Last checked at 1 May 2024 17:09
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 29 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES- BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | PURCHASES | 1,601,796 | 27.5200 GBP | 26.3760 GBP |
USD 0.54945 ordinary | SALES | 3,752,665 | 27.5200 GBP | 24.8126 GBP |
USD 0.54945 ordinary | PURCHASES | 1,447 | 31.7581 EUR | 31.6971 EUR |
USD 0.54945 ordinary | SALES | 6,311 | 32.0053 EUR | 31.5100 EUR |
USD 0.54945 ordinary | SALES | 31,312 | 34.0204 USD | 34.0204 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | increasing a long position | 64 | 26.9115 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,487,471 | 27.0000 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,930 | 27.0048 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 16,757 | 27.0048 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 144 | 27.0255 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 821 | 27.0336 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 72,672 | 27.0816 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 3 | 27.1117 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,445 | 27.1161 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,196 | 27.1161 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 266 | 27.2525 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 347 | 27.3686 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 250 | 27.3690 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 850 | 27.4513 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 3,364 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 33,172 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 25,963 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 40 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 47 | 31.5100 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 10 | 31.9182 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 36 | 31.9186 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 996 | 631.2955 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 30,420 | 631.7236 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 14,662 | 631.8511 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 14,339 | 632.1882 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 42 | 636.8552 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 7 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 72 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 75 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 247 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 11 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 205 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 10,033 | 26.8782 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,263 | 26.9025 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 78 | 26.9025 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 7,700 | 26.9032 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 338 | 26.9050 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 5,497 | 26.9050 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 18,779 | 26.9076 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 43 | 26.9200 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 690 | 26.9200 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 18,158 | 26.9211 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 80 | 26.9600 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 812 | 27.0000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 32 | 27.0000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 33,152 | 27.0091 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 12,450 | 27.0842 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 58 | 27.1212 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3,000 | 27.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 191 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 5 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 58 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,560 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 928 | 27.5018 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 423 | 631.2975 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1,570 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 143 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 86 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 273 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 6,894 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 64 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 65 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 231 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,761 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 145 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,183 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 47 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,514 | 26.9126 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,107 | 26.9129 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 70 | 26.9285 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 176 | 27.0000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,575 | 27.0091 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 9,491 | 27.0244 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 3,186 | 27.0564 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 9,826 | 27.0723 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,009 | 27.1407 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 9,522 | 27.1522 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 13,940 | 27.1673 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 5,750 | 27.1673 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 889 | 27.1899 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 134 | 27.2350 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 27,002 | 27.2728 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 692 | 27.3185 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 3,969 | 27.3185 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 195 | 27.3185 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,693 | 27.3185 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,158 | 27.3299 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 501 | 27.3299 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 896 | 27.3299 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,284 | 27.3299 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 777 | 27.3299 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 192 | 27.3300 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 12,012 | 27.3718 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,454 | 27.3977 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 32 | 27.4909 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 5 | 27.4989 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 197 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 7,028 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 143 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 32,968 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,530 | 27.5055 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 21 | 31.6971 EUR |
USD 0.54945 ordinary | CFD | reducing a long position | 6,640 | 630.7806 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1,566 | 630.8416 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1,321 | 631.1211 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 15,142 | 631.2975 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 31,007 | 631.9918 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 11,968 | 632.4595 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 132 | 632.7768 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 100 | 636.3500 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 42 | 636.8552 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 274,778 | 24.8126 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 18,158 | 26.8527 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 12,957 | 26.8830 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,000 | 26.9638 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 10,483 | 26.9718 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3,000 | 26.9730 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 200 | 26.9751 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 17,260 | 26.9948 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 292 | 27.0000 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 33 | 27.0000 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 33,152 | 27.0336 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,079 | 27.0922 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 31,312 | 27.1154 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 664 | 27.1394 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 14,574 | 27.3933 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 7,630 | 27.3933 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 4,587 | 27.4981 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 8,766 | 27.4981 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 29,267 | 27.5000 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1 | 31.9200 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 4,426 | 31.9946 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 365 | 32.1344 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,107 | 629.1460 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 5,533 | 631.1093 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 179 | 631.2955 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 831 | 632.0699 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 132 | 632.7768 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 100 | 636.3500 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 01 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.