Last checked at 29 Apr 2024 12:25
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 26 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 636828 | 32.57906 USD | 25.30415 GBP |
USD 0.54945 ordinary | Sell
| 1087690 | 27.10750 GBP | 25.20000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 7588 | 26.1169 GBP |
USD 0.54945 ordinary | CFD
| Long | 141628 | 26.43 GBP |
USD 0.54945 ordinary | CFD
| Long | 5806 | 25.4218 GBP |
USD 0.54945 ordinary | CFD
| Long | 4064 | 25.36731053 GBP |
USD 0.54945 ordinary | CFD
| Long | 17811 | 26.4420859328892 GBP |
USD 0.54945 ordinary | CFD
| Long | 3300 | 26.8933 GBP |
USD 0.54945 ordinary | CFD
| Long | 1500 | 26.3715034509 GBP |
USD 0.54945 ordinary | CFD
| Long | 7845 | 26.12705607 GBP |
USD 0.54945 ordinary | CFD
| Long | 21167 | 26.359292 GBP |
USD 0.54945 ordinary | CFD
| Long | 326 | 26.4092077 GBP |
USD 0.54945 ordinary | CFD
| Long | 18 | 26.79419615 GBP |
USD 0.54945 ordinary | CFD
| Long | 11 | 26.78828724 GBP |
USD 0.54945 ordinary | CFD
| Long | 1868 | 26.61670014 GBP |
USD 0.54945 ordinary | CFD
| Long | 1789 | 26.71618396 GBP |
USD 0.54945 ordinary | CFD
| Long | 1252 | 26.73145466 GBP |
USD 0.54945 ordinary | CFD
| Long | 5031 | 26.4289428 GBP |
USD 0.54945 ordinary | CFD
| Long | 1194 | 26.63516198 GBP |
USD 0.54945 ordinary | CFD
| Long | 1136 | 26.78620624 GBP |
USD 0.54945 ordinary | CFD
| Long | 350 | 26.77762885 GBP |
USD 0.54945 ordinary | CFD
| Long | 817 | 26.76855284 GBP |
USD 0.54945 ordinary | CFD
| Long | 792 | 26.72621942 GBP |
USD 0.54945 ordinary | CFD
| Long | 751 | 26.62866849 GBP |
USD 0.54945 ordinary | CFD
| Long | 577 | 26.78103877 GBP |
USD 0.54945 ordinary | CFD
| Long | 440 | 26.69346631 GBP |
USD 0.54945 ordinary | CFD
| Long | 2033 | 26.75152458 GBP |
USD 0.54945 ordinary | CFD
| Long | 1897 | 26.76218988 GBP |
USD 0.54945 ordinary | CFD
| Long | 435 | 26.61062694 GBP |
USD 0.54945 ordinary | CFD
| Long | 177 | 26.77767122 GBP |
USD 0.54945 ordinary | CFD
| Long | 174 | 26.75451886 GBP |
USD 0.54945 ordinary | CFD
| Long | 1571 | 26.76729689 GBP |
USD 0.54945 ordinary | CFD
| Long | 541 | 26.75620283 GBP |
USD 0.54945 ordinary | CFD
| Long | 298 | 26.80574782 GBP |
USD 0.54945 ordinary | CFD
| Long | 1399 | 26.71660277 GBP |
USD 0.54945 ordinary | CFD
| Long | 1329 | 26.66263219 GBP |
USD 0.54945 ordinary | CFD
| Long | 242 | 26.75518906 GBP |
USD 0.54945 ordinary | CFD
| Long | 172 | 26.76440053 GBP |
USD 0.54945 ordinary | CFD
| Long | 516 | 26.65434551 GBP |
USD 0.54945 ordinary | CFD
| Long | 480 | 26.71143888 GBP |
USD 0.54945 ordinary | CFD
| Long | 244 | 26.67046969 GBP |
USD 0.54945 ordinary | CFD
| Long | 227 | 26.74191962 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.66895058 GBP |
USD 0.54945 ordinary | CFD
| Long | 106 | 26.76039999 GBP |
USD 0.54945 ordinary | CFD
| Long | 60 | 26.71207361 GBP |
USD 0.54945 ordinary | CFD
| Long | 220 | 26.70773835 GBP |
USD 0.54945 ordinary | CFD
| Long | 198 | 26.66337636 GBP |
USD 0.54945 ordinary | CFD
| Long | 152 | 26.72497535 GBP |
USD 0.54945 ordinary | CFD
| Long | 140 | 26.67293414 GBP |
USD 0.54945 ordinary | CFD
| Long | 95 | 26.72181765 GBP |
USD 0.54945 ordinary | CFD
| Long | 864 | 26.5078067122685 GBP |
USD 0.54945 ordinary | CFD
| Long | 289 | 26.5081314852595 GBP |
USD 0.54945 ordinary | CFD
| Long | 136 | 26.505625005 GBP |
USD 0.54945 ordinary | CFD
| Long | 134 | 26.5083208928358 GBP |
USD 0.54945 ordinary | CFD
| Long | 54 | 26.70089785 GBP |
USD 0.54945 ordinary | CFD
| Long | 78 | 26.5084615384615 GBP |
USD 0.54945 ordinary | CFD
| Long | 54 | 26.5103703748148 GBP |
USD 0.54945 ordinary | CFD
| Long | 123 | 26.51 GBP |
USD 0.54945 ordinary | CFD
| Long | 45 | 26.65138959 GBP |
USD 0.54945 ordinary | CFD
| Long | 168 | 26.5597389 GBP |
USD 0.54945 ordinary | CFD
| Long | 58 | 26.77850697 GBP |
USD 0.54945 ordinary | CFD
| Long | 37 | 26.78541263 GBP |
USD 0.54945 ordinary | CFD
| Long | 27 | 26.77253013 GBP |
USD 0.54945 ordinary | CFD
| Long | 8126 | 26.092833036825 GBP |
USD 0.54945 ordinary | CFD
| Long | 92 | 25.385 GBP |
USD 0.54945 ordinary | CFD
| Long | 32203 | 26.4389464 GBP |
USD 0.54945 ordinary | CFD
| Long | 8309 | 26.243649 GBP |
USD 0.54945 ordinary | CFD
| Long | 258 | 26.9583720930233 GBP |
USD 0.54945 ordinary | CFD
| Long | 13 | 26.7080769230769 GBP |
USD 0.54945 ordinary | CFD
| Long | 115667 | 26.4513403131403 GBP |
USD 0.54945 ordinary | CFD
| Long | 166433 | 26.6633594299207 GBP |
USD 0.54945 ordinary | CFD
| Long | 1640 | 25.4782134146342 GBP |
USD 0.54945 ordinary | CFD
| Long | 316 | 25.4766772151899 GBP |
USD 0.54945 ordinary | CFD
| Long | 139 | 25.4091366906475 GBP |
USD 0.54945 ordinary | CFD
| Long | 105 | 25.4879047619048 GBP |
USD 0.54945 ordinary | CFD
| Long | 160 | 26.507125 GBP |
USD 0.54945 ordinary | CFD
| Long | 509 | 26.5407269 GBP |
USD 0.54945 ordinary | CFD
| Long | 402 | 26.53414179 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.24 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.255 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.38 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.43 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.435 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.45 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.47 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.494545 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.485 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.51 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.515 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.55 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.7 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.92 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.12 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.16 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.22 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.3 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.395 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.48 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.58 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.66 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.75 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.865 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.88 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.9 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.025 GBP |
USD 0.54945 ordinary | CFD
| Long | 19 | 26.385 GBP |
USD 0.54945 ordinary | CFD
| Long | 18 | 26.375 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.965 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.01 GBP |
USD 0.54945 ordinary | CFD
| Long | 440 | 26.5 GBP |
USD 0.54945 ordinary | CFD
| Long | 176 | 26.505 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 25.46 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.45 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.52 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.97 GBP |
USD 0.54945 ordinary | CFD
| Long | 5 | 26.515 GBP |
USD 0.54945 ordinary | CFD
| Long | 23006 | 26.428679 GBP |
USD 0.54945 ordinary | CFD
| Long | 10000 | 26.439771 GBP |
USD 0.54945 ordinary | CFD
| Short | 129 | 25.42 GBP |
USD 0.54945 ordinary | CFD
| Short | 1065 | 25.52 GBP |
USD 0.54945 ordinary | CFD
| Short | 667 | 25.525 GBP |
USD 0.54945 ordinary | CFD
| Short | 614 | 25.3825 GBP |
USD 0.54945 ordinary | CFD
| Short | 1041 | 25.38 GBP |
USD 0.54945 ordinary | CFD
| Short | 448 | 25.55 GBP |
USD 0.54945 ordinary | CFD
| Short | 1037 | 25.41 GBP |
USD 0.54945 ordinary | CFD
| Short | 582 | 25.395 GBP |
USD 0.54945 ordinary | CFD
| Short | 543 | 25.375 GBP |
USD 0.54945 ordinary | CFD
| Short | 25818 | 26.431322 GBP |
USD 0.54945 ordinary | CFD
| Short | 3886 | 25.401271 GBP |
USD 0.54945 ordinary | CFD
| Short | 740 | 25.304149 GBP |
USD 0.54945 ordinary | CFD
| Short | 944 | 26.415 GBP |
USD 0.54945 ordinary | CFD
| Short | 454 | 26.4903359 GBP |
USD 0.54945 ordinary | CFD
| Short | 545 | 26.238766 GBP |
USD 0.54945 ordinary | CFD
| Short | 1728 | 25.345 GBP |
USD 0.54945 ordinary | CFD
| Short | 30913 | 25.85937 GBP |
USD 0.54945 ordinary | CFD
| Short | 540 | 25.703 GBP |
USD 0.54945 ordinary | CFD
| Short | 7708 | 26.322 GBP |
USD 0.54945 ordinary | CFD
| Short | 523 | 26.4352772466539 GBP |
USD 0.54945 ordinary | CFD
| Short | 3300 | 26.56129091 GBP |
USD 0.54945 ordinary | CFD
| Short | 1650 | 25.3734289713 GBP |
USD 0.54945 ordinary | CFD
| Short | 14498 | 26.023 GBP |
USD 0.54945 ordinary | CFD
| Short | 5000 | 26.43 GBP |
USD 0.54945 ordinary | CFD
| Short | 80000 | 25.6109 GBP |
USD 0.54945 ordinary | CFD
| Short | 20000 | 27.0819 GBP |
USD 0.54945 ordinary | CFD
| Short | 931 | 25.47846154 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.5 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.6 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.85 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.91 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.985 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.18 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.37 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.48 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.505 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.515 GBP |
USD 0.54945 ordinary | CFD
| Short | 3497 | 26.144845 GBP |
USD 0.54945 ordinary | CFD
| Short | 2509 | 26.0367178130052 GBP |
USD 0.54945 ordinary | CFD
| Short | 4976 | 25.83214329 GBP |
USD 0.54945 ordinary | CFD
| Short | 28 | 26.71875 GBP |
USD 0.54945 ordinary | CFD
| Short | 735 | 25.89593567 GBP |
USD 0.54945 ordinary | CFD
| Short | 90 | 26.4713888888889 GBP |
USD 0.54945 ordinary | CFD
| Short | 784 | 26.4352806122449 GBP |
USD 0.54945 ordinary | CFD
| Short | 2500 | 28.038668 GBP |
USD 0.54945 ordinary | CFD
| Short | 1070 | 25.30415 GBP |
USD 0.54945 ordinary | CFD
| Short | 52 | 26.397019 GBP |
USD 0.54945 ordinary | CFD
| Short | 6143 | 26.3572761709198 GBP |
USD 0.54945 ordinary | CFD
| Short | 870 | 26.4337816111724 GBP |
USD 0.54945 ordinary | CFD
| Short | 21194 | 26.11113877 GBP |
USD 0.54945 ordinary | CFD
| Short | 59252 | 27.01898263 GBP |
USD 0.54945 ordinary | CFD
| Short | 7000 | 26.36872641 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.54 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.575 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.76 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.905 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.995 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.01 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.085 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 25.397841 GBP |
USD 0.54945 ordinary | CFD
| Short | 26 | 26.555 GBP |
USD 0.54945 ordinary | CFD
| Short | 23 | 27.04 GBP |
USD 0.54945 ordinary | CFD
| Short | 1 | 26.52 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 25.39 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 25.46 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.95 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.455 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 25.485 GBP |
USD 0.54945 ordinary | CFD
| Short | 26291 | 25.500566 GBP |
USD 0.54945 ordinary | CFD
| Short | 477 | 25.385 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 29 April 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.