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Rule 8.1- Artisan (UK) plc

29 Jun 2009 10:35

RNS Number : 6608U
Aspen Finance Limited
29 June 2009
 



  FORM 8.1

DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES

FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS

(Rules 8.1(a) and (b)(i) of the Takeover Code)

1. KEY INFORMATION

Name of person dealing (Note 1)

Aspen Finance Limited

Company dealt in

Artisan (UK) plc

Class of relevant security to which the dealings being disclosed relate (Note 2)

Ordinary Shares of 20 pence each

Date of dealing

26 June 2009

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

7,551,113 (56.7%)

(2) Derivatives (other than options)

-

(3) Options and agreements to purchase/sell

-

Total

7,551,113 (56.7%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

n/a

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

(c) Rights to subscribe (Note 3)

Class of relevant security:

Details

n/a

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 5)

n/a

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 6)

Number of securities (Note 7)

Price per unit (Note 5)

n/a

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 5)

n/a

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 5)

n/a

(d) Other dealings (including new securities) (Note 4)

Nature of transaction (Note 8)

Details

Price per unit (if applicable) (Note 5) 

Conversion of £1.75m of Loan Notes into Ordinary Shares

Allotted 5,128,205 Ordinary Shares

34.125p

 

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

n/a

Is a Supplemental Form 8 attached? (Note 9) NO

Date of disclosure

29 June 2009

Contact name

Geoff Melamet

Telephone number

Direct line: 0207 724 9434

Name of offeror with which associated

Aspen Finance Limited

Specify category and nature of associate status (Note 10)

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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23rd Apr 20267:00 amRNSNotice of Annual Report, AGM, and Director Change
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14th Aug 20247:00 amRNSNotice of Interim Results
18th Jul 20247:00 amRNSHalf Year Trading Update
5th Jul 20243:55 pmRNSNotice of Trading Update
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26th Apr 20243:08 pmRNSPublication of Annual Report and Notice of AGM

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