Last checked at 27 Aug 2019 15:49
Ap19
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 22 August 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,657,464 | 0.18% | 3,113,067 | 0.21% | ||
(2) | Derivatives (other than options): | ||||
2,337,013 | 0.16% | 25,396 | 0.00% | ||
(3) | Options and agreements to |
| |||
| purchase/sell: | 2,001,700 | 0.14% | 1,427,400 | 0.10% |
| TOTAL: | |||||
6,996,177 | 0.47% | 4,565,863 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 28 | 67.8200 USD |
| Purchase | 100 | 67.0800 USD |
| Purchase | 100 | 67.5800 USD |
| Purchase | 100 | 67.6000 USD |
| Purchase | 100 | 67.6200 USD |
| Purchase | 145 | 67.6165 USD |
| Purchase | 168 | 67.5000 USD |
| Purchase | 189 | 67.1417 USD |
| Purchase | 200 | 67.6250 USD |
| Purchase | 200 | 67.7400 USD |
| Purchase | 200 | 67.6300 USD |
| Purchase | 200 | 67.6400 USD |
| Purchase | 200 | 67.5325 USD |
| Purchase | 200 | 67.5350 USD |
| Purchase | 200 | 67.5100 USD |
| Purchase | 300 | 67.5650 USD |
| Purchase | 300 | 67.6450 USD |
| Purchase | 300 | 67.6966 USD |
| Purchase | 300 | 67.5483 USD |
| Purchase | 302 | 67.6274 USD |
| Purchase | 390 | 67.4687 USD |
| Purchase | 400 | 67.6275 USD |
| Purchase | 500 | 67.5370 USD |
| Purchase | 503 | 67.5241 USD |
| Purchase | 594 | 67.3628 USD |
| Purchase | 600 | 67.2383 USD |
| Purchase | 700 | 67.5685 USD |
| Purchase | 853 | 67.6739 USD |
| Purchase | 971 | 67.2970 USD |
| Purchase | 1,201 | 67.2300 USD |
| Purchase | 1,700 | 67.5376 USD |
| Purchase | 2,000 | 67.5657 USD |
| Purchase | 2,997 | 67.5390 USD |
| Purchase | 3,388 | 67.7900 USD |
| Purchase | 4,556 | 67.4318 USD |
| Purchase | 5,464 | 67.6648 USD |
| Purchase | 5,855 | 67.4130 USD |
| Purchase | 13,700 | 67.5017 USD |
| Purchase | 18,431 | 67.5372 USD |
| Purchase | 21,675 | 67.3785 USD |
| Purchase | 28,069 | 67.3897 USD |
| Purchase | 30,500 | 67.4236 USD |
| Purchase | 30,831 | 67.5200 USD |
| Purchase | 32,887 | 67.4481 USD |
| Purchase | 44,800 | 67.4479 USD |
| Purchase | 159,246 | 67.4824 USD |
| Sale | 4 | 67.0100 USD |
| Sale | 10 | 67.6500 USD |
| Sale | 84 | 67.6000 USD |
| Sale | 85 | 67.1200 USD |
| Sale | 100 | 67.6300 USD |
| Sale | 100 | 67.2100 USD |
| Sale | 100 | 67.2000 USD |
| Sale | 100 | 66.9450 USD |
| Sale | 100 | 67.7100 USD |
| Sale | 100 | 67.4900 USD |
| Sale | 100 | 67.5600 USD |
| Sale | 100 | 67.5700 USD |
| Sale | 101 | 67.6261 USD |
| Sale | 167 | 67.5619 USD |
| Sale | 180 | 67.5664 USD |
| Sale | 184 | 67.5000 USD |
| Sale | 197 | 67.5402 USD |
| Sale | 200 | 67.6450 USD |
| Sale | 200 | 67.6750 USD |
| Sale | 200 | 67.5800 USD |
| Sale | 200 | 67.5795 USD |
| Sale | 200 | 67.4500 USD |
| Sale | 200 | 67.3200 USD |
| Sale | 200 | 67.5050 USD |
| Sale | 207 | 67.5364 USD |
| Sale | 300 | 67.5866 USD |
| Sale | 300 | 67.5766 USD |
| Sale | 300 | 67.4583 USD |
| Sale | 300 | 67.5566 USD |
| Sale | 400 | 67.5425 USD |
| Sale | 403 | 67.6452 USD |
| Sale | 433 | 67.4691 USD |
| Sale | 437 | 67.4190 USD |
| Sale | 498 | 67.2643 USD |
| Sale | 525 | 67.4779 USD |
| Sale | 564 | 67.4034 USD |
| Sale | 600 | 67.2316 USD |
| Sale | 794 | 67.3527 USD |
| Sale | 810 | 67.1712 USD |
| Sale | 821 | 67.2926 USD |
| Sale | 877 | 67.5154 USD |
| Sale | 900 | 67.4611 USD |
| Sale | 903 | 67.4077 USD |
| Sale | 916 | 67.6492 USD |
| Sale | 1,104 | 67.4820 USD |
| Sale | 1,200 | 67.6591 USD |
| Sale | 1,404 | 67.5747 USD |
| Sale | 1,500 | 67.4655 USD |
| Sale | 1,552 | 67.4464 USD |
| Sale | 2,058 | 67.5577 USD |
| Sale | 2,084 | 67.4178 USD |
| Sale | 2,362 | 67.3544 USD |
| Sale | 2,382 | 67.6664 USD |
| Sale | 2,400 | 67.5070 USD |
| Sale | 2,488 | 67.2897 USD |
| Sale | 2,600 | 67.4388 USD |
| Sale | 3,243 | 67.4282 USD |
| Sale | 3,388 | 67.7900 USD |
| Sale | 3,700 | 67.4610 USD |
| Sale | 4,200 | 67.3250 USD |
| Sale | 4,700 | 67.5615 USD |
| Sale | 5,409 | 67.6635 USD |
| Sale | 6,833 | 67.4723 USD |
| Sale | 7,000 | 67.5481 USD |
| Sale | 8,098 | 67.4676 USD |
| Sale | 9,400 | 67.3585 USD |
| Sale | 11,614 | 67.4230 USD |
| Sale | 13,935 | 67.5119 USD |
| Sale | 15,126 | 67.5206 USD |
| Sale | 13,886 | 67.5200 USD |
| Sale | 16,135 | 67.5223 USD |
| Sale | 16,870 | 67.3839 USD |
| Sale | 17,646 | 67.4022 USD |
| Sale | 22,856 | 67.5479 USD |
| Sale | 25,349 | 67.4997 USD |
| Sale | 31,334 | 67.4689 USD |
| Sale | 38,500 | 67.4446 USD |
| Sale | 40,400 | 67.4613 USD |
| Sale | 60,134 | 67.4380 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 200 | 60 USD | American | 18 Oct 2019 | 8.0900 USD |
| Call Option | Purchasing | 100 | 68 USD | American | 23 Aug 2019 | 0.4600 USD |
| Call Option | Purchasing | 200 | 68 USD | American | 20 Sep 2019 | 1.7200 USD |
| Call Option | Purchasing | 1,000 | 68 USD | American | 17 Jan 2020 | 3.9900 USD |
| Call Option | Purchasing | 200 | 69 USD | American | 20 Sep 2019 | 1.1500 USD |
| Call Option | Purchasing | 400 | 70 USD | American | 18 Oct 2019 | 1.3800 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 15 Jan 2021 | 5.2000 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 20 Sep 2019 | 0.2900 USD |
| Call Option | Purchasing | 1,300 | 73 USD | American | 17 Jan 2020 | 1.8900 USD |
| Call Option | Purchasing | 200 | 73 USD | American | 21 Feb 2020 | 2.3100 USD |
| Call Option | Purchasing | 600 | 75 USD | American | 17 Jan 2020 | 1.2300 USD |
| Call Option | Purchasing | 100 | 75 USD | American | 19 Jun 2020 | 2.6900 USD |
| Call Option | Purchasing | 1,200 | 78 USD | American | 18 Oct 2019 | 0.1783 USD |
| Call Option | Purchasing | 1,600 | 78 USD | American | 15 Nov 2019 | 0.3300 USD |
| Call Option | Purchasing | 200 | 78 USD | American | 17 Jan 2020 | 0.8600 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 21 Feb 2020 | 1.1100 USD |
| Call Option | Purchasing | 22,800 | 80 USD | American | 17 Jan 2020 | 0.5178 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 21 Feb 2020 | 0.8000 USD |
| Call Option | Purchasing | 200 | 85 USD | American | 19 Jun 2020 | 0.8200 USD |
| Call Option | Selling | 5,500 | 65 USD | American | 23 Aug 2019 | 2.1500 USD |
| Call Option | Selling | 100 | 65 USD | American | 15 Jan 2021 | 7.6400 USD |
| Call Option | Selling | 200 | 66 USD | American | 23 Aug 2019 | 1.3700 USD |
| Call Option | Selling | 100 | 70 USD | American | 23 Aug 2019 | 0.0300 USD |
| Call Option | Selling | 100 | 83 USD | American | 20 Sep 2019 | 0.0200 USD |
| Call Option | Selling | 100 | 83 USD | American | 15 Nov 2019 | 0.1100 USD |
| Call Option | Selling | 1,000 | 115 USD | American | 15 Jan 2021 | 0.2500 USD |
| Put Option | Purchasing | 600 | 65 USD | American | 30 Aug 2019 | 0.3100 USD |
| Put Option | Purchasing | 1,100 | 66 USD | American | 30 Aug 2019 | 0.4000 USD |
| Put Option | Purchasing | 1,000 | 68 USD | American | 23 Aug 2019 | 0.3800 USD |
| Put Option | Purchasing | 500 | 69 USD | American | 23 Aug 2019 | 1.5100 USD |
| Put Option | Purchasing | 100 | 73 USD | American | 21 Feb 2020 | 8.7100 USD |
| Put Option | Selling | 500 | 67 USD | American | 23 Aug 2019 | 0.2600 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 Aug 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 250,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100,000 | 65.0000 | American | Jan 15, 1919 |
| Call Options | Purchased | 14,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 8,900 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,100 | 78.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 58.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 65.0000 | American | Aug 30, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 71.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -130,300 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 72.0000 | American | Aug 30, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 72.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 65.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 66.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,100 | 68.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,700 | 73.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 63.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 63.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,100 | 48.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,900 | 93.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,900 | 83.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -9,700 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 68.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 72.0000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 63.0000 | American | Sep 13, 2019 |
| Put Options | Written | 100 | 61.0000 | American | Aug 30, 2019 |
| Put Options | Written | 300,900 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 137,000 | 73.0000 | American | Sep 20, 2019 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 36,500 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 36,500 | 70.0000 | American | Jan 15, 1919 |
| Put Options | Written | 25,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 15,300 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,900 | 66.0000 | American | Aug 23, 2019 |
| Put Options | Written | 5,300 | 78.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,700 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 4,500 | 64.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 3,900 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,600 | 43.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,300 | 69.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 3,300 | 68.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 48.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,000 | 58.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,900 | 65.0000 | American | Aug 23, 2019 |
| Put Options | Written | 1,400 | 68.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 68.0000 | American | Sep 6, 2019 |
| Put Options | Written | 900 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 68.0000 | American | Sep 13, 2019 |
| Put Options | Written | 700 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 70.0000 | American | Sep 13, 2019 |
| Put Options | Written | 600 | 66.0000 | American | Sep 6, 2019 |
| Put Options | Written | 500 | 58.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 400 | 58.0000 | American | Sep 18, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -27,900 | 63.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 78.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -700 | 43.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 93.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 70.0000 | American | Aug 30, 2019 |
| Call Options | Written | -1,000 | 83.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 58.0000 | American | Sep 27, 2019 |
| Call Options | Written | -1,200 | 67.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -1,200 | 73.0000 | American | Oct 18, 2019 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 65.0000 | American | Sep 13, 2019 |
| Call Options | Written | -2,300 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 65.0000 | American | Aug 30, 2019 |
| Call Options | Written | -7,300 | 98.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,500 | 66.0000 | American | Aug 23, 2019 |
| Call Options | Written | -9,800 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,900 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Written | -11,200 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,400 | 83.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,500 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 73.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 100 | 80.0000 | American | Aug 23, 2019 |
| Put Options | Written | 100 | 73.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 30,200 | 63.0000 | American | Sep 20, 2019 |
| Put Options | Written | 28,300 | 63.0000 | American | Jun 19, 2020 |
| Put Options | Written | 13,400 | 43.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 12,700 | 73.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,100 | 63.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,500 | 70.0000 | American | Aug 23, 2019 |
| Put Options | Written | 3,000 | 63.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,700 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,600 | 66.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 68.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 78.0000 | American | Sep 18, 2020 |
| Call Options | Written | -14,600 | 88.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,800 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 68.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Sep 6, 2019 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 83.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 48.0000 | American | Nov 15, 2019 |
| Call Options | Written | -600 | 73.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 78.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 66.0000 | American | Sep 13, 2019 |
| Call Options | Written | -1,200 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Written | -1,300 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,200 | 58.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -4,400 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 43.0000 | American | Jun 19, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 100 | 72.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 67.0000 | American | Sep 13, 2019 |
| Put Options | Written | 100 | 60.0000 | American | Sep 27, 2019 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,500 | 68.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,900 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,900 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,500 | 69.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 58.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 70.0000 | American | Aug 30, 2019 |
| Put Options | Written | 500 | 63.0000 | American | Sep 6, 2019 |
| Put Options | Written | 500 | 66.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 400 | 71.0000 | American | Sep 27, 2019 |
| Put Options | Written | 400 | 62.0000 | American | Aug 30, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Written | -14,200 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Written | -16,800 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -17,400 | 75.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -26,700 | 68.0000 | American | Nov 15, 2019 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 59.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 61.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -100 | 58.0000 | American | Aug 30, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 64.0000 | American | Sep 6, 2019 |
| Call Options | Written | -700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -900 | 73.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,100 | 75.0000 | American | Aug 23, 2019 |
| Call Options | Written | -1,200 | 73.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -1,200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 66.0000 | American | Sep 27, 2019 |
| Call Options | Written | -2,100 | 98.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,400 | 58.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,300 | 95.0000 | American | Sep 20, 2019 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,100 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,700 | 80.0000 | American | Sep 20, 2019 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 88.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 63.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 71.0000 | American | Sep 20, 2019 |
| Put Options | Written | 32,800 | 58.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 13,400 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,700 | 58.0000 | American | Sep 20, 2019 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 48.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,000 | 68.0000 | American | Sep 13, 2019 |
| Put Options | Written | 1,000 | 64.0000 | American | Sep 13, 2019 |
| Put Options | Written | 900 | 61.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 800 | 69.0000 | American | Sep 6, 2019 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 400 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 69.0000 | American | Sep 13, 2019 |
| Put Options | Written | 400 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 71.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 300 | 74.0000 | American | Aug 23, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -49,600 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 63.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 66.0000 | American | Sep 6, 2019 |
| Call Options | Written | -200 | 78.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 78.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 73.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 63.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -600 | 64.0000 | American | Sep 6, 2019 |
| Call Options | Written | -700 | 68.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Sep 27, 2019 |
| Call Options | Written | -1,300 | 93.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 93.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,100 | 78.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 43.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,700 | 93.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,000 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -11,800 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 70.0000 | American | Sep 6, 2019 |
| Put Options | Written | 200 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 71.0000 | American | Sep 6, 2019 |
| Put Options | Written | 100 | 78.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,700 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,700 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,200 | 78.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,900 | 63.0000 | American | Aug 30, 2019 |
| Put Options | Written | 1,600 | 60.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,500 | 73.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 13, 2019 |
| Put Options | Written | 1,000 | 68.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 800 | 67.0000 | American | Aug 23, 2019 |
| Put Options | Written | 400 | 33.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 72.0000 | American | Sep 6, 2019 |
| Call Options | Written | -14,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -23,000 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -24,100 | 78.0000 | American | Sep 20, 2019 |
| Call Options | Written | -25,000 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -74,500 | 85.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 66.0000 | American | Sep 13, 2019 |
| Call Options | Written | -100 | 60.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 48.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 62.0000 | American | Aug 23, 2019 |
| Call Options | Written | -200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 64.0000 | American | Aug 23, 2019 |
| Call Options | Written | -300 | 63.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 43.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 74.0000 | American | Sep 6, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,200 | 63.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,500 | 68.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -1,900 | 58.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 83.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,000 | 70.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -3,000 | 68.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,600 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,300 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,800 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 83.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 63.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 400 | 48.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Written | -15,100 | 71.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -25,100 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Written | -68,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 73.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -300 | 93.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Aug 30, 2019 |
| Call Options | Written | -500 | 88.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 48.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 68.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 98.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 63.0000 | American | Feb 21, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -11,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,500 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 69.0000 | American | Sep 20, 2019 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Written | 25,000 | 58.0000 | American | Jan 15, 1919 |
| Put Options | Written | 19,700 | 63.0000 | American | Oct 18, 2019 |
| Put Options | Written | 17,400 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 13,800 | 75.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 11,800 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 6,000 | 68.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 4,900 | 70.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 3,300 | 73.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,900 | 66.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 2,500 | 67.0000 | American | Aug 23, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 68.0000 | American | Sep 27, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -25,000 | 83.0000 | American | Jan 15, 1919 |
| Call Options | Written | -34,400 | 65.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -100 | 68.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 88.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 43.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 88.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -800 | 93.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 69.0000 | American | Aug 23, 2019 |
| Put Options | Purchased | -1,000 | 48.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 63.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,400 | 88.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,900 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,500 | 73.0000 | American | Jan 15, 2021 |
| Call Options | Written | -14,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -14,000 | 60.0000 | American | Nov 15, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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