11 Oct 2018 15:10
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 10 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,804 | 0.02% | 16,532 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 60,000 | 0.02% | 68,100 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 140,804 | 0.04% | 84,632 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 8 | 181.2601 USD | ||||
USD 0.01 Class A common | Purchase | 10 | 181.3200 USD | ||||
USD 0.01 Class A common | Purchase | 15 | 182.3899 USD | ||||
USD 0.01 Class A common | Purchase | 24 | 181.8400 USD | ||||
USD 0.01 Class A common | Purchase | 46 | 180.5800 USD | ||||
USD 0.01 Class A common | Purchase | 75 | 181.7933 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 182.1651 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.3900 USD | ||||
USD 0.01 Class A common | Purchase | 114 | 181.8792 USD | ||||
USD 0.01 Class A common | Purchase | 145 | 181.8500 USD | ||||
USD 0.01 Class A common | Purchase | 185 | 181.6719 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 179.5100 USD | ||||
USD 0.01 Class A common | Purchase | 201 | 181.8900 USD | ||||
USD 0.01 Class A common | Purchase | 215 | 181.7802 USD | ||||
USD 0.01 Class A common | Purchase | 274 | 181.1815 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 180.8633 USD | ||||
USD 0.01 Class A common | Purchase | 452 | 181.8583 USD | ||||
USD 0.01 Class A common | Purchase | 469 | 179.6924 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 180.4870 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 180.2800 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 181.1066 USD | ||||
USD 0.01 Class A common | Purchase | 900 | 180.9777 USD | ||||
USD 0.01 Class A common | Purchase | 1,642 | 179.9963 USD | ||||
USD 0.01 Class A common | Purchase | 3,200 | 180.5488 USD | ||||
USD 0.01 Class A common | Purchase | 3,700 | 181.8059 USD | ||||
USD 0.01 Class A common | Purchase | 5,585 | 180.8524 USD | ||||
USD 0.01 Class A common | Purchase | 6,900 | 180.9393 USD | ||||
USD 0.01 Class A common | Purchase | 8,600 | 180.8440 USD | ||||
USD 0.01 Class A common | Purchase | 9,238 | 180.2500 USD | ||||
USD 0.01 Class A common | Purchase | 10,190 | 181.3654 USD | ||||
USD 0.01 Class A common | Purchase | 11,037 | 180.4763 USD | ||||
USD 0.01 Class A common | Purchase | 13,024 | 180.6505 USD | ||||
USD 0.01 Class A common | Purchase | 20,300 | 180.9773 USD | ||||
USD 0.01 Class A common | Purchase | 34,300 | 180.9483 USD | ||||
USD 0.01 Class A common | Purchase | 52,000 | 180.4601 USD | ||||
USD 0.01 Class A common | Sale | 2 | 181.7450 USD | ||||
USD 0.01 Class A common | Sale | 8 | 181.2601 USD | ||||
USD 0.01 Class A common | Sale | 10 | 181.3200 USD | ||||
USD 0.01 Class A common | Sale | 12 | 181.8999 USD | ||||
USD 0.01 Class A common | Sale | 15 | 182.3899 USD | ||||
USD 0.01 Class A common | Sale | 65 | 179.9784 USD | ||||
USD 0.01 Class A common | Sale | 85 | 181.6800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.7600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.5300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.0300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.6650 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.4000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 182.1650 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.1900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.2000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.5250 USD | ||||
USD 0.01 Class A common | Sale | 143 | 182.0337 USD | ||||
USD 0.01 Class A common | Sale | 166 | 181.4402 USD | ||||
USD 0.01 Class A common | Sale | 193 | 181.5620 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.7900 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.6950 USD | ||||
USD 0.01 Class A common | Sale | 211 | 181.0981 USD | ||||
USD 0.01 Class A common | Sale | 215 | 181.7802 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.6516 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.9900 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.0900 USD | ||||
USD 0.01 Class A common | Sale | 363 | 181.1940 USD | ||||
USD 0.01 Class A common | Sale | 385 | 181.7332 USD | ||||
USD 0.01 Class A common | Sale | 500 | 180.1600 USD | ||||
USD 0.01 Class A common | Sale | 560 | 181.7925 USD | ||||
USD 0.01 Class A common | Sale | 600 | 180.4475 USD | ||||
USD 0.01 Class A common | Sale | 622 | 181.6384 USD | ||||
USD 0.01 Class A common | Sale | 659 | 181.5483 USD | ||||
USD 0.01 Class A common | Sale | 700 | 180.6478 USD | ||||
USD 0.01 Class A common | Sale | 753 | 179.9084 USD | ||||
USD 0.01 Class A common | Sale | 810 | 180.4341 USD | ||||
USD 0.01 Class A common | Sale | 814 | 181.5647 USD | ||||
USD 0.01 Class A common | Sale | 934 | 181.7156 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 181.8165 USD | ||||
USD 0.01 Class A common | Sale | 1,040 | 181.7383 USD | ||||
USD 0.01 Class A common | Sale | 1,194 | 181.8604 USD | ||||
USD 0.01 Class A common | Sale | 1,401 | 181.2720 USD | ||||
USD 0.01 Class A common | Sale | 1,705 | 180.0567 USD | ||||
USD 0.01 Class A common | Sale | 1,881 | 181.7004 USD | ||||
USD 0.01 Class A common | Sale | 2,005 | 181.2509 USD | ||||
USD 0.01 Class A common | Sale | 2,100 | 180.6495 USD | ||||
USD 0.01 Class A common | Sale | 3,402 | 180.1465 USD | ||||
USD 0.01 Class A common | Sale | 3,846 | 180.5072 USD | ||||
USD 0.01 Class A common | Sale | 4,000 | 181.1126 USD | ||||
USD 0.01 Class A common | Sale | 5,000 | 179.6966 USD | ||||
USD 0.01 Class A common | Sale | 5,337 | 181.4595 USD | ||||
USD 0.01 Class A common | Sale | 5,993 | 181.1461 USD | ||||
USD 0.01 Class A common | Sale | 7,000 | 180.8070 USD | ||||
USD 0.01 Class A common | Sale | 8,000 | 180.6412 USD | ||||
USD 0.01 Class A common | Sale | 8,404 | 180.7962 USD | ||||
USD 0.01 Class A common | Sale | 11,998 | 180.2500 USD | ||||
USD 0.01 Class A common | Sale | 23,900 | 180.9493 USD | ||||
USD 0.01 Class A common | Sale | 33,800 | 180.9430 USD | ||||
USD 0.01 Class A common | Sale | 51,300 | 180.4505 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 300 | 160 USD | American | 18 Jan 2019 | 23.4000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 11 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 800 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,800 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,000 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -4,000 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 190.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 200.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 183.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 300 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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