Last checked at 15 May 2024 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Bhp Group Limited connected to UBS |
(d) Date dealing undertaken: | 14 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, Anglo American
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 1763717 | 27.71865 GBP | 25.98000 GBP |
USD 0.54945 ordinary | Sell
| 1709141 | 27.71865 GBP | 25.96500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 1 | 26.847852 GBP |
USD 0.54945 ordinary | CFD
| Long | 22490 | 26.195 GBP |
USD 0.54945 ordinary | CFD
| Long | 800 | 26.9298879664 GBP |
USD 0.54945 ordinary | CFD
| Long | 3486 | 26.4136 GBP |
USD 0.54945 ordinary | CFD
| Long | 102143 | 26.82 GBP |
USD 0.54945 ordinary | CFD
| Long | 15752 | 26.88609721 GBP |
USD 0.54945 ordinary | CFD
| Long | 30000 | 26.1923 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.11 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.135 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.205 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.22 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.28 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.33 GBP |
USD 0.54945 ordinary | CFD
| Long | 364 | 26.355 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.365 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.395 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.45 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.52 GBP |
USD 0.54945 ordinary | CFD
| Long | 521 | 26.6 GBP |
USD 0.54945 ordinary | CFD
| Long | 219 | 26.63 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.74 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.745 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.04 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.06 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.14 GBP |
USD 0.54945 ordinary | CFD
| Long | 42 | 26.345 GBP |
USD 0.54945 ordinary | CFD
| Long | 41 | 26.085 GBP |
USD 0.54945 ordinary | CFD
| Long | 26 | 26.865 GBP |
USD 0.54945 ordinary | CFD
| Long | 75106 | 26.2862827847698 GBP |
USD 0.54945 ordinary | CFD
| Long | 1462 | 26.288997946539 GBP |
USD 0.54945 ordinary | CFD
| Long | 775 | 26.08907097 GBP |
USD 0.54945 ordinary | CFD
| Long | 40 | 26.19975 GBP |
USD 0.54945 ordinary | CFD
| Long | 4271 | 26.5043879965769 GBP |
USD 0.54945 ordinary | CFD
| Long | 293 | 27.130846 GBP |
USD 0.54945 ordinary | CFD
| Long | 171 | 27.092886 GBP |
USD 0.54945 ordinary | CFD
| Long | 28 | 27.068503 GBP |
USD 0.54945 ordinary | CFD
| Long | 17 | 27.1553960258824 GBP |
USD 0.54945 ordinary | CFD
| Long | 10 | 27.026689 GBP |
USD 0.54945 ordinary | CFD
| Long | 102 | 27.115277 GBP |
USD 0.54945 ordinary | CFD
| Long | 15220 | 26.3707689969001 GBP |
USD 0.54945 ordinary | CFD
| Long | 15110 | 26.3562829982998 GBP |
USD 0.54945 ordinary | CFD
| Long | 1501 | 26.5085639964024 GBP |
USD 0.54945 ordinary | CFD
| Long | 44973 | 609.67076312 ZAR |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.13653409 GBP |
USD 0.54945 ordinary | CFD
| Long | 236 | 26.16 GBP |
USD 0.54945 ordinary | CFD
| Long | 176 | 26.36 GBP |
USD 0.54945 ordinary | CFD
| Long | 343 | 26.34 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.86 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.035 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.095 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.1 GBP |
USD 0.54945 ordinary | CFD
| Long | 1791 | 26.17 GBP |
USD 0.54945 ordinary | CFD
| Long | 1242 | 26.5 GBP |
USD 0.54945 ordinary | CFD
| Long | 937 | 26.314192 GBP |
USD 0.54945 ordinary | CFD
| Long | 2700 | 27.33555556 GBP |
USD 0.54945 ordinary | CFD
| Long | 44823 | 610.21958637 ZAR |
USD 0.54945 ordinary | CFD
| Long | 150 | 605.085 ZAR |
USD 0.54945 ordinary | CFD
| Long | 1156 | 26.4225 GBP |
USD 0.54945 ordinary | CFD
| Long | 193 | 26.42 GBP |
USD 0.54945 ordinary | CFD
| Long | 297 | 26.32 GBP |
USD 0.54945 ordinary | CFD
| Long | 47 | 26.305 GBP |
USD 0.54945 ordinary | CFD
| Long | 636 | 26.625 GBP |
USD 0.54945 ordinary | CFD
| Long | 472 | 26.735 GBP |
USD 0.54945 ordinary | CFD
| Long | 124 | 26.705 GBP |
USD 0.54945 ordinary | CFD
| Long | 111 | 27.45 GBP |
USD 0.54945 ordinary | CFD
| Long | 564 | 27.410009 GBP |
USD 0.54945 ordinary | CFD
| Long | 1527 | 27.185 GBP |
USD 0.54945 ordinary | CFD
| Long | 170 | 27.145 GBP |
USD 0.54945 ordinary | CFD
| Long | 169 | 27.16 GBP |
USD 0.54945 ordinary | CFD
| Long | 752 | 27.21 GBP |
USD 0.54945 ordinary | CFD
| Long | 376 | 27.19 GBP |
USD 0.54945 ordinary | CFD
| Long | 34430 | 26.800864 GBP |
USD 0.54945 ordinary | CFD
| Long | 125 | 26.595 GBP |
USD 0.54945 ordinary | CFD
| Long | 299 | 26.6025 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.505 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.51 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.545 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.575 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.59 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.615 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.7 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.815 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.85 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.02 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.215 GBP |
USD 0.54945 ordinary | CFD
| Short | 456 | 25.98 GBP |
USD 0.54945 ordinary | CFD
| Short | 12713 | 26.6319779 GBP |
USD 0.54945 ordinary | CFD
| Short | 44973 | 609.67076312 ZAR |
USD 0.54945 ordinary | CFD
| Short | 10 | 26.1475 GBP |
USD 0.54945 ordinary | CFD
| Short | 815 | 26.19 GBP |
USD 0.54945 ordinary | CFD
| Short | 923 | 26.3 GBP |
USD 0.54945 ordinary | CFD
| Short | 409 | 26.31 GBP |
USD 0.54945 ordinary | CFD
| Short | 421 | 26.555 GBP |
USD 0.54945 ordinary | CFD
| Short | 808 | 26.558144 GBP |
USD 0.54945 ordinary | CFD
| Short | 808 | 26.56 GBP |
USD 0.54945 ordinary | CFD
| Short | 880 | 26.418324 GBP |
USD 0.54945 ordinary | CFD
| Short | 745 | 26.345 GBP |
USD 0.54945 ordinary | CFD
| Short | 720 | 26.35 GBP |
USD 0.54945 ordinary | CFD
| Short | 1920 | 26.305 GBP |
USD 0.54945 ordinary | CFD
| Short | 221 | 26.6175 GBP |
USD 0.54945 ordinary | CFD
| Short | 1770 | 26.21 GBP |
USD 0.54945 ordinary | CFD
| Short | 1864 | 26.145 GBP |
USD 0.54945 ordinary | CFD
| Short | 376 | 26.755 GBP |
USD 0.54945 ordinary | CFD
| Short | 1072 | 26.74 GBP |
USD 0.54945 ordinary | CFD
| Short | 799 | 26.465 GBP |
USD 0.54945 ordinary | CFD
| Short | 1878 | 26.47 GBP |
USD 0.54945 ordinary | CFD
| Short | 267 | 26.645 GBP |
USD 0.54945 ordinary | CFD
| Short | 755 | 26.455 GBP |
USD 0.54945 ordinary | CFD
| Short | 365 | 26.525 GBP |
USD 0.54945 ordinary | CFD
| Short | 756 | 26.534127 GBP |
USD 0.54945 ordinary | CFD
| Short | 55717 | 26.383748 GBP |
USD 0.54945 ordinary | CFD
| Short | 907 | 26.005 GBP |
USD 0.54945 ordinary | CFD
| Short | 8300 | 26.4497830651 GBP |
USD 0.54945 ordinary | CFD
| Short | 41752 | 26.2434991714193 GBP |
USD 0.54945 ordinary | CFD
| Short | 3527 | 26.6936745126283 GBP |
USD 0.54945 ordinary | CFD
| Short | 11730 | 26.4774541779292 GBP |
USD 0.54945 ordinary | CFD
| Short | 849 | 26.154087 GBP |
USD 0.54945 ordinary | CFD
| Short | 24150 | 26.27843727 GBP |
USD 0.54945 ordinary | CFD
| Short | 13948 | 26.2929 GBP |
USD 0.54945 ordinary | CFD
| Short | 384 | 26.1960478 GBP |
USD 0.54945 ordinary | CFD
| Short | 41603 | 26.25937037 GBP |
USD 0.54945 ordinary | CFD
| Short | 29038 | 26.27761874 GBP |
USD 0.54945 ordinary | CFD
| Short | 7256 | 26.23692324 GBP |
USD 0.54945 ordinary | CFD
| Short | 4354 | 26.23802331 GBP |
USD 0.54945 ordinary | CFD
| Short | 33716 | 27.0463 GBP |
USD 0.54945 ordinary | CFD
| Short | 2326 | 26.32684867 GBP |
USD 0.54945 ordinary | CFD
| Short | 125829 | 26.195 GBP |
USD 0.54945 ordinary | CFD
| Short | 37 | 26.77 GBP |
USD 0.54945 ordinary | CFD
| Short | 8267 | 26.3961183017902 GBP |
USD 0.54945 ordinary | CFD
| Short | 213 | 26.53260564 GBP |
USD 0.54945 ordinary | CFD
| Short | 6791 | 26.1991032219128 GBP |
USD 0.54945 ordinary | CFD
| Short | 563 | 26.5836634110124 GBP |
USD 0.54945 ordinary | CFD
| Short | 31875 | 26.18112445 GBP |
USD 0.54945 ordinary | CFD
| Short | 21894 | 26.299405 GBP |
USD 0.54945 ordinary | CFD
| Short | 21552 | 26.2545515 GBP |
USD 0.54945 ordinary | CFD
| Short | 1266 | 26.1673696711137 GBP |
USD 0.54945 ordinary | CFD
| Short | 4453 | 26.3843790731192 GBP |
USD 0.54945 ordinary | CFD
| Short | 17 | 26.32675006 GBP |
USD 0.54945 ordinary | CFD
| Short | 531 | 26.3838560044068 GBP |
USD 0.54945 ordinary | CFD
| Short | 44823 | 610.21958637 ZAR |
USD 0.54945 ordinary | CFD
| Short | 150 | 605.085 ZAR |
USD 0.54945 ordinary | CFD
| Short | 1265 | 26.4146001935178 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.11 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.4 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.71 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.995 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.105 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.165 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.185 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.215 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.225 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.24 GBP |
USD 0.54945 ordinary | CFD
| Short | 118 | 26.370678 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.255 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.315 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.32 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.325 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.355 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.385 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.41 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.415 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.46 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.48 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.54945 ordinary | Call | Purchasing | 125000 | 27.0 GBP | American | 20 September 2024 | 2.425 GBP |
USD 0.54945 ordinary | Put | Purchasing | 125000 | 27.0 GBP | American | 20 September 2024 | 2.425 GBP |
USD 0.54945 ordinary | Call | Selling | 125000 | 27.0 GBP | American | 20 September 2024 | 2.425 GBP |
USD 0.54945 ordinary | Put | Selling | 125000 | 27.0 GBP | American | 20 September 2024 | 2.425 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 15 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.