Last checked at 20 May 2024 10:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 17 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | PURCHASES | 944,524 | 27.0000 GBP | 26.0950 GBP |
USD 0.54945 ordinary | SALES | 1,193,928 | 27.0030 GBP | 26.1000 GBP |
USD 0.54945 ordinary | SALES | 159 | 30.7143 EUR | 30.5400 EUR |
USD 0.54945 ordinary | PURCHASES | 445 | 31.4055 EUR | 30.7113 EUR |
USD 0.54945 ordinary | PURCHASES | 5,504 | 34.0002 USD | 34.0002 USD |
USD 0.54945 ordinary | SALES | 11,701 | 34.0002 USD | 33.7187 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | increasing a long position | 9 | 26.1936 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 126 | 26.3192 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 21,578 | 26.4100 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 7,046 | 26.4610 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 3,456 | 26.5451 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 6,197 | 26.5581 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 292 | 26.5749 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 2,568 | 26.5749 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 125 | 26.6300 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 134 | 26.6442 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 7,767 | 26.6890 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 6,001 | 26.6895 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 2,947 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 2,956 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 279 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 186 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 64 | 26.7758 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 833 | 26.7896 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 159 | 26.7976 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 30 | 26.7998 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 50 | 26.8791 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 931 | 26.8978 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 17 | 30.5400 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 1,078 | 607.2687 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 9,480 | 611.4687 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 29,356 | 611.5572 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 4,778 | 611.7986 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 1,549 | 611.8330 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 1,981 | 613.1013 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 1,132 | 26.1475 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 6,109 | 26.2806 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,095 | 26.3901 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 55,000 | 26.5120 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,265 | 26.5261 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 17,614 | 26.5273 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,347 | 26.5369 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 41,260 | 26.6070 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,401 | 26.6978 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 191 | 26.7065 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 149 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3,967 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 90 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,070 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 30,397 | 26.7801 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 6,134 | 26.7925 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 582 | 26.8092 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 66,643 | 26.8324 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 50,000 | 26.8395 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 5,000 | 26.8750 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 13 | 26.8804 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 8,000 | 26.8932 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,581 | 26.9015 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3,386 | 26.9088 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 303 | 31.4055 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 12,039 | 610.9841 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 1,549 | 611.8327 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1 | 26.1000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,450 | 26.3016 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,471 | 26.3239 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 872 | 26.3830 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,129 | 26.3836 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 33 | 26.5273 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 12,707 | 26.7065 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,464 | 26.7362 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,838 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,971 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 177 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 36,485 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,547 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 102 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 63 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 15,777 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,183 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 84 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 189 | 26.7771 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 957 | 26.7772 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,135 | 26.7849 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 59 | 26.7925 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 3,667 | 26.8010 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 11,916 | 26.8218 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 3,670 | 610.9841 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 17,486 | 611.4443 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 9,181 | 611.8483 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 2,356 | 612.3732 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 2,110 | 613.6465 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 230 | 620.7000 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 191 | 26.1936 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3,880 | 26.2108 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 297 | 26.2996 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 76 | 26.3221 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 657 | 26.4001 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,624 | 26.4610 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,616 | 26.4644 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 260 | 26.4746 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 17,614 | 26.5451 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3,967 | 26.5494 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 906 | 26.5645 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 154,403 | 26.6344 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 51,467 | 26.6344 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 23 | 26.6700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 10,585 | 26.6892 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,199 | 26.6919 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 508 | 26.6919 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 406 | 26.6919 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 33,124 | 26.6919 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 9,710 | 26.6919 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,630 | 26.6919 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 205 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 7,583 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 36,879 | 26.7750 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 80 | 26.7751 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 30 | 26.7976 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 5,293 | 26.8146 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 975 | 26.8174 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 163 | 26.8505 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 44 | 26.9195 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 10,585 | 27.0030 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 169 | 607.2687 ZAR |
USD 0.54945 ordinary | Constant Leverage Certificate (X10) | SHORT | 30 | 13.7300 EUR |
USD 0.54945 ordinary | Constant Leverage Certificate (X3) | SHORT | 22 | 22.9200 EUR |
USD 0.54945 ordinary | Open End Knock out Warrant (25) (ISIN | SHORT | 50 | 2.0500 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.