11 Oct 2018 11:13
FORM 8 (DD) AMENDMENT TO SALES AND PURCHASES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 05 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 81,900 | 0.02% | 7,172 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 62,800 | 0.02% | 66,200 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 144,700 | 0.04% | 73,372 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 19 | 181.5269 USD | ||||
USD 0.01 Class A common | Purchase | 80 | 181.8600 USD | ||||
USD 0.01 Class A common | Purchase | 90 | 181.0660 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 182.0900 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.6825 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 182.2900 USD | ||||
USD 0.01 Class A common | Purchase | 103 | 181.6684 USD | ||||
USD 0.01 Class A common | Purchase | 129 | 182.3566 USD | ||||
USD 0.01 Class A common | Purchase | 195 | 181.9600 USD | ||||
USD 0.01 Class A common | Purchase | 221 | 181.5183 USD | ||||
USD 0.01 Class A common | Purchase | 461 | 182.6771 USD | ||||
USD 0.01 Class A common | Purchase | 700 | 172.5000 USD | ||||
USD 0.01 Class A common | Purchase | 731 | 181.7744 USD | ||||
USD 0.01 Class A common | Purchase | 1,100 | 175.0000 USD | ||||
USD 0.01 Class A common | Purchase | 1,654 | 181.5513 USD | ||||
USD 0.01 Class A common | Purchase | 2,235 | 181.5263 USD | ||||
USD 0.01 Class A common | Purchase | 2,364 | 181.6900 USD | ||||
USD 0.01 Class A common | Purchase | 2,368 | 181.9466 USD | ||||
USD 0.01 Class A common | Purchase | 3,364 | 181.6925 USD | ||||
USD 0.01 Class A common | Purchase | 5,653 | 181.9208 USD | ||||
USD 0.01 Class A common | Purchase | 6,100 | 181.7465 USD | ||||
USD 0.01 Class A common | Purchase | 6,223 | 182.8989 USD | ||||
USD 0.01 Class A common | Purchase | 7,200 | 181.8520 USD | ||||
USD 0.01 Class A common | Purchase | 9,755 | 181.8264 USD | ||||
USD 0.01 Class A common | Sale | 19 | 181.5269 USD | ||||
USD 0.01 Class A common | Sale | 61 | 182.5903 USD | ||||
USD 0.01 Class A common | Sale | 80 | 181.8600 USD | ||||
USD 0.01 Class A common | Sale | 90 | 181.0660 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.5500 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.3000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.2200 USD | ||||
USD 0.01 Class A common | Sale | 100 | 170.0000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 182.7400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.8400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.6603 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.6500 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.6450 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.6250 USD | ||||
USD 0.01 Class A common | Sale | 103 | 181.6684 USD | ||||
USD 0.01 Class A common | Sale | 125 | 181.5080 USD | ||||
USD 0.01 Class A common | Sale | 177 | 182.4210 USD | ||||
USD 0.01 Class A common | Sale | 190 | 181.7584 USD | ||||
USD 0.01 Class A common | Sale | 195 | 181.9600 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.5750 USD | ||||
USD 0.01 Class A common | Sale | 200 | 182.1700 USD | ||||
USD 0.01 Class A common | Sale | 200 | 182.4825 USD | ||||
USD 0.01 Class A common | Sale | 200 | 182.1800 USD | ||||
USD 0.01 Class A common | Sale | 219 | 182.0404 USD | ||||
USD 0.01 Class A common | Sale | 270 | 182.8240 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.5100 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.6200 USD | ||||
USD 0.01 Class A common | Sale | 300 | 182.1866 USD | ||||
USD 0.01 Class A common | Sale | 300 | 182.6738 USD | ||||
USD 0.01 Class A common | Sale | 366 | 182.0410 USD | ||||
USD 0.01 Class A common | Sale | 495 | 181.3321 USD | ||||
USD 0.01 Class A common | Sale | 500 | 181.2660 USD | ||||
USD 0.01 Class A common | Sale | 500 | 182.2215 USD | ||||
USD 0.01 Class A common | Sale | 700 | 182.8442 USD | ||||
USD 0.01 Class A common | Sale | 713 | 181.9436 USD | ||||
USD 0.01 Class A common | Sale | 810 | 181.6467 USD | ||||
USD 0.01 Class A common | Sale | 954 | 181.5193 USD | ||||
USD 0.01 Class A common | Sale | 2,100 | 181.9061 USD | ||||
USD 0.01 Class A common | Sale | 2,200 | 181.8334 USD | ||||
USD 0.01 Class A common | Sale | 2,260 | 182.9051 USD | ||||
USD 0.01 Class A common | Sale | 2,352 | 181.6900 USD | ||||
USD 0.01 Class A common | Sale | 2,818 | 181.9369 USD | ||||
USD 0.01 Class A common | Sale | 3,364 | 181.6925 USD | ||||
USD 0.01 Class A common | Sale | 3,768 | 181.9627 USD | ||||
USD 0.01 Class A common | Sale | 4,200 | 181.6780 USD | ||||
USD 0.01 Class A common | Sale | 4,439 | 182.5639 USD | ||||
USD 0.01 Class A common | Sale | 6,500 | 181.8041 USD | ||||
USD 0.01 Class A common | Sale | 7,965 | 181.7901 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 120 USD | American | 18 Jan 2019 | 63.0000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 170 USD | American | 19 Oct 2018 | 13.1300 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 175 USD | American | 18 Jan 2019 | 10.5000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 1,000 | 180 USD | American | 2 Nov 2018 | 5.2000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 500 | 183 USD | American | 5 Oct 2018 | 0.7200 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 183 USD | American | 12 Oct 2018 | 1.8100 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 183 USD | American | 19 Oct 2018 | 2.4500 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 185 USD | American | 12 Oct 2018 | 0.7900 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 5,000 | 185 USD | American | 16 Nov 2018 | 3.3000 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 200 | 183 USD | American | 12 Oct 2018 | 1.5100 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 4,000 | 185 USD | American | 26 Oct 2018 | 2.5000 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 100 | 170 USD | American | 15 Mar 2019 | 4.5000 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 1,000 | 180 USD | American | 12 Oct 2018 | 1.0800 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 1,000 | 170 USD | American | 12 Oct 2018 | 0.1800 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 100 | 180 USD | American | 21 Dec 2018 | 5.2900 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 11 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 183.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 173.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,100 | 175.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,000 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -4,000 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 190.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 200.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 183.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 180.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 300 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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