23 Apr 2018 16:39
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 20 April 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,000 | 0.02% | 19,496 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 218,600 | 0.06% | 322,300 | 0.09% | |||||||
(4) | |||||||||||
TOTAL: | 298,600 | 0.09% | 341,796 | 0.10% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 12 | 165.2200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 32 | 165.1500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 99 | 164.6700 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 165.0400 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 164.5050 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 175 | 164.4371 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 165.5050 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 201 | 164.6401 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 227 | 164.7836 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 298 | 164.9537 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 164.9333 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 164.8100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 164.6925 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 459 | 165.1964 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 516 | 164.7581 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 620 | 165.2614 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 164.3235 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 164.7428 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 717 | 164.1606 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 806 | 164.3510 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 900 | 164.2430 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,298 | 165.0972 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,782 | 164.3037 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,868 | 164.5254 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 2,000 | 165.0731 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 2,700 | 164.5770 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,099 | 164.4919 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,100 | 164.6347 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,200 | 164.8349 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 4,307 | 164.4398 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 5,200 | 165.0204 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 20,010 | 164.8988 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 24,358 | 164.8199 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 41,076 | 165.0800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2 | 163.9500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 49 | 164.6600 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 163.6100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 164.2500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 164.5050 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 164.6200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 165.5100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 165.5500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 124 | 164.2861 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 164.9425 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 164.5000 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 164.3525 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 295 | 164.3513 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 164.7566 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 164.2400 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 165.4433 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 164.7100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 164.6333 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 164.7666 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 164.7650 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 164.8100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 412 | 164.5088 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 498 | 164.5443 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 549 | 164.5429 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 600 | 163.3566 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 800 | 164.4750 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 868 | 164.4995 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 970 | 164.7672 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,163 | 164.7758 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,700 | 164.6523 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,700 | 164.7482 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,951 | 164.5328 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,980 | 164.7385 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2,500 | 164.8571 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 3,099 | 164.4919 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 3,145 | 165.2200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 4,200 | 164.8501 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 4,861 | 165.0662 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 7,912 | 164.4345 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 8,100 | 164.8144 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 9,208 | 164.8785 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 13,469 | 164.9399 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 18,050 | 164.8365 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 39,229 | 165.0800 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 1,800 | 160 USD | American | 20 Apr 2018 | 5.0200 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 9,200 | 168 USD | American | 27 Apr 2018 | 1.8082 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 400 | 170 USD | American | 15 Jun 2018 | 3.9400 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,800 | 180 USD | American | 20 Apr 2018 | 0.0200 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 300 | 75 USD | American | 18 Jan 2019 | 0.3600 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 9,200 | 158 USD | American | 27 Apr 2018 | 0.8164 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 9,200 | 163 USD | American | 27 Apr 2018 | 2.1246 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 23 Apr 2018 | |
Contact name: | ELISE TANG | |
Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | CME GROUP INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 8,200 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 165.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 163.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 165.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 190.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 178.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,000 | 140.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 200.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,800 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 5,600 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,400 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 4,100 | 160.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 125.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 180.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 168.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 178.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 13,500 | 175.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 163.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 160.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 153.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -600 | 195.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 170.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,800 | 160.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,600 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -9,400 | 158.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 155.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 170.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 400 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 300 | 170.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 165.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 175.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -24,800 | 180.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 185.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,700 | 170.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 300 | 173.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 220.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 135.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,000 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 135.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 170.0000 | American | 20 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,900 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 135,000 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 10,400 | 163.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 9,200 | 168.0000 | American | 27 Apr 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 160.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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