100 | 29.9902 USD |
USD 0.01 common | Sale | 2,252 | 30.0133 USD |
USD 0.01 common | Sale | 3,100 | 29.9146 USD |
USD 0.01 common | Sale | 3,393 | 29.8654 USD |
USD 0.01 common | Sale | 3,400 | 29.8695 USD |
USD 0.01 common | Sale | 3,693 | 29.8742 USD |
USD 0.01 common | Sale | 3,836 | 29.8539 USD |
USD 0.01 common | Sale | 4,080 | 29.9287 USD |
USD 0.01 common | Sale | 4,631 | 29.7682 USD |
USD 0.01 common | Sale | 5,000 | 30.0282 USD |
USD 0.01 common | Sale | 6,000 | 29.6483 USD |
USD 0.01 common | Sale | 7,107 | 30.1800 USD |
USD 0.01 common | Sale | 11,511 | 29.8215 USD |
USD 0.01 common | Sale | 13,602 | 29.8556 USD |
USD 0.01 common | Sale | 16,607 | 29.9539 USD |
USD 0.01 common | Sale | 18,072 | 29.8602 USD |
USD 0.01 common | Sale | 18,877 | 29.8420 USD |
USD 0.01 common | Sale | 19,504 | 30.0335 USD |
USD 0.01 common | Sale | 22,365 | 29.9343 USD |
USD 0.01 common | Sale | 22,490 | 29.8439 USD |
USD 0.01 common | Sale | 22,771 | 29.8621 USD |
USD 0.01 common | Sale | 23,298 | 29.8713 USD |
USD 0.01 common | Sale | 30,760 | 30.0400 USD |
USD 0.01 common | Sale | 36,147 | 30.0329 USD |
USD 0.01 common | Sale | 122,250 | 29.7925 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
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| securities |
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USD 0.01 common | SWAP | Long | 17,840 | 30.0400 USD |
USD 0.01 common | SWAP | Long | 65,400 | 29.8714 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 14 Jan 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. |
are being disclosed: | |
Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| option |
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| relates |
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USD 0.01 common | Call Options | Purchased | 10,500 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 15,800 | 20.0000 | American | 21 Jan 2022 |
USD 0.01 common | Call Options | Purchased | 25,000 | 31.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 99,800 | 15.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 185,100 | 18.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -244,000 | 23.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -31,600 | 40.0000 | American | 21 Jan 2022 |
USD 0.01 common | Put Options | Purchased | -120,000 | 27.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Purchased | -100,000 | 26.0000 | American | 19 Mar 2021 |
USD 0.01 common | Put Options | Purchased | -99,400 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -31,000 | 27.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -5,700 | 5.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -1,300 | 18.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 120,000 | 20.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 125,000 | 10.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 200,000 | 35.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 239,800 | 30.0000 | American | 15 Jan 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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