Last checked at 23 Aug 2019 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 22 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share | Purchase
Sale | 103,845
168,048 | 4.9095
4.9240 | 4.5800
4.5909 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 11 98 439 23 340 798 853 10 539 6 14 503 5,443 8 92 153 111 5 80 453 189 280 46 3,730 12,609 1 18 3,748 18 24 752 1,385 40 342 202 184 144 16 899 422 3 112 28 53 11 173 547 1 124 841 104 206 551 23 100 515 140 15 354 42 13 208 24 16 287 476 1,406 1 6 955 150 443 18 2,363 43 12 81 29 16 183 1 15 3,286 115 30 53 4,514 29 248 3 6 295 10,753 1,521 2 1,000 2 2,488 37 75 25 152 39 233 48 135 10 5 4 2 181
537 5,425 1,142 65 3 2,507 3,120 600 650 7,124 8,334 | 4.5948 GBP 4.5998 GBP 4.6005 GBP 4.6006 GBP 4.6007 GBP 4.6008 GBP 4.6009 GBP 4.6078 GBP 4.6108 GBP 4.6110 GBP 4.6123 GBP 4.6232 GBP 4.6265 GBP 4.6580 GBP 4.6622 GBP 4.6623 GBP 4.6648 GBP 4.6650 GBP 4.6697 GBP 4.6698 GBP 4.6742 GBP 4.6751 GBP 4.6759 GBP 4.6862 GBP 4.6974 GBP 4.7108 GBP 4.7174 GBP 4.7201 GBP 4.7289 GBP 4.7387 GBP 4.7389 GBP 4.7391 GBP 4.7392 GBP 4.7395 GBP 4.7399 GBP 4.7403 GBP 4.7404 GBP 4.7409 GBP 4.7412 GBP 4.7418 GBP 4.7439 GBP 4.7507 GBP 4.7523 GBP 4.7524 GBP 4.7525 GBP 4.7537 GBP 4.7538 GBP 4.7540 GBP 4.7543 GBP 4.7545 GBP 4.7547 GBP 4.7563 GBP 4.7564 GBP 4.7567 GBP 4.7619 GBP 4.7620 GBP 4.7621 GBP 4.7641 GBP 4.7684 GBP 4.7685 GBP 4.7686 GBP 4.7687 GBP 4.7690 GBP 4.7691 GBP 4.7697 GBP 4.7698 GBP 4.7700 GBP 4.7719 GBP 4.7721 GBP 4.7722 GBP 4.7725 GBP 4.7726 GBP 4.7728 GBP 4.7731 GBP 4.7735 GBP 4.7737 GBP 4.7738 GBP 4.7744 GBP 4.7750 GBP 4.7767 GBP 4.7770 GBP 4.7851 GBP 4.7853 GBP 4.7859 GBP 4.7860 GBP 4.7863 GBP 4.7878 GBP 4.7886 GBP 4.7890 GBP 4.7989 GBP 4.7995 GBP 4.7998 GBP 4.8000 GBP 4.8022 GBP 4.8226 GBP 4.8525 GBP 4.8703 GBP 4.8791 GBP 4.8856 GBP 4.8923 GBP 4.8952 GBP 4.8958 GBP 4.8961 GBP 4.8962 GBP 4.8963 GBP 4.8964 GBP 4.8978 GBP 4.8986 GBP 4.8989 GBP 4.8994 GBP 4.9019 GBP
4.5946 GBP 4.6529 GBP 4.6530 GBP 4.6792 GBP 4.6911 GBP 4.7049 GBP 4.7091 GBP 4.7990 GBP 4.7993 GBP 4.8000 GBP 4.8002 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.